AssetMark Financial Holdings, Inc.

AMKDelisted Sep 5, 2024

Industry: Investment Advice
SEC CIK: 0001591587

SEC filings (opens in a new tab)

AssetMark Financial Holdings, Inc. was delisted on Sep 5, 2024; its insiders filed their last Form 4 on Sep 6, 2024; 147 institutions reported holding it in 13F filings for Q2 2024, worth $809.2M in total; no superinvestor held it.

Q4 2023 vs. Q3 2023

How the institutions holding AssetMark Financial Holdings, Inc. changed between Q3 2023 and Q4 2023.

All holders in Q4 2023 All holders in Q3 2023

13F holders of AMK: Q3 2023 compared with Q4 2023
Measure	Q3 2023	Of which not filed for Q4 2023	Q4 2023	Change
Holders	122	2	130	+10
Shares	21.1M	52.6K	21.3M	+236.0K (+1.1%)
Value	$529.6M	$1.32M	$638.0M	+$109.7M (+20.8%)

2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (22)

Institutions that held AssetMark Financial Holdings, Inc. at the end of Q4 2023 but not at the end of Q3 2023.

Institutions new to AMK in Q4 2023
Institution	Shares	Value	% of portfolio
Phocas Financial Corp.	108,464	$3.25M	0.43%
One Charles Private Wealth Services, LLC	41,390	$1.24M	0.66%
Quest Partners LLC	18,613	$557.5K	0.12%
Old Mission Capital LLC	13,530	$405.2K	0.01%
Trexquant Investment LP	10,969	$328.5K	0.01%
TT International Asset Management LTD	10,206	$305.0K	0.04%
Allianz Asset Management GmbH	9,201	$275.6K	0.00%
Principal Financial Group Inc	8,666	$259.5K	0.00%
Dynamic Technology Lab Private Ltd	7,689	$230.0K	0.02%
Keybank National Association	7,478	$224.0K	0.00%
Arizona State Retirement System	7,266	$217.6K	0.00%
SG Americas Securities, LLC	5,627	$169.0K	0.00%
Maltese Capital Management LLC	5,430	$162.6K	0.05%
EntryPoint Capital, LLC	2,069	$62.0K	0.06%
Lazard Asset Management LLC	1,749	$52.0K	0.00%
Northwestern Mutual Wealth Management Co	330	$9.88K	0.00%
ZRC Wealth Management, LLC	110	$2.76K	0.00%
Venturi Wealth Management, LLC	44	$1.32K	0.00%
GAMMA Investing LLC	30	$920	0.00%
Farther Finance Advisors, LLC	21	$629	0.00%
Allworth Financial LP	10	$300	0.00%
DiNuzzo Private Wealth, Inc.	10	$300	0.00%

Sold out (12)

Institutions that held AssetMark Financial Holdings, Inc. at the end of Q3 2023 and filed for Q4 2023 without it.

Institutions that sold out of AMK in Q4 2023
Institution	Shares, Q3 2023	Value, Q3 2023
Capital International Investors	565,943	$14.2M
AXA S.A.	41,500	$1.04M
Y-Intercept (Hong Kong) Ltd	24,349	$610.7K
Aviva PLC	22,352	$560.6K
Zacks Investment Management	21,460	$538.2K
State of Wisconsin Investment Board	18,754	$470.4K
Occudo Quantitative Strategies LP	12,812	$321.3K
Squarepoint Ops LLC	12,157	$304.9K
Tudor Investment Corp Et Al	8,415	$211.0K
Livforsakringsbolaget Skandia, Omsesidigt	8,100	$203.1K
Hillsdale Investment Management Inc.	200	$5.02K
First Manhattan Co	7	$175

Not filed for Q4 2023 yet (2)

Institutions that held AssetMark Financial Holdings, Inc. at the end of Q3 2023 and haven't filed a 13F for Q4 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding AMK in Q3 2023 that haven't filed for Q4 2023
Institution	Shares, Q3 2023	Value, Q3 2023
Virginia Retirement Systems Et Al	52,541	$1.32M
Steward Financial Group LLC	40	$1.00K