Aridis Pharmaceuticals, Inc.
ARDSDelisted Sep 8, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001614067
Aridis Pharmaceuticals, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 28, 2024; 18 institutions reported holding it in 13F filings for Q2 2023, worth $392.3K in total; no superinvestor held it.
13F holders, Q1 2021
Institutional positions in Aridis Pharmaceuticals, Inc. as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 12
- No complete 13F data for Q4 2020
- Shares held
- 1.01M
- No complete 13F data for Q4 2020
- Total value
- $5.97M
- No complete 13F data for Q4 2020
Holders and value by quarter
Institutions reporting ARDS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $1 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $3 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 2 | $10 |
| Q3 2023 | 1 | $1.44K |
| Q2 2023 | 18 | $392.3K |
| Q1 2023 | 20 | $1.29M |
| Q4 2022 | 17 | $4.58M |
| Q3 2022 | 16 | $1.79M |
| Q2 2022 | 19 | $2.05M |
| Q1 2022 | 22 | $3.38M |
| Q4 2021 | 20 | $2.96M |
| Q3 2021 | 18 | $7.33M |
| Q2 2021 | 13 | $7.87M |
| Q1 2021 | 12 | $5.97M |
Institutions, Q1 2021
Shares, value and share of portfolio for each institution holding Aridis Pharmaceuticals, Inc..
Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AIGH Capital Management LLC | 423,357 | $2.50M | 0.86% | – | – |
| Roumell Asset Management, LLC | 222,222 | $1.31M | 1.90% | – | – |
| Vanguard Group Inc | 149,658 | $883.0K | 0.00% | – | – |
| Worth Venture Partners, LLC | 105,413 | $622.0K | 0.30% | – | – |
| Minot Wealth Management LLC | 72,230 | $426.0K | 0.11% | – | – |
| BlackRock Inc. | 26,381 | $156.0K | 0.00% | – | – |
| Perritt Capital Management Inc | 10,100 | $60.0K | 0.03% | – | – |
| Wells Fargo & Company | 1,266 | $7.00K | 0.00% | – | – |
| Citigroup Inc | 750 | $4.00K | 0.00% | – | – |
| Morgan Stanley | 500 | $3.00K | 0.00% | – | – |
| Financial Perspectives, Inc | 1,475 | $250 | 0.01% | – | – |
| Bank of America Corp | 28 | $0 | 0.00% | – | – |