Arlington Asset Investment Corp.
AAICDelisted Dec 14, 2023- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001209028
Arlington Asset Investment Corp. was delisted on Dec 14, 2023; its insiders filed their last Form 4 on Dec 18, 2023; 64 institutions reported holding it in 13F filings for Q3 2023, worth $52.1M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Arlington Asset Investment Corp. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
AAIC is no longer listed, so this page shows Q3 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 64
- +2 vs. Q2 2023
- Shares held
- 12.2M
- +1.25M (+11.5%) vs. Q2 2023
- Total value
- $52.1M
- +$1.56M (+3.1%) vs. Q2 2023
- New holders
- 13
- 20 more added
- Sold out
- 11
- 13 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 64 | $52.1M |
| Q2 2023 | 62 | $50.6M |
| Q1 2023 | 50 | $30.1M |
| Q4 2022 | 58 | $29.3M |
| Q3 2022 | 53 | $29.4M |
| Q2 2022 | 51 | $37.3M |
| Q1 2022 | 59 | $41.7M |
| Q4 2021 | 60 | $37.1M |
| Q3 2021 | 60 | $39.5M |
| Q2 2021 | 73 | $56.3M |
| Q1 2021 | 82 | $58.4M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Arlington Asset Investment Corp.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BNP Paribas Arbitrage, SA | 1 | $4 | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 3 | $12 | 0.00% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 12 | $51 | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 131 | $384 | 0.00% | +57+77.0% | Added |
| Farther Finance Advisors, LLC | 110 | $469 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 190 | $813 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 208 | $890 | 0.00% | −31−13.0% | Reduced |
| JPMorgan Chase & Co | 513 | $2.20K | 0.00% | −999−66.1% | Reduced |
| Group One Trading, L.P. | 1,400 | $5.99K | 0.00% | +1,400 | New |
| Royal Bank of Canada | 1,500 | $6.00K | 0.00% | −4,001−72.7% | Reduced |
| Rhumbline Advisers | 1,822 | $7.80K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 7,702 | $33.0K | 0.00% | +7,702 | New |
| Nisa Investment Advisors, LLC | 9,369 | $40.1K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 11,370 | $48.7K | 0.00% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 11,445 | $49.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 11,953 | $51.2K | 0.00% | −4,288−26.4% | Reduced |
| Algert Global LLC | 12,704 | $54.4K | 0.00% | −19,516−60.6% | Reduced |
| Citadel Advisors LLC | 13,449 | $57.6K | 0.00% | −7,270−35.1% | Reduced |
| Tower Research Capital LLC (TRC) | 14,430 | $61.8K | 0.00% | +2,166+17.7% | Added |
| Barclays PLC | 15,298 | $65.5K | 0.00% | +15,298 | New |
| Jane Street Group, LLC | 16,596 | $71.0K | 0.00% | −70,165−80.9% | Reduced |
| Charles Schwab Investment Management Inc | 17,051 | $73.0K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 17,646 | $75.5K | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 18,000 | $77.0K | 0.00% | +18,000 | New |
| Two Sigma Investments, LP | 21,589 | $92.4K | 0.00% | +1,252+6.2% | Added |
| DLD Asset Management, LP | 28,500 | $122.0K | 0.02% | +28,500 | New |
| Ergoteles LLC | 29,193 | $124.9K | 0.18% | +29,193 | New |
| Virtu Financial LLC | 30,877 | $132.0K | 0.01% | −13,535−30.5% | Reduced |
| Quadrature Capital Ltd | 36,363 | $155.1K | 0.00% | +36,363 | New |
| Beryl Capital Management LLC | 45,060 | $192.9K | 0.02% | +45,060 | New |
| Jacobs Asset Management, LLC | 49,145 | $210.3K | 0.16% | +49,145 | New |
| Morgan Stanley | 67,747 | $290.0K | 0.00% | +23,670+53.7% | Added |
| Northern Trust Corp | 67,761 | $290.0K | 0.00% | −263−0.4% | Reduced |
| Marshall Wace, LLP | 74,362 | $318.3K | 0.00% | +74,362 | New |
| Wealth Enhancement Advisory Services, LLC | 75,141 | $321.6K | 0.00% | 00.0% | Unchanged |
| Highland Capital Management Fund Advisors, L.P. | 81,838 | $350.3K | 0.05% | +81,838 | New |
| Price T Rowe Associates Inc | 84,100 | $360.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 97,354 | $416.7K | 0.00% | +32,100+49.2% | Added |
| PenderFund Capital Management Ltd. | 72,090 | $419.0K | 0.13% | +72,090 | New |
| JBF Capital, Inc. | 100,000 | $428.0K | 0.09% | 00.0% | Unchanged |
| Corsair Capital Management, L.P. | 117,580 | $503.2K | 0.17% | −10,008−7.8% | Reduced |
| Sagefield Capital LP | 135,882 | $581.6K | 0.08% | +60,841+81.1% | Added |
| Wolverine Asset Management LLC | 184,372 | $789.1K | 0.01% | +129,010+233.0% | Added |
| State Street Corp | 191,246 | $818.5K | 0.00% | +2,800+1.5% | Added |
| Goldman Sachs Group Inc | 216,573 | $926.9K | 0.00% | +216,573 | New |
| Geode Capital Management, LLC | 259,206 | $1.11M | 0.00% | +16,677+6.9% | Added |
| BlackRock Inc. | 265,982 | $1.14M | 0.00% | +15,064+6.0% | Added |
| Black Maple Capital Management LP | 268,068 | $1.15M | 1.04% | +46,658+21.1% | Added |
| Vazirani Asset Management LLC | 273,901 | $1.17M | 1.86% | −76,499−21.8% | Reduced |
| Almitas Capital LLC | 285,885 | $1.22M | 0.59% | +139,978+95.9% | Added |
| Gabelli & Co Investment Advisers, Inc. | 339,001 | $1.45M | 0.24% | +4,691+1.4% | Added |
| UBS Group AG | 340,307 | $1.46M | 0.00% | +111,739+48.9% | Added |
| Millennium Management LLC | 343,625 | $1.47M | 0.00% | +293,274+582.5% | Added |
| Renaissance Technologies LLC | 365,024 | $1.56M | 0.00% | +86,236+30.9% | Added |
| Susquehanna International Group, LLP | 382,431 | $1.64M | 0.00% | +273,867+252.3% | Added |
| RBF Capital, LLC | 442,740 | $1.89M | 0.13% | 00.0% | Unchanged |
| Bank of America Corp | 492,916 | $2.11M | 0.00% | −80,167−14.0% | Reduced |
| Acadian Asset Management LLC | 557,718 | $2.38M | 0.01% | −12,228−2.1% | Reduced |
| LMR Partners LLP | 640,241 | $2.74M | 0.06% | +358,443+127.2% | Added |
| Gator Capital Management, LLC | 777,575 | $3.33M | 2.36% | 00.0% | Unchanged |
| Yakira Capital Management, Inc. | 1,020,374 | $4.37M | 1.19% | +528,611+107.5% | Added |
| Punch & Associates Investment Management, Inc. | 1,460,000 | $6.25M | 0.40% | +185,411+14.5% | Added |
| Vanguard Group Inc | 1,650,017 | $7.06M | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 33 | – | – | 00.0% | Unchanged |
| American Financial Group Inc | 0 | $0 | 0.00% | −1,118,848−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −110,000−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −59,089−100.0% | Sold out |
| Cowen and Company, LLC | 0 | $0 | 0.00% | −56,717−100.0% | Sold out |
| Kestra Private Wealth Services, LLC | 0 | $0 | 0.00% | −21,175−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −17,055−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −14,716−100.0% | Sold out |
| Capital Square, LLC | 0 | $0 | 0.00% | −10,800−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −26−100.0% | Sold out |
| Wealth Effects LLC | 0 | $0 | 0.00% | −7,045−100.0% | Sold out |