Aurinia Pharmaceuticals Inc.
AUPH- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001600620
In the last 90 days, Aurinia Pharmaceuticals Inc. insiders filed 0 open-market purchases and 2 sales; 282 institutions reported holding it in 13F filings for Q2 2026, worth $1.34B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Aurinia Pharmaceuticals Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 167
- +4 vs. Q2 2021
- Shares held
- 43.9M
- −3.37M (−7.1%) vs. Q2 2021
- Total value
- $966.8M
- +$354.2M (+57.8%) vs. Q2 2021
- New holders
- 39
- 44 more added
- Sold out
- 35
- 50 more reduced
4 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AUPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 282 | $1.34B |
| Q1 2026 | 260 | $1.10B |
| Q4 2025 | 256 | $1.15B |
| Q3 2025 | 242 | $729.8M |
| Q2 2025 | 219 | $497.1M |
| Q1 2025 | 214 | $504.1M |
| Q4 2024 | 200 | $525.4M |
| Q3 2024 | 183 | $428.9M |
| Q2 2024 | 171 | $319.9M |
| Q1 2024 | 178 | $280.8M |
| Q4 2023 | 191 | $485.4M |
| Q3 2023 | 198 | $395.2M |
| Q2 2023 | 200 | $487.5M |
| Q1 2023 | 186 | $553.5M |
| Q4 2022 | 192 | $223.1M |
| Q3 2022 | 189 | $420.5M |
| Q2 2022 | 199 | $509.9M |
| Q1 2022 | 184 | $532.9M |
| Q4 2021 | 191 | $895.1M |
| Q3 2021 | 167 | $966.8M |
| Q2 2021 | 167 | $640.9M |
| Q1 2021 | 170 | $682.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Aurinia Pharmaceuticals Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Banque Cantonale Vaudoise | 14,736 | $326.0K | 0.01% | +8,289+128.6% | Added |
| Invesco Ltd. | 14,629 | $324.0K | 0.00% | −3,342−18.6% | Reduced |
| Exane Derivatives | 14,329 | $317.1K | 0.08% | +1,185+9.0% | Added |
| MYDA Advisors LLC | 14,000 | $310.0K | 0.11% | +14,000 | New |
| Chiron Capital Management, LLC | 13,500 | $299.0K | 0.22% | +1,700+14.4% | Added |
| DuPont Capital Management Corp | 13,397 | $296.0K | 0.01% | +13,397 | New |
| Capital Investment Advisors, LLC | 13,000 | $288.0K | 0.01% | +3,000+30.0% | Added |
| Bridgewater Associates, LP | 12,802 | $283.0K | 0.00% | +12,802 | New |
| Raymond James & Associates | 12,600 | $279.0K | 0.00% | −15,390−55.0% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 12,363 | $274.0K | 0.00% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 12,281 | $271.8K | 0.00% | −129,178−91.3% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 11,130 | $246.0K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 10,744 | $237.0K | 0.00% | +10,744 | New |
| Thompson Siegel & Walmsley LLC | 10,000 | $221.0K | 0.00% | −40,000−80.0% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 10,000 | $221.0K | 0.03% | 00.0% | Unchanged |
| Pendal Group Limited | 10,000 | $221.0K | 0.00% | +10,000 | New |
| Citigroup Inc | 9,923 | $220.0K | 0.00% | −4,447−30.9% | Reduced |
| Gofen & Glossberg LLC | 9,500 | $210.0K | 0.00% | +9,500 | New |
| Harbor Financial Services, LLC | 9,450 | $209.0K | 0.09% | +9,450 | New |
| Intrust Bank NA | 9,391 | $208.0K | 0.03% | +9,391 | New |
| US Bancorp | 9,108 | $202.0K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 7,417 | $164.0K | 0.00% | −155,262−95.4% | Reduced |
| Brown Brothers Harriman & Co | 6,500 | $144.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 6,126 | $135.6K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 6,010 | $133.0K | 0.00% | −85−1.4% | Reduced |
| Shell Asset Management Co | 9,965 | $132.0K | 0.00% | −410−4.0% | Reduced |
| Northern Oak Wealth Management Inc | 3,900 | $86.0K | 0.01% | −900−18.8% | Reduced |
| Great West Life Assurance Co | 5,480 | $72.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 3,213 | $71.0K | 0.00% | −5,729−64.1% | Reduced |
| Newbridge Financial Services Group, Inc. | 3,225 | $71.0K | 0.04% | +3,225 | New |
| Salem Investment Counselors Inc | 3,091 | $68.0K | 0.00% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 2,945 | $65.0K | 0.00% | +30+1.0% | Added |
| The PNC Financial Services Group, Inc. | 2,361 | $52.0K | 0.00% | −49,971−95.5% | Reduced |
| Captrust Financial Advisors | 2,200 | $49.0K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 2,193 | $48.5K | 0.00% | −300−12.0% | Reduced |
| Total Clarity Wealth Management, Inc. | 2,162 | $48.0K | 0.02% | +2,162 | New |
| Private Capital Group, LLC | 2,072 | $46.0K | 0.01% | +581+39.0% | Added |
| Geneos Wealth Management Inc. | 2,108 | $45.0K | 0.00% | +1,850+717.1% | Added |
| Fifth Third Bancorp | 2,000 | $44.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,793 | $39.7K | 0.00% | +1,793 | New |
| Spire Wealth Management | 1,541 | $34.0K | 0.00% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 1,500 | $33.0K | 0.02% | +1,500 | New |
| Macquarie Group Ltd | 1,175 | $26.0K | 0.00% | +1,175 | New |
| Laurel Wealth Advisors LLC | 1,120 | $25.0K | 0.01% | 00.0% | Unchanged |
| Resources Management Corp | 1,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Pittenger & Anderson Inc | 1,000 | $22.0K | 0.00% | 00.0% | Unchanged |
| Rocky Mountain Advisers, LLC | 1,000 | $22.0K | 0.03% | 00.0% | Unchanged |
| Savior LLC | 801 | $18.0K | 0.02% | 00.0% | Unchanged |
| Huntington National Bank | 783 | $17.0K | 0.00% | −674−46.3% | Reduced |
| Harbour Investments, Inc. | 700 | $15.0K | 0.00% | −690−49.6% | Reduced |
| First Horizon Advisors, Inc. | 700 | $14.0K | 0.00% | +493+238.2% | Added |
| Glen Eagle Advisors, LLC | 600 | $13.3K | 0.00% | 00.0% | Unchanged |
| Zions Bancorporation, N.A. | 600 | $13.0K | 0.00% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 531 | $12.0K | 0.01% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 500 | $11.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 500 | $11.0K | 0.00% | +500 | New |
| Daiwa Securities Group Inc. | 440 | $10.0K | 0.00% | +202+84.9% | Added |
| Accel Wealth Management | 350 | $8.00K | 0.01% | −1,635−82.4% | Reduced |
| Farmers & Merchants Investments Inc | 361 | $8.00K | 0.00% | −291−44.6% | Reduced |
| Pacifica Partners Inc. | 300 | $7.00K | 0.01% | −3,650−92.4% | Reduced |
| Professional Financial Advisors, LLC | 260 | $6.00K | 0.00% | 00.0% | Unchanged |
| Your Advocates Ltd., LLP | 250 | $6.00K | 0.00% | +250 | New |
| Toth Financial Advisory Corp | 130 | $3.00K | 0.00% | 00.0% | Unchanged |
| Jefferies Group LLC | 100 | $2.21K | 0.00% | +100 | New |
| Koshinski Asset Management, Inc. | 100 | $2.21K | 0.00% | +100 | New |
| Allworth Financial LP | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 63 | $1.00K | 0.00% | +63 | New |
| OrbiMed Advisors LLC | 0 | $0 | 0.00% | −6,069,032−100.0% | Sold out |
| Kingdon Capital Management, L.L.C. | 0 | $0 | 0.00% | −1,583,208−100.0% | Sold out |
| Altshuler Shaham Ltd | 0 | $0 | 0.00% | −559,412−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −367,000−100.0% | Sold out |
| TD Asset Management Inc | 0 | $0 | 0.00% | −315,979−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −288,637−100.0% | Sold out |
| Public Sector Pension Investment Board | 0 | $0 | 0.00% | −286,953−100.0% | Sold out |
| Sector Gamma AS | 0 | $0 | 0.00% | −234,916−100.0% | Sold out |
| InterOcean Capital Group, LLC | 0 | $0 | 0.00% | −200,000−100.0% | Sold out |
| British Columbia Investment Management Corp | 0 | $0 | 0.00% | −182,067−100.0% | Sold out |
| K2 Principal Fund, L.P. | 0 | $0 | 0.00% | −139,499−100.0% | Sold out |
| Manufacturers Life Insurance Company, The | 0 | $0 | 0.00% | −109,845−100.0% | Sold out |
| Prosight Management, LP | 0 | $0 | 0.00% | −130,000−100.0% | Sold out |
| Granite Point Capital Management, L.P. | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −96,892−100.0% | Sold out |
| CIBC Asset Management Inc | 0 | $0 | 0.00% | −84,766−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −67,123−100.0% | Sold out |
| Alberta Investment Management Corp | 0 | $0 | 0.00% | −52,100−100.0% | Sold out |
| Parkman Healthcare Partners LLC | 0 | $0 | 0.00% | −49,969−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −44,700−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −28,983−100.0% | Sold out |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −27,877−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −25,960−100.0% | Sold out |
| AlphaCentric Advisors LLC | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Infrastructure Capital Advisors, LLC | 0 | $0 | 0.00% | −23,000−100.0% | Sold out |
| Rothschild Investment Corp | 0 | $0 | 0.00% | −22,310−100.0% | Sold out |
| CIBC World Markets Inc. | 0 | $0 | 0.00% | −18,983−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −14,170−100.0% | Sold out |
| Northwest & Ethical Investments L.P. | 0 | $0 | 0.00% | −13,263−100.0% | Sold out |
| Bridgefront Capital, LLC | 0 | $0 | 0.00% | −11,040−100.0% | Sold out |
| StoneX Group Inc. | 0 | $0 | 0.00% | −10,650−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −10,396−100.0% | Sold out |
| New York Life Investments Alternatives | 0 | $0 | 0.00% | −10,009−100.0% | Sold out |