Apollo Endosurgery, Inc.
APENDelisted Apr 4, 2023- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001251769
Apollo Endosurgery, Inc. was delisted on Apr 4, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 90 institutions reported holding it in 13F filings for Q1 2023, worth $442.4M in total; no superinvestor held it.
Open-market trades, last 90 days
Open-market purchases (P) and sales (S) by Apollo Endosurgery, Inc. insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.
- Open-market buys
- 0 filings
- Open-market sells
- 0 filings
- Insiders trading
- 0
- Net value
- $0
- Purchases minus sales
Insider roster
Directors, officers and 10% owners who have filed a Form 4 for Apollo Endosurgery, Inc., current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.
| Name | Title | Last reported holding | Last filing | Filings, past year |
|---|---|---|---|---|
| CPMG Inc | 10% Owner, Other: See Remarks | 0Indirect | Apr 4, 2023 | 0 |
| Desai Antal Rohit | 10% Owner | 0Indirect | Apr 4, 2023 | 0 |
| Barr John R | Director | 0 | Apr 4, 2023 | 0 |
| Shimer Julie Ann | Director | 0 | Apr 4, 2023 | 0 |
| McGaughy R Kent Jr | Director, 10% Owner | 0Indirect | Apr 4, 2023 | 0 |
| Black Jeffrey G. | Chief Financial Officer | 0 | Apr 4, 2023 | 0 |
| O'Keefe Sharon | Director | 0 | Apr 4, 2023 | 0 |
| McKhann Chas | President and CEO | 0 | Apr 4, 2023 | 0 |
| McClellan William D. Jr. | Director | 0Indirect | Apr 4, 2023 | 0 |
| Gostout Christopher J. | Chief Medical Officer | 0 | Apr 4, 2023 | 0 |
| Pacitti David | Director | 0 | Apr 4, 2023 | 0 |
| Molesphini John J | EVP, Operations | 0 | Apr 4, 2023 | 0 |
| Gutteridge Mike | VP, Int'l Sales and Marketing | 0 | Apr 4, 2023 | 0 |
| Bankes Jeannette | Director | 0 | Apr 4, 2023 | 0 |
| Anderson Rick D | Director, 10% Owner | 113,484 | Jun 16, 2022 | 0 |
| Gagnon Neil | 10% Owner | 85,015Indirect | Oct 18, 2021 | 0 |
| Cavanaugh Stefanie L. | CFO, Treasurer, Secretary | 95,998 | Jul 7, 2021 | 0 |
Insider trades
Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Aug 11, 2021 (view filing) | Aug 11 | Same day | Black Jeffrey G.Chief Financial Officer | PPurchase | +25.0K | $8.75 | +$218.8K | New position25.0K after | |
| Aug 20, 2021 (view filing) | Aug 18-20 | 2 days | McKhann ChasPresident and CEO | SSale | −63.5K | $7.95 | −$504.2K | −9.0%643.8K after | Amended3 lots |
| Oct 19, 2021 (view filing) | Oct 15 | 4 days | McGaughy R Kent JrDirector, 10% Owner | PPurchaseClass A common stock | +683.9K | $7.75 | +$5.30M | +46.6%2.15M after | 3 lots |
| Oct 19, 2021 (view filing) | Oct 15 | 4 days | CPMG Inc10% Owner | PPurchaseClass A common stock | +683.9K | $7.75 | +$5.30M | +46.6%2.15M after | 3 lotsDuplicate filing |
| Mar 1, 2022 (view filing) | Feb 25-Mar 1 | 4 days | Black Jeffrey G.Chief Financial Officer | PPurchase | +40.0K | $5.73 | +$229.1K | +17.8%265.0K after | 3 lots |