Arlington Asset Investment Corp.
AAICDelisted- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001209028
Arlington Asset Investment Corp. was delisted in 2023; its insiders filed their last Form 4 on Dec 18, 2023; 64 institutions reported holding it in 13F filings for Q3 2023, worth $52.1M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Arlington Asset Investment Corp. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
AAIC is no longer listed, so this page shows Q3 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 64
- +2 vs. Q2 2023
- Shares held
- 12.2M
- +1.25M (+11.5%) vs. Q2 2023
- Total value
- $52.1M
- +$1.31M (+2.6%) vs. Q2 2023
- New holders
- 13
- 20 more added
- Sold out
- 11
- 13 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 64 | $52.1M |
| Q2 2023 | 62 | $50.9M |
| Q1 2023 | 50 | $30.1M |
| Q4 2022 | 58 | $29.3M |
| Q3 2022 | 53 | $29.5M |
| Q2 2022 | 51 | $37.4M |
| Q1 2022 | 59 | $41.9M |
| Q4 2021 | 60 | $37.8M |
| Q3 2021 | 60 | $39.5M |
| Q2 2021 | 73 | $56.3M |
| Q1 2021 | 82 | $58.6M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Arlington Asset Investment Corp.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 1,650,017 | $7.06M | 0.00% | 00.0% | Unchanged |
| Punch & Associates Investment Management, Inc. | 1,460,000 | $6.25M | 0.40% | +185,411+14.5% | Added |
| Yakira Capital Management, Inc. | 1,020,374 | $4.37M | 1.19% | +528,611+107.5% | Added |
| Gator Capital Management, LLC | 777,575 | $3.33M | 2.36% | 00.0% | Unchanged |
| LMR Partners LLP | 640,241 | $2.74M | 0.06% | +358,443+127.2% | Added |
| Acadian Asset Management LLC | 557,718 | $2.38M | 0.01% | −12,228−2.1% | Reduced |
| Bank of America Corp | 492,916 | $2.11M | 0.00% | −80,167−14.0% | Reduced |
| RBF Capital, LLC | 442,740 | $1.89M | 0.13% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 382,431 | $1.64M | 0.00% | +273,867+252.3% | Added |
| Renaissance Technologies LLC | 365,024 | $1.56M | 0.00% | +86,236+30.9% | Added |
| Millennium Management LLC | 343,625 | $1.47M | 0.00% | +293,274+582.5% | Added |
| UBS Group AG | 340,307 | $1.46M | 0.00% | +111,739+48.9% | Added |
| Gabelli & Co Investment Advisers, Inc. | 339,001 | $1.45M | 0.24% | +4,691+1.4% | Added |
| Almitas Capital LLC | 285,885 | $1.22M | 0.59% | +139,978+95.9% | Added |
| Vazirani Asset Management LLC | 273,901 | $1.17M | 1.86% | −76,499−21.8% | Reduced |
| Black Maple Capital Management LP | 268,068 | $1.15M | 1.04% | +46,658+21.1% | Added |
| BlackRock Inc. | 265,982 | $1.14M | 0.00% | +15,064+6.0% | Added |
| Geode Capital Management, LLC | 259,206 | $1.11M | 0.00% | +16,677+6.9% | Added |
| Goldman Sachs Group Inc | 216,573 | $926.9K | 0.00% | +216,573 | New |
| State Street Corp | 191,246 | $818.5K | 0.00% | +2,800+1.5% | Added |
| Wolverine Asset Management LLC | 184,372 | $789.1K | 0.01% | +129,010+233.0% | Added |
| Sagefield Capital LP | 135,882 | $581.6K | 0.08% | +60,841+81.1% | Added |
| Corsair Capital Management, L.P. | 117,580 | $503.2K | 0.17% | −10,008−7.8% | Reduced |
| JBF Capital, Inc. | 100,000 | $428.0K | 0.09% | 00.0% | Unchanged |
| PenderFund Capital Management Ltd. | 72,090 | $419.0K | 0.13% | +72,090 | New |
| Two Sigma Advisers, LP | 97,354 | $416.7K | 0.00% | +32,100+49.2% | Added |
| Price T Rowe Associates Inc | 84,100 | $360.0K | 0.00% | 00.0% | Unchanged |
| Highland Capital Management Fund Advisors, L.P. | 81,838 | $350.3K | 0.05% | +81,838 | New |
| Wealth Enhancement Advisory Services, LLC | 75,141 | $321.6K | 0.00% | 00.0% | Unchanged |
| Marshall Wace, LLP | 74,362 | $318.3K | 0.00% | +74,362 | New |
| Northern Trust Corp | 67,761 | $290.0K | 0.00% | −263−0.4% | Reduced |
| Morgan Stanley | 67,747 | $290.0K | 0.00% | +23,670+53.7% | Added |
| Jacobs Asset Management, LLC | 49,145 | $210.3K | 0.16% | +49,145 | New |
| Beryl Capital Management LLC | 45,060 | $192.9K | 0.02% | +45,060 | New |
| Quadrature Capital Ltd | 36,363 | $155.1K | 0.00% | +36,363 | New |
| Virtu Financial LLC | 30,877 | $132.0K | 0.01% | −13,535−30.5% | Reduced |
| Ergoteles LLC | 29,193 | $124.9K | 0.18% | +29,193 | New |
| DLD Asset Management, LP | 28,500 | $122.0K | 0.02% | +28,500 | New |
| Two Sigma Investments, LP | 21,589 | $92.4K | 0.00% | +1,252+6.2% | Added |
| Credit Agricole S A | 18,000 | $77.0K | 0.00% | +18,000 | New |
| Bank of New York Mellon Corp | 17,646 | $75.5K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 17,051 | $73.0K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 16,596 | $71.0K | 0.00% | −70,165−80.9% | Reduced |
| Barclays PLC | 15,298 | $65.5K | 0.00% | +15,298 | New |
| Tower Research Capital LLC (TRC) | 14,430 | $61.8K | 0.00% | +2,166+17.7% | Added |
| Citadel Advisors LLC | 13,449 | $57.6K | 0.00% | −7,270−35.1% | Reduced |
| Algert Global LLC | 12,704 | $54.4K | 0.00% | −19,516−60.6% | Reduced |
| Advisor Group Holdings, Inc. | 11,953 | $51.2K | 0.00% | −4,288−26.4% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 11,445 | $49.0K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 11,370 | $48.7K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 9,369 | $40.1K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 7,702 | $33.0K | 0.00% | +7,702 | New |
| Rhumbline Advisers | 1,822 | $7.80K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,500 | $6.00K | 0.00% | −4,001−72.7% | Reduced |
| Group One Trading, L.P. | 1,400 | $5.99K | 0.00% | +1,400 | New |
| JPMorgan Chase & Co | 513 | $2.20K | 0.00% | −999−66.1% | Reduced |
| TSFG, LLC | 33 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 208 | $890 | 0.00% | −31−13.0% | Reduced |
| FMR LLC | 190 | $813 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 110 | $469 | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 131 | $384 | 0.00% | +57+77.0% | Added |
| Cullen/Frost Bankers, Inc. | 12 | $51 | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 3 | $12 | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1 | $4 | 0.00% | 00.0% | Unchanged |
| American Financial Group Inc | 0 | $0 | 0.00% | −1,118,848−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −110,000−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −59,089−100.0% | Sold out |
| Cowen and Company, LLC | 0 | $0 | 0.00% | −56,717−100.0% | Sold out |
| Wealth Effects LLC | 0 | $0 | 0.00% | −7,045−100.0% | Sold out |
| Kestra Private Wealth Services, LLC | 0 | $0 | 0.00% | −21,175−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −17,055−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −14,716−100.0% | Sold out |
| Capital Square, LLC | 0 | $0 | 0.00% | −10,800−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −26−100.0% | Sold out |