Focused Alpha, LLC
- SEC CIK
- 0002105062
- Latest filing
- Aug 7, 2026
Holdings in Q1 2026
Holdings as of Mar 31, 2026, filed May 12, 2026. Long positions only; changes compare share counts with Q4 2025.
- Positions
- 247
- +4 vs. Q4 2025
- Portfolio value
- $323.7M
- −$16.7M (−4.9%) vs. Q4 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 46,370 | $14.9M | 4.6% | +2,642+6.0% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 19,588 | $12.8M | 4.0% | −1,604−7.6% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 31,741 | $11.7M | 3.6% | −3,380−9.6% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 35,117 | $10.1M | 3.1% | −4,664−11.7% | Reduced | History |
| Federated Hermes ETF Trust31423L404 | TOTA RETU BD ETF | 316,932 | $7.97M | 2.5% | +306,840+3,040.4% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 39,763 | $7.80M | 2.4% | −97−0.2% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 37,118 | $7.73M | 2.4% | −1,700−4.4% | Reduced | History |
| AAPLApple Inc. | Stock | 30,072 | $7.63M | 2.4% | −1,941−6.1% | Reduced | History |
| Federated Hermes ETF Trust31423L305 | US STRATEGIC DIV | 222,337 | $6.85M | 2.1% | +97,188+77.7% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 14,102 | $6.76M | 2.1% | −955−6.3% | Reduced | History |
| SCM Trust78410K667 | SHELTON EQT PRE | 262,364 | $6.57M | 2.0% | +124,629+90.5% | Added | – |
| Goldman Sachs ETF Tr38149W622 | S&P 500 PREMIUM | 114,958 | $5.75M | 1.8% | +62,810+120.4% | Added | – |
| AB Active ETFs Inc00039J830 | SHOR DU YIEL ETF | 158,612 | $5.63M | 1.7% | 00.0% | Unchanged | – |
| First Tr Exchng Traded FD VI33740F888 | SMIT UNCO BD ETF | 213,195 | $5.28M | 1.6% | +68,813+47.7% | Added | – |
| RBB Fund Trust75526L886 | FIRST EAGLE GBL | 110,702 | $5.20M | 1.6% | −8,466−7.1% | Reduced | – |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 105,069 | $5.20M | 1.6% | −66,604−38.8% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 7,684 | $5.00M | 1.5% | −864−10.1% | Reduced | History |
| Fundvantage Tr36087T411 | POLEN HIGH INCOM | 200,000 | $4.87M | 1.5% | 00.0% | Unchanged | – |
| MAMastercard Inc | Stock | 9,097 | $4.55M | 1.4% | −1,793−16.5% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 15,304 | $4.50M | 1.4% | −3,418−18.3% | Reduced | History |
| NVDANVIDIA Corp | Stock | 25,183 | $4.39M | 1.4% | −10,520−29.5% | Reduced | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 139,839 | $4.29M | 1.3% | +7,233+5.5% | Added | – |
| J P Morgan Exchange Traded F46654Q609 | ACTIVE GROWTH | 50,385 | $4.26M | 1.3% | −11,914−19.1% | Reduced | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 55,424 | $3.89M | 1.2% | +2,150+4.0% | Added | – |
| VanEck ETF Trust92189H730 | MORNINGSTAR SMID | 105,350 | $3.71M | 1.1% | 00.0% | Unchanged | – |
| GOOGAlphabet Inc. | Stock | 10,867 | $3.12M | 1.0% | −595−5.2% | Reduced | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 20,090 | $2.98M | 0.9% | +1,076+5.7% | Added | – |
| Listed FD Tr53656F847 | CORE ALT FD | 112,983 | $2.95M | 0.9% | 00.0% | Unchanged | – |
| VVisa Inc. | Stock | 9,576 | $2.89M | 0.9% | −369−3.7% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 2,889 | $2.88M | 0.9% | −66−2.2% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 12,874 | $2.77M | 0.9% | +336+2.7% | Added | – |
| CCitigroup Inc | Stock | 23,109 | $2.62M | 0.8% | +14,787+177.7% | Added | History |
| Principal Exchange Traded FD74255Y888 | SPECTRUM PFD | 138,592 | $2.61M | 0.8% | 00.0% | Unchanged | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 80,938 | $2.36M | 0.7% | +1,890+2.4% | Added | – |
| AVGOBroadcom Inc. | Stock | 7,278 | $2.25M | 0.7% | −4,434−37.9% | Reduced | History |
| First Tr Exchange-Traded FD33738D101 | NO AMER ENERGY | 50,571 | $2.21M | 0.7% | 00.0% | Unchanged | – |
| iShares S&P 500 Value ETF464287408 | ETF | 10,310 | $2.18M | 0.7% | +333+3.3% | Added | – |
| BRK.ABerkshire Hathaway Inc | CL A | 3 | $2.15M | 0.7% | 00.0% | Unchanged | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 17,563 | $1.99M | 0.6% | −953−5.1% | Reduced | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 9,749 | $1.87M | 0.6% | +39+0.4% | Added | – |
| METAMeta Platforms, Inc. | Stock | 3,104 | $1.78M | 0.5% | +2,100+209.2% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 3,823 | $1.67M | 0.5% | −195−4.9% | Reduced | – |
| CVSCVS Health Corp | Stock | 22,049 | $1.58M | 0.5% | +15,749+250.0% | Added | History |
| GEGeneral Electric Co | Stock | 5,539 | $1.57M | 0.5% | +1,727+45.3% | Added | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 4,319 | $1.46M | 0.5% | +146+3.5% | Added | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 15,726 | $1.42M | 0.4% | −2,782−15.0% | Reduced | – |
| CORTCorcept Therapeutics Inc | COM | 32,421 | $1.31M | 0.4% | +32,421 | New | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 2,193 | $1.27M | 0.4% | +13+0.6% | Added | – |
| GILDGilead Sciences, Inc. | Stock | 8,960 | $1.25M | 0.4% | +14+0.2% | Added | History |
| RTXRTX Corp | Stock | 6,238 | $1.20M | 0.4% | −66−1.0% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 4,725 | $1.17M | 0.4% | +3,786+403.2% | Added | – |
| BIOBio-Rad Laboratories, Inc. | CL A | 4,202 | $1.17M | 0.4% | −10.0% | Reduced | History |
| NFGNational Fuel Gas Co | Stock | 12,450 | $1.17M | 0.4% | +7,809+168.3% | Added | History |
| GEVGE Vernova Inc. | Stock | 1,334 | $1.16M | 0.4% | +846+173.4% | Added | History |
| GLWCorning Inc | COM | 8,450 | $1.15M | 0.4% | −4,889−36.7% | Reduced | History |
| AMGNAmgen Inc | Stock | 3,259 | $1.15M | 0.4% | +1,183+57.0% | Added | History |
| WMTWalmart Inc. | Stock | 9,114 | $1.13M | 0.3% | −50−0.5% | Reduced | History |
| GSGoldman Sachs Group Inc | Stock | 1,319 | $1.12M | 0.3% | −50−3.7% | Reduced | History |
| CVXChevron Corp | Stock | 5,292 | $1.09M | 0.3% | −17−0.3% | Reduced | History |
| ProShares Tr74347X831 | ULTRAPRO QQQ | 25,935 | $1.08M | 0.3% | +2,243+9.5% | Added | – |
| Pacer FDS Tr69374H436 | METAURUS CAP 400 | 26,699 | $1.07M | 0.3% | −384−1.4% | Reduced | – |
| CATCaterpillar Inc | Stock | 1,493 | $1.06M | 0.3% | +474+46.5% | Added | History |
| BXBlackstone Inc. | COM | 8,930 | $1.03M | 0.3% | −1,252−12.3% | Reduced | History |
| INTCIntel Corp | Stock | 23,200 | $1.02M | 0.3% | −3,707−13.8% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 4,167 | $1.01M | 0.3% | −154−3.6% | Reduced | History |
| TSLATesla, Inc. | Stock | 2,647 | $984.2K | 0.3% | −7,146−73.0% | Reduced | History |
| iShares Ibonds 2028 Term High Yield and Income ETF46436E387 | ETF | 41,498 | $974.0K | 0.3% | +1,339+3.3% | Added | – |
| SLViShares Silver Trust | ETF | 14,070 | $958.7K | 0.3% | +376+2.7% | Added | History |
| MMM3M Co | Stock | 6,452 | $937.0K | 0.3% | +193+3.1% | Added | History |
| iShares Ibonds 2027 Term High Yield and Income ETF46436E478 | ETF | 41,617 | $921.0K | 0.3% | +1,476+3.7% | Added | – |
| iShares Ibonds 2029 Term High Yield and Income ETF46436E379 | ETF | 38,915 | $906.1K | 0.3% | +1,440+3.8% | Added | – |
| iShares Ibonds 2026 Term High Yield and Income ETF46436E528 | ETF | 39,438 | $905.1K | 0.3% | +3,045+8.4% | Added | – |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 11,802 | $887.4K | 0.3% | −1,824−13.4% | Reduced | – |
| MSMorgan Stanley | Stock | 5,387 | $886.6K | 0.3% | +131+2.5% | Added | History |
| GLDMWorld Gold Trust | SPDR GLD MINIS | 9,496 | $880.2K | 0.3% | −544−5.4% | Reduced | History |
| Global X FDS37954Y475 | S&P 500 COVERED | 22,143 | $866.5K | 0.3% | +22,143 | New | – |
| NEMNEWMONT Corp | Stock | 7,965 | $862.2K | 0.3% | +1,700+27.1% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 1,438 | $859.4K | 0.3% | +300+26.4% | Added | – |
| ETXEaton Vance Municipal Income 2028 Term Trust | SHS | 46,417 | $852.2K | 0.3% | +5,582+13.7% | Added | History |
| BlackRock ETF Trust II092528504 | ISHARES AAA CLO | 16,404 | $850.3K | 0.3% | +2,122+14.9% | Added | – |
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 16,723 | $842.3K | 0.3% | +2,188+15.1% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 4,961 | $841.7K | 0.3% | +3,195+180.9% | Added | History |
| iShares Ibonds Dec 2028 Term Corporate ETF46435U515 | ETF | 32,865 | $832.5K | 0.3% | +364+1.1% | Added | – |
| CSCOCisco Systems, Inc. | Stock | 10,678 | $828.5K | 0.3% | −79−0.7% | Reduced | History |
| iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9 | ETF | 34,120 | $827.1K | 0.3% | +467+1.4% | Added | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 3,423 | $813.3K | 0.3% | −138−3.9% | Reduced | – |
| NADNuveen Quality Municipal Income Fund | COM | 70,519 | $811.0K | 0.3% | +19,853+39.2% | Added | History |
| iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0 | ETF | 32,796 | $795.0K | 0.2% | −3,509−9.7% | Reduced | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 2,732 | $784.5K | 0.2% | +419+18.1% | Added | – |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 8,737 | $767.5K | 0.2% | +22+0.3% | Added | – |
| CGNXCognex Corp | COM | 15,469 | $757.8K | 0.2% | +15,469 | New | History |
| iShares Russell Midcap ETF464287499 | ETF | 7,713 | $750.0K | 0.2% | +6+0.1% | Added | – |
| MRKMerck & Co., Inc. | Stock | 6,169 | $742.1K | 0.2% | +1,598+35.0% | Added | History |
| TXNTexas Instruments Inc | Stock | 3,767 | $731.4K | 0.2% | +18+0.5% | Added | History |
| VLOValero Energy Corp | Stock | 2,944 | $727.5K | 0.2% | −101−3.3% | Reduced | History |
| ATOAtmos Energy Corp | COM | 3,867 | $714.3K | 0.2% | −95−2.4% | Reduced | History |
| LLYEli Lilly & Co | Stock | 775 | $713.1K | 0.2% | +102+15.2% | Added | History |
| BNYBank of New York Mellon Corp | Stock | 5,970 | $708.2K | 0.2% | −6−0.1% | Reduced | History |
| iShares Ibonds Dec 2032 Term Corporate ETF46436E312 | ETF | 27,653 | $698.8K | 0.2% | +455+1.7% | Added | – |
| SHELShell plc | ADR | 7,436 | $691.5K | 0.2% | +20.0% | Added | History |
Sold out since Q4 2025 (26)
Positions held at the end of Q4 2025 that are gone from this filing.
| Security | Class | Shares in Q4 2025 | Value in Q4 2025 | % of portfolio in Q4 2025 | History |
|---|---|---|---|---|---|
| IAUiShares Gold Trust | ETF | 15,552 | $1.26M | 0.4% | History |
| AMDAdvanced Micro Devices Inc | Stock | 5,830 | $1.25M | 0.4% | History |
| NRGNRG Energy, Inc. | Stock | 7,034 | $1.12M | 0.3% | History |
| ATECAlphatec Holdings, Inc. | COM NEW | 40,220 | $846.2K | 0.2% | History |
| SNOWSnowflake Inc. | Stock | 3,420 | $750.2K | 0.2% | History |
| MAMAMama's Creations, Inc. | COM | 53,673 | $724.0K | 0.2% | History |
| TPLTexas Pacific Land Corp | Stock | 2,257 | $648.3K | 0.2% | History |
| GHMGraham Corp | COM | 9,804 | $629.7K | 0.2% | History |
| WLDNWilldan Group, Inc. | COM | 6,051 | $627.2K | 0.2% | History |
| NETCloudflare, Inc. | CL A COM | 3,144 | $619.8K | 0.2% | History |
| AXPAmerican Express Co | Stock | 1,572 | $581.7K | 0.2% | History |
| AIOTPowerfleet, Inc. | COM | 108,030 | $574.7K | 0.2% | History |
| RSIRush Street Interactive, Inc. | COM | 29,368 | $570.6K | 0.2% | History |
| FSLRFirst Solar, Inc. | Stock | 2,134 | $557.5K | 0.2% | History |
| APHAmphenol Corp | CL A | 3,966 | $536.0K | 0.2% | History |
| DUKDuke Energy CORP | Stock | 4,080 | $478.2K | 0.1% | History |
| UNHUnitedHealth Group Inc | Stock | 1,435 | $473.6K | 0.1% | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 7,043 | $312.8K | 0.1% | – |
| iShares Tr464287713 | US TELECOM ETF | 8,298 | $281.3K | 0.1% | – |
| iShares Tr464287697 | U.S. UTILITS ETF | 2,542 | $275.5K | 0.1% | – |
| iShares Tr464287721 | U.S. TECH ETF | 1,373 | $274.2K | 0.1% | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 4,528 | $229.1K | 0.1% | – |
| PEGPublic Service Enterprise Group Inc | COM | 2,783 | $223.4K | 0.1% | History |
| SOFISoFi Technologies, Inc. | Stock | 8,019 | $209.9K | 0.1% | History |
| STLAStellantis N.V. | SHS | 16,282 | $177.3K | 0.1% | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 10,874 | $103.6K | <0.1% | History |