Latest Form 144 filings
Officers, directors and other affiliates of a company file Form 144 when they place an order to sell restricted or control shares, if they plan to sell more than 5,000 shares or more than $50,000 worth within three months. It is a notice of a planned sale; officers and directors report the sale itself later on Form 4. 13D, 13G and Form 144 explained
Form 144 notices
Newest first. When a Form 144/A amends a notice, only the amendment is listed.
Filed in the last 365 days (US Eastern dates).
Form 144 filings on Livermore: Jan 4, 2023 to Sep 29, 2026.
Notices with a clearly misreported market value are left out of this list and its totals; they still appear, flagged, on the company's page. A value counts as misreported when the price per share it implies is far above the company's prices in Form 4 trades and 13F filings around the planned sale date.
- Notices
- 7
- Market value to sell
- $554.1K
- Sellers
- 2
- Companies
- 1
- Under 10b5-1 plans
- 5
| Company | Filed (ET) | Seller | Shares to sell | Market value | Planned sale | Broker | Filing |
|---|---|---|---|---|---|---|---|
| BKKTBakkt, Inc. | Jul 16, 20264:33 PM ET | Marc D'AnnunzioOfficer | 604 | $4.99K | Jul 16, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| BKKTBakkt, Inc. | Jun 26, 20264:25 PM ET | Marc D'AnnunzioOfficer | 1.36K | $10.6K | Jun 26, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| BKKTBakkt, Inc. | Apr 28, 20264:29 PM ET | Marc DannunzioOfficer | 3.99K | $35.9K | Apr 28, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| BKKTBakkt, Inc. | Mar 30, 20265:31 PM ET | Marc DannunzioOfficer | 5.34K | $39.1K | Mar 30, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| BKKTBakkt, Inc. | Feb 24, 20264:30 PM ET | Marc DannunzioOfficer | 785 | $7.97K | Feb 24, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| BKKTBakkt, Inc. | Dec 9, 20254:18 PM ET | Deana DowDirector | 27.7K | $355.2K | Dec 9, 2025 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| BKKTBakkt, Inc. | Nov 12, 20258:50 AM ET | Deana DowDirector | 4.60K | $100.3K | Nov 11, 2025 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |