Aridis Pharmaceuticals, Inc.
ARDSDelisted Sep 8, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001614067
Aridis Pharmaceuticals, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 28, 2024; 18 institutions reported holding it in 13F filings for Q2 2023, worth $392.3K in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Aridis Pharmaceuticals, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 22
- +2 vs. Q4 2021
- Shares held
- 1.92M
- +652.4K (+51.4%) vs. Q4 2021
- Total value
- $3.38M
- +$422.9K (+14.3%) vs. Q4 2021
- New holders
- 5
- 6 more added
- Sold out
- 3
- 3 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ARDS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $1 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $3 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 2 | $10 |
| Q3 2023 | 1 | $1.44K |
| Q2 2023 | 18 | $392.3K |
| Q1 2023 | 20 | $1.29M |
| Q4 2022 | 17 | $4.58M |
| Q3 2022 | 16 | $1.79M |
| Q2 2022 | 19 | $2.05M |
| Q1 2022 | 22 | $3.38M |
| Q4 2021 | 20 | $2.96M |
| Q3 2021 | 18 | $7.33M |
| Q2 2021 | 13 | $7.87M |
| Q1 2021 | 12 | $5.97M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Aridis Pharmaceuticals, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Focused Wealth Management, Inc | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Financial Perspectives, Inc | 250 | $440 | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 1,342 | $2.00K | 0.00% | +642+91.7% | Added |
| Morgan Stanley | 1,275 | $2.00K | 0.00% | +1,275 | New |
| Wells Fargo & Company | 1,283 | $3.00K | 0.00% | −11−0.9% | Reduced |
| Tower Research Capital LLC (TRC) | 3,257 | $6.00K | 0.00% | +3,044+1,429.1% | Added |
| Simplex Trading, LLC | 6,643 | $11.0K | 0.00% | +6,643 | New |
| Advisor Group Holdings, Inc. | 9,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 10,453 | $18.0K | 0.00% | −44,217−80.9% | Reduced |
| XTX Topco Ltd | 11,867 | $21.0K | 0.01% | +11,867 | New |
| Wealth Architects, LLC | 14,077 | $25.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 16,572 | $29.0K | 0.00% | 00.0% | Unchanged |
| Perritt Capital Management Inc | 24,000 | $42.0K | 0.02% | 00.0% | Unchanged |
| State Street Corp | 26,447 | $47.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 27,066 | $48.0K | 0.00% | +27,066 | New |
| Citadel Advisors LLC | 28,360 | $49.0K | 0.00% | +13,626+92.5% | Added |
| BlackRock Inc. | 35,826 | $63.0K | 0.00% | −7,375−17.1% | Reduced |
| Minot Wealth Management LLC | 50,000 | $88.0K | 0.02% | +50,000 | New |
| Geode Capital Management, LLC | 106,639 | $187.0K | 0.00% | +68,665+180.8% | Added |
| Roumell Asset Management, LLC | 446,588 | $786.0K | 1.27% | 00.0% | Unchanged |
| Vanguard Group Inc | 524,122 | $922.0K | 0.00% | +16,785+3.3% | Added |
| Commonwealth Equity Services, LLC | 577,200 | $1.01M | 0.00% | +557,000+2,757.4% | Added |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −39,680−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −12,200−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −750−100.0% | Sold out |