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Livermore
Livermore
ZHEN

Optima Capital LLC

SEC CIK
0002070972
Latest filing
Jul 24, 2026

Holdings in Q1 2026

Holdings as of Mar 31, 2026, filed May 5, 2026. Long positions only; changes compare share counts with Q4 2025.

Institution overview
Positions
159
−1,250 vs. Q4 2025
Portfolio value
$215.4M
−$15.5M (−6.7%) vs. Q4 2025
Filed
May 5, 2026
SEC
Holdings of Optima Capital LLC in Q1 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF209,644$8.15M3.8%+4,785+2.3%Added–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF105,072$8.04M3.7%−16,801−13.8%Reduced–
Aim ETF Products Trust00888H455ALLIANZIM BUF 15252,742$6.87M3.2%+152,776+152.8%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT32,094$6.16M2.9%+3,727+13.1%Added–
J P Morgan Exchange Traded F46641Q159INCOME ETF128,688$5.93M2.8%+6,973+5.7%Added–
Doubleline ETF Trust25861R105OPPO CORE BD ETF127,454$5.84M2.7%+7,414+6.2%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF17,987$5.77M2.7%+265+1.5%Added–
Cambria ETF Tr132061409GLOBAL VALUE ETF169,356$5.62M2.6%+19,770+13.2%Added–
J P Morgan Exchange Traded F46654Q716ACTIVE BOND ETF99,640$5.36M2.5%+825+0.8%Added–
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE40,705$4.68M2.2%+10,847+36.3%Added–
Dimensional ETF Trust25434V203INTL CORE EQT MK118,201$4.61M2.1%+18,524+18.6%Added–
DBX ETF Tr233051200XTRACK MSCI EAFE92,377$4.56M2.1%+82,720+856.6%Added–
WisdomTree Tr97717X511YIELD ENHANCD US101,290$4.40M2.0%+3,546+3.6%Added–
iShares Core S&P Small Cap ETF464287804ETF32,734$4.07M1.9%+5,136+18.6%Added–
Vanguard Dividend Appreciation ETF921908844ETF18,777$4.04M1.9%+1,572+9.1%Added–
JPMorgan Ultra-Short Income ETF46641Q837ETF79,126$4.00M1.9%+10,482+15.3%Added–
Invesco QQQ Trust Series I46090E103ETF6,747$3.89M1.8%+1,410+26.4%Added–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF83,365$3.81M1.8%+4,181+5.3%Added–
iShares Tr46436E403MSCI US GARP ETF57,125$3.65M1.7%−1,810−3.1%Reduced–
WisdomTree Tr97717W547US VALUE FD38,194$3.62M1.7%+200+0.5%Added–
SPYSPDR S&P 500 ETF TrustETF5,325$3.47M1.6%+903+20.4%AddedHistory
XOMExxonMobil Holdings CorpCOM16,623$2.82M1.3%+87+0.5%AddedHistory
Invesco Exch Traded FD Tr II46138E222S&P INTL MOMNT51,208$2.81M1.3%+1,454+2.9%Added–
Vanguard S&P 500 ETF922908363ETF4,405$2.63M1.2%+69+1.6%Added–
BITBBitwise Bitcoin ETFSHS BEN INT70,455$2.59M1.2%+5,127+7.8%AddedHistory
Schwab U.S. Broad Market ETF808524102ETF103,050$2.59M1.2%+1,899+1.9%Added–
Innovator ETFs Trust45783Y756LADDERED ALC BFR67,484$2.42M1.1%+6,463+10.6%Added–
WisdomTree Tr97717X263DYNAMIC INTL EQT53,850$2.38M1.1%−1,726−3.1%Reduced–
iShares Tr464288638ISHS 5-10YR INVT42,998$2.29M1.1%+1,779+4.3%Added–
Vanguard Morningstar Small-Cap Value ETF922908611ETF10,288$2.24M1.0%+337+3.4%Added–
Innovator ETFs Trust45783Y178INTL DVLPD 10 BU73,435$2.17M1.0%−447−0.6%Reduced–
WisdomTree Tr97717Y527FLOATNG RAT TREA42,783$2.15M1.0%−6,043−12.4%Reduced–
WisdomTree Tr97717Y568EFFICIENT GLD PL34,036$2.14M1.0%+645+1.9%Added–
AAAUGoldman Sachs Physical Gold ETFUNIT46,273$2.14M1.0%−4,059−8.1%ReducedHistory
GOOGLAlphabet Inc.Stock7,268$2.09M1.0%−342−4.5%ReducedHistory
Pacer FDS Tr69374H568SWAN SOS FD OF62,110$1.99M0.9%−637−1.0%Reduced–
AMZNAmazon Com IncStock9,402$1.96M0.9%+684+7.8%AddedHistory
iShares Russell 2000 ETF464287655ETF7,371$1.83M0.8%−699−8.7%Reduced–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX17,300$1.73M0.8%+1,124+6.9%Added–
Vanguard Morningstar Growth ETF922908736ETF3,775$1.65M0.8%+200+5.6%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF5,549$1.59M0.7%+621+12.6%Added–
VXXBarclays Bank PLCIPATH S&P 500 SH42,138$1.50M0.7%+38,901+1,201.8%AddedHistory
Innovator ETFs Trust45783Y160NASD 100 10 BUFF51,180$1.49M0.7%00.0%Unchanged–
AAPLApple Inc.Stock5,805$1.47M0.7%−185−3.1%ReducedHistory
ORCLOracle CorpStock9,955$1.46M0.7%+268+2.8%AddedHistory
SPDR Series Trust78464A151SST SPDR BLOOMBE46,335$1.44M0.7%−1,735−3.6%Reduced–
WisdomTree Tr97717W562US SMALLCAP FUND24,245$1.41M0.7%+50.0%Added–
PLTRPalantir Technologies Inc.Stock9,135$1.34M0.6%−8−0.1%ReducedHistory
Vanguard BD Index FDS92203C303VANGUARD ULTRA24,772$1.23M0.6%+24,772New–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF27,046$1.23M0.6%+9,923+58.0%Added–
Ssga Active Tr78470P838STATE STREET US36,720$1.12M0.5%+6,974+23.4%Added–
MSFTMicrosoft CorpStock2,969$1.10M0.5%+105+3.7%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF16,732$1.07M0.5%−2,608−13.5%Reduced–
FFIVF5, Inc.Stock3,542$1.02M0.5%00.0%UnchangedHistory
Innovator ETFs Trust45784N775EQUITY DEF PROTN37,324$947.7K0.4%+659+1.8%Added–
DBX ETF Tr233051432XTRACK USD HIGH26,079$943.0K0.4%+46+0.2%Added–
Vanguard Total Bond Market ETF921937835ETF12,630$930.1K0.4%+260+2.1%Added–
Invesco Exch Traded FD Tr II46138G508SR LN ETF45,564$930.0K0.4%−352−0.8%Reduced–
BRK.BBerkshire Hathaway IncStock1,925$922.5K0.4%+328+20.5%AddedHistory
METAMeta Platforms, Inc.Stock1,568$897.1K0.4%+8+0.5%AddedHistory
COSTCostco Wholesale CorpStock893$890.2K0.4%−303−25.3%ReducedHistory
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF15,428$856.5K0.4%+1,113+7.8%Added–
Schwab U.S. Small-Cap ETF808524607ETF28,344$824.2K0.4%+50.0%Added–
WisdomTree Tr97717Y550EFFICIENT GLD PL8,143$823.9K0.4%+192+2.4%Added–
AMDAdvanced Micro Devices IncStock4,044$822.7K0.4%+105+2.7%AddedHistory
NVDANVIDIA CorpStock4,649$810.9K0.4%+247+5.6%AddedHistory
Dimensional Emerging Core Equity Market ETF25434V302ETF23,513$796.2K0.4%+2,554+12.2%Added–
Morgan Stanley ETF Trust61774R767EATO VAN MTG ETF15,782$794.1K0.4%−159−1.0%Reduced–
Schwab U.S. Large-Cap Growth ETF808524300ETF26,819$781.3K0.4%+5,009+23.0%Added–
RTXRTX CorpStock3,899$752.1K0.3%+16+0.4%AddedHistory
Capital Group Dividend Value14020W106SHS CREAT UNIT17,573$749.5K0.3%+17,573New–
Bitwise Crypto Industry Innovators ETF09175C103ETF38,981$735.2K0.3%−3,011−7.2%Reduced–
Dimensional ETF Trust25434V104US CORE EQT MKT16,245$733.0K0.3%−809−4.7%Reduced–
Pacer FDS Tr69374H436METAURUS CAP 40017,824$717.9K0.3%+501+2.9%Added–
VanEck ETF Trust92189F601URANI NUCLE ETF5,324$709.1K0.3%+4,584+619.5%Added–
Innovator ETFs Trust45784N833US SMALL CAP PWR26,904$691.4K0.3%−3,220−10.7%Reduced–
Invesco Nasdaq 100 ETF46138G649ETF2,893$687.4K0.3%−4,331−60.0%Reduced–
Dimensional ETF Trust25434V666US LARG VALU ETF18,500$660.6K0.3%00.0%Unchanged–
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV4,968$652.1K0.3%+7+0.1%Added–
CVXChevron CorpStock3,149$651.6K0.3%+77+2.5%AddedHistory
Schwab US Dividend Equity ETF808524797ETF19,197$589.0K0.3%+104+0.5%Added–
iShares Core MSCI Eafe ETF46432F842ETF6,031$546.0K0.3%−51,232−89.5%Reduced–
WMTWalmart Inc.Stock4,369$543.9K0.3%−323−6.9%ReducedHistory
Ssga Active ETF Tr78467V608ST STR BL LN ETF13,127$526.9K0.2%+467+3.7%Added–
ETEnergy Transfer LPCOM UT LTD PTN26,718$515.7K0.2%+444+1.7%AddedHistory
KOCoca Cola CoStock6,721$513.5K0.2%+70+1.1%AddedHistory
TSLATesla, Inc.Stock1,377$511.9K0.2%−30−2.1%ReducedHistory
iShares Core S&P 500 ETF464287200ETF778$508.1K0.2%+1+0.1%Added–
Vanguard Total World Stock ETF922042742ETF3,616$500.1K0.2%+8+0.2%Added–
MCDMcDonalds CorpStock1,608$499.8K0.2%00.0%UnchangedHistory
J P Morgan Exchange Traded F46641Q647MUNICIPAL ETF9,894$494.6K0.2%+1,550+18.6%Added–
Vanguard Real Estate ETF922908553ETF5,504$488.2K0.2%−71−1.3%Reduced–
Invesco S&P 500 Quality ETF46137V241ETF6,439$484.2K0.2%+16+0.2%Added–
ETHWBitwise Ethereum ETFSHS31,669$475.0K0.2%+4,286+15.7%AddedHistory
SPDR Series Trust78468R101ST SHO TREAS ETF16,161$471.6K0.2%−6,929−30.0%Reduced–
GEGeneral Electric CoStock1,652$469.4K0.2%+5+0.3%AddedHistory
AXPAmerican Express CoStock1,512$457.4K0.2%−5−0.3%ReducedHistory
CATCaterpillar IncStock641$454.1K0.2%+2+0.3%AddedHistory
Global X FDS37954Y350X EMERGING MKT19,068$446.8K0.2%−125−0.7%Reduced–
HDHome Depot, Inc.Stock1,319$433.8K0.2%−441−25.1%ReducedHistory

Sold out since Q4 2025 (1,255)

Positions held at the end of Q4 2025 that are gone from this filing.

The largest 100 of 1,255 by value last quarter.

Positions of Optima Capital LLC sold out since Q4 2025
SecurityClassShares in Q4 2025Value in Q4 2025% of portfolio in Q4 2025History
Innovator ETFs Trust45784N841GROWTH 100 PWR B90,727$2.52M1.1%–
SLViShares Silver TrustETF14,363$925.3K0.4%History
SPDR Series Trust78464A755ST STR SP METAL6,627$686.6K0.3%–
SPDR Index Shs FDS78463X756ST MARKE CAP ETF6,270$411.7K0.2%–
BABoeing CoStock1,829$397.2K0.2%History
JPMJPMorgan Chase & CoStock797$256.8K0.1%History
QCOMQualcomm IncStock1,487$254.4K0.1%History
PYPLPayPal Holdings, Inc.Stock3,790$221.2K0.1%History
Vanguard Health Care ETF92204A504ETF766$220.4K0.1%–
BACBank of America CorpStock3,744$205.9K0.1%History
Aim ETF Products Trust00888H562ALLIANZIM US EQU6,838$201.5K0.1%–
DBX ETF Tr233051705XTRACK MUN INFRA8,000$196.3K0.1%–
Innovator ETFs Trust45782C680US EQTY PWR BF4,441$192.1K0.1%–
Innovator ETFs Trust45784N858EQUITY DEFINED P7,458$191.9K0.1%–
Global X FDS37954Y830GLOBAL X COPPER2,609$191.2K0.1%–
iShares S&P 500 Value ETF464287408ETF888$188.3K0.1%–
Vanguard Total International Bond ETF92203J407ETF3,817$184.4K0.1%–
ABTAbbott LaboratoriesStock1,448$181.4K0.1%History
HODLVanEck Bitcoin ETFSH BEN INT7,276$179.9K0.1%History
WisdomTree Tr97717X651US S CAP QTY DIV3,585$177.9K0.1%–
LNCLincoln National CorpCOM3,964$176.5K0.1%History
CSCOCisco Systems, Inc.Stock2,274$175.2K0.1%History
Innovator ETFs Trust45784N809EQUI DEFI 1 NOVE6,391$170.5K0.1%–
Invesco Actively Managed Exc46090A697S&P 500 EQUA ETF3,344$170.4K0.1%–
Innovator ETFs Trust45782C664US EQTY BUF SEP3,400$167.4K0.1%–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF7,835$167.4K0.1%–
IBMInternational Business Machines CorpStock559$165.6K0.1%History
Pacer FDS Tr69374H386DATA & DIGI REVO2,546$163.2K0.1%–
WFCWells Fargo & CompanyStock1,649$153.7K0.1%History
MCKMcKesson CorpStock186$152.7K0.1%History
iShares Core S&P Mid-Cap ETF464287507ETF2,300$151.8K0.1%–
iShares MSCI USA Quality Factor ETF46432F339ETF764$151.7K0.1%–
ETF Ser Solutions26922A222APTUS COLLRD INV3,442$150.4K0.1%–
iShares Russell Mid-Cap Growth ETF464287481ETF1,088$149.0K0.1%–
SPDR Series Trust78468R861STATE STRET SPDR7,712$147.2K0.1%–
MOAltria Group, Inc.Stock2,498$146.0K0.1%History
PAYXPaychex IncStock1,284$144.0K0.1%History
WisdomTree Tr97717W281EMG MKTS SMCAP2,447$140.1K0.1%–
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF2,874$140.0K0.1%–
GRMNGarmin LtdSHS671$136.0K0.1%History
Vanguard Index FDS922908652EXTEND MKT ETF643$134.4K0.1%–
Innovator ETFs Trust45784N700EQUITY DEFIN 1YR4,956$133.0K0.1%–
PRUPrudential Financial IncStock1,149$129.6K0.1%History
VanEck ETF Trust92189F486IG FLOA RATE ETF5,088$129.6K0.1%–
AVBAvalonbay Communities IncCOM715$129.6K0.1%History
iShares Tr46436E7180-3 MTH TREASURY1,285$129.0K0.1%–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF2,896$126.6K0.1%–
CARRCarrier Global CorpStock2,393$126.4K0.1%History
WMWaste Management IncStock575$126.3K0.1%History
Vanguard Intermediate-Term Bond ETF921937819ETF1,620$126.2K0.1%–
iShares Tr464288877EAFE VALUE ETF1,720$122.8K0.1%–
DBX ETF Tr233051267XTRACKERS LOW2,580$121.7K0.1%–
iShares Tr46434V613CORE UNIVRSL USD2,603$121.1K0.1%–
EVRGEvergy, Inc.Stock1,671$121.1K0.1%History
iShares Select Dividend ETF464287168ETF850$120.0K0.1%–
ETF Ser Solutions26922B535APTUS LARGE CAP2,989$112.6K<0.1%–
JKHYJack Henry & Associates IncStock612$111.7K<0.1%History
Innovator ETFs Trust45782C508US EQTY PWR BUF2,351$110.5K<0.1%–
Schwab US Aggregate Bond ETF808524839ETF4,680$109.4K<0.1%–
iShares Russell Midcap ETF464287499ETF1,124$108.3K<0.1%–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF2,255$107.4K<0.1%–
DISWalt Disney CoStock936$107.2K<0.1%History
Fidelity Merrimack STR Tr316188309TOTAL BD ETF2,311$107.0K<0.1%–
Dimensional ETF Trust25434V799INTL CORE EQUITY3,103$106.9K<0.1%–
Innovator ETFs Trust45782C318US EQTY PWR BUF2,701$106.9K<0.1%–
Innovator ETFs Trust45783Y111EQUI DEFI 1 AUG3,986$106.5K<0.1%–
Vanguard Utilities ETF92204A876ETF554$102.5K<0.1%–
BlackRock ETF Trust09290C103ISHARES US EQUIT1,678$102.0K<0.1%–
LMTLockheed Martin CorpStock210$101.6K<0.1%History
Vanguard Short-Term Bond ETF921937827ETF1,277$100.6K<0.1%–
Lattice Strategies Tr518416409HARTFORD US EQTY1,741$100.5K<0.1%–
Dimensional ETF Trust25434V641US LARGE CAP VEC1,345$100.0K<0.1%–
Innovator Equity Defined Protection ETF - 6MO Jan/Jul45783Y244ETF3,437$99.9K<0.1%–
EDConsolidated Edison IncStock984$97.7K<0.1%History
Vanguard Communication Services ETF92204A884ETF501$97.0K<0.1%–
MAMastercard IncStock169$96.5K<0.1%History
iShares Core Dividend Growth ETF46434V621ETF1,366$94.8K<0.1%–
ETF Ser Solutions26922B709APTUS INT ENH YL3,869$94.1K<0.1%–
SOSouthern CoStock1,075$93.7K<0.1%History
iShares Tr464288885EAFE GRWTH ETF822$93.6K<0.1%–
UNHUnitedHealth Group IncStock274$90.3K<0.1%History
Vanguard Industrials ETF92204A603ETF301$89.8K<0.1%–
IAUiShares Gold TrustETF1,098$89.1K<0.1%History
Vanguard Financials ETF92204A405ETF666$88.9K<0.1%–
Vanguard Consumer Discretionary ETF92204A108ETF222$87.5K<0.1%–
ETF Ser Solutions26922A784APTUS DRAWDOWN1,703$87.4K<0.1%–
VZVerizon Communications IncStock2,141$87.2K<0.1%History
iShares Tr464287150CORE S&P TTL STK586$87.1K<0.1%–
Vanguard Information Technology ETF92204A702ETF115$86.7K<0.1%–
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF1,967$86.4K<0.1%–
DBX ETF Tr23306X811XTRACKERS US 0-12,852$85.8K<0.1%–
Innovator ETFs Trust45782C870US EQT PWR BUF2,170$84.9K<0.1%–
iShares Tr4642874571 3 YR TREAS BD1,021$84.6K<0.1%–
ETF Ser Solutions26922A388APTUS DEFINED2,951$84.0K<0.1%–
Innovator ETFs Trust45782C813US EQTY PWR BUF1,784$82.8K<0.1%–
Dimensional U.S. Small Cap ETF25434V500ETF1,186$82.6K<0.1%–
Vanguard Mortgage-Backed Securities ETF92206C771ETF1,720$81.0K<0.1%–
DASHDoorDash, Inc.Stock356$80.6K<0.1%History
SPDR Series Trust78468R705ST STR 1500MOM275$80.3K<0.1%–
Pacer FDS Tr69374H766INDUSTRIAL RELET2,137$80.3K<0.1%–