Aridis Pharmaceuticals, Inc.
ARDSDelisted Sep 8, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001614067
Aridis Pharmaceuticals, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 28, 2024; 18 institutions reported holding it in 13F filings for Q2 2023, worth $392.3K in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Aridis Pharmaceuticals, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 18
- −2 vs. Q1 2023
- Shares held
- 1.78M
- −2.34M (−56.8%) vs. Q1 2023
- Total value
- $392.3K
- −$902.0K (−69.7%) vs. Q1 2023
- New holders
- 3
- 5 more added
- Sold out
- 5
- 1 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ARDS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $1 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $3 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 2 | $10 |
| Q3 2023 | 1 | $1.44K |
| Q2 2023 | 18 | $392.3K |
| Q1 2023 | 20 | $1.29M |
| Q4 2022 | 17 | $4.58M |
| Q3 2022 | 16 | $1.79M |
| Q2 2022 | 19 | $2.05M |
| Q1 2022 | 22 | $3.38M |
| Q4 2021 | 20 | $2.96M |
| Q3 2021 | 18 | $7.33M |
| Q2 2021 | 13 | $7.87M |
| Q1 2021 | 12 | $5.97M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Aridis Pharmaceuticals, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Commonwealth Equity Services, LLC | 646,000 | $142.0K | 0.00% | 00.0% | Unchanged |
| Roumell Asset Management, LLC | 446,588 | $98.2K | 0.19% | 00.0% | Unchanged |
| State Street Corp | 202,247 | $44.5K | 0.00% | +159,000+367.7% | Added |
| Geode Capital Management, LLC | 143,034 | $31.5K | 0.00% | 00.0% | Unchanged |
| Vanguard Group Inc | 136,197 | $29.9K | 0.00% | −388,959−74.1% | Reduced |
| HRT Financial LP | 73,723 | $16.0K | 0.00% | +56,496+328.0% | Added |
| Acadian Asset Management LLC | 36,533 | $8.00K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 28,104 | $6.18K | 0.00% | 00.0% | Unchanged |
| Cornerstone Wealth Management, LLC | 20,000 | $4.40K | 0.00% | +20,000 | New |
| Tower Research Capital LLC (TRC) | 16,363 | $3.60K | 0.00% | +14,779+933.0% | Added |
| Wealth Architects, LLC | 14,077 | $3.10K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 11,809 | $3.00K | 0.00% | +11,809 | New |
| BlackRock Inc. | 4,612 | $1.01K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 2,337 | $514 | 0.00% | +1,100+88.9% | Added |
| Wells Fargo & Company | 1,459 | $320 | 0.00% | +105+7.8% | Added |
| ICA Group Wealth Management, LLC | 250 | $55 | 0.00% | 00.0% | Unchanged |
| Financial Perspectives, Inc | 250 | $55 | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 1,293 | $0 | 0.00% | +1,293 | New |
| Sabby Management, LLC | 0 | $0 | 0.00% | −2,140,174−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −37,600−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −23,082−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −15,356−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −2,683−100.0% | Sold out |