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Livermore
Livermore
ZHEN

AA Financial Advisors, LLC

SEC CIK
0002016899
Latest filing
Jul 17, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed May 3, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
153
+90 vs. Q4 2023
Portfolio value
$247.8M
+$97.6M (+64.9%) vs. Q4 2023
Filed
May 3, 2024
SEC
Holdings of AA Financial Advisors, LLC in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Small-Cap ETF922908751ETF61,240$14.0M5.6%+6,814+12.5%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF43,172$11.2M4.5%+229+0.5%Added–
Schwab U.S. Large-Cap ETF808524201ETF134,752$8.36M3.4%−2,123−1.6%Reduced–
Capital Grp Fixed Incm ETF T14020Y102CORE PLUS INCM368,819$8.28M3.3%+20,194+5.8%Added–
Capital Group Dividend Value14020W106SHS CREAT UNIT209,524$6.81M2.7%+3,132+1.5%Added–
Innovator ETFs Trust45782C508US EQTY PWR BUF169,860$6.64M2.7%+1,312+0.8%Added–
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF174,267$6.53M2.6%−220−0.1%Reduced–
Innovator ETFs Trust45782C870US EQT PWR BUF191,520$6.43M2.6%+186+0.1%Added–
Innovator ETFs Trust45782C813US EQTY PWR BUF167,390$6.36M2.6%−440.0%Reduced–
Schwab Fundamental U.S. Large Company ETF808524771ETF93,724$6.32M2.5%−2,171−2.3%Reduced–
Vanguard S&P 500 Value ETF921932703ETF32,394$5.85M2.4%−702−2.1%Reduced–
MSFTMicrosoft CorpStock12,912$5.43M2.2%+11,468+794.2%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD64,789$5.01M2.0%−3,863−5.6%Reduced–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF54,268$4.98M2.0%−3,155−5.5%Reduced–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF86,356$4.33M1.7%+81,214+1,579.4%Added–
Capital Group Growth ETF14020G101SHS CREAT UNIT134,716$4.31M1.7%+1,513+1.1%Added–
TSLATesla, Inc.Stock23,073$4.06M1.6%+23,073NewHistory
AAPLApple Inc.Stock21,088$3.62M1.5%+19,470+1,203.3%AddedHistory
Vanguard High Dividend Yield Index ETF921946406ETF29,722$3.60M1.5%+29,722New–
iShares Core S&P 500 ETF464287200ETF6,765$3.56M1.4%+184+2.8%Added–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB184,213$3.55M1.4%+184,213New–
LLYEli Lilly & CoStock4,513$3.51M1.4%+3,879+611.8%AddedHistory
Capital Group GBL Growth EQT14020X104SHS CREAT UNIT117,101$3.37M1.4%−17,423−13.0%Reduced–
Dimensional Emerging Core Equity Market ETF25434V302ETF133,809$3.31M1.3%+35,250+35.8%Added–
iShares Core S&P Mid-Cap ETF464287507ETF53,537$3.25M1.3%+387+0.7%AddedConverted for a 5-for-1 split–
Capital Group Core Equity Et14020V108SHS CREAT UNIT103,745$3.23M1.3%+18,840+22.2%Added–
SPDR Series Trust78464A763ST STR SP DIV22,190$2.91M1.2%−32,320−59.3%Reduced–
NVDANVIDIA CorpStock2,912$2.63M1.1%+2,912NewHistory
Invesco Exch TRD SLF Idx FD46138J429BULETSHS 2031 CP160,748$2.59M1.0%+160,748New–
Invesco Exch TRD SLF Idx FD46138J577BULETSHS 2029141,523$2.59M1.0%+141,523New–
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY108,419$2.49M1.0%+97,154+862.4%Added–
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB111,178$2.27M0.9%+12,759+13.0%Added–
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB106,165$2.23M0.9%−21,169−16.6%Reduced–
Vanguard Real Estate ETF922908553ETF25,403$2.20M0.9%+5,072+24.9%Added–
ProShares Tr74348A467S&P 500 DV ARIST20,915$2.12M0.9%00.0%Unchanged–
AVGOBroadcom Inc.Stock1,587$2.10M0.8%+1,587NewHistory
AMZNAmazon Com IncStock11,305$2.04M0.8%+9,479+519.1%AddedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF36,824$1.90M0.8%00.0%Unchanged–
JPMJPMorgan Chase & CoStock9,190$1.84M0.7%+9,190NewHistory
CRMSalesforce, Inc.Stock6,018$1.81M0.7%+6,018NewHistory
LOWLowes Companies IncStock6,988$1.78M0.7%+6,988NewHistory
Vanguard Malvern FDS922020805STRM INFPROIDX35,818$1.72M0.7%−2,051−5.4%Reduced–
SMMFSummit Financial Group, Inc.COM61,801$1.68M0.7%00.0%UnchangedHistory
MVBFMVB Financial CorpCOM75,000$1.67M0.7%00.0%UnchangedHistory
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY71,696$1.63M0.7%−18,567−20.6%Reduced–
GOOGLAlphabet Inc.Stock9,575$1.45M0.6%+9,575NewHistory
JNJJohnson & JohnsonStock9,119$1.44M0.6%+9,119NewHistory
Capital Group Core Balanced14021D107SHS48,547$1.41M0.6%+48,547New–
FSKFS KKR Capital CorpCOM73,645$1.40M0.6%+28,862+64.4%AddedHistory
Vanguard S&P 500 ETF922908363ETF2,892$1.39M0.6%+161+5.9%Added–
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB71,932$1.38M0.6%+30,726+74.6%Added–
VVisa Inc.Stock4,863$1.36M0.5%+4,863NewHistory
Invesco Actively Managed Exc46090A101ACTIVE US REAL14,716$1.30M0.5%+8+0.1%Added–
SYKStryker CorpStock3,611$1.29M0.5%+3,611NewHistory
CATCaterpillar IncStock3,333$1.22M0.5%+3,333NewHistory
CBChubb LtdStock4,349$1.13M0.5%+4,349NewHistory
Legg Mason ETF Invt524682200CLEARBRIDGE LRG16,651$1.12M0.5%+16,651New–
MRSHMarsh & McLennan Companies, Inc.Stock5,307$1.09M0.4%+5,307NewHistory
PGProcter & Gamble CoStock6,648$1.08M0.4%+6,648NewHistory
UNHUnitedHealth Group IncStock2,108$1.04M0.4%+2,108NewHistory
TRVTravelers Companies, Inc.Stock4,492$1.03M0.4%+4,492NewHistory
Invesco QQQ Trust Series I46090E103ETF2,315$1.03M0.4%−41−1.7%Reduced–
CSXCSX CorpStock27,013$1.00M0.4%+27,013NewHistory
INTCIntel CorpStock22,152$978.5K0.4%+22,152NewHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF12,126$976.3K0.4%+392+3.3%Added–
iShares Core MSCI Eafe ETF46432F842ETF12,945$960.8K0.4%+54+0.4%Added–
GOOGAlphabet Inc.Stock6,288$957.4K0.4%+6,288NewHistory
METAMeta Platforms, Inc.Stock1,930$937.2K0.4%+1,930NewHistory
COPConocoPhillipsStock7,242$921.8K0.4%+7,242NewHistory
NKENIKE, Inc.Stock9,269$871.1K0.4%+9,269NewHistory
Invesco Exch TRD SLF Idx FD46138J528BULSHS 2025 MUNI35,375$861.0K0.3%+7,500+26.9%Added–
ABBVAbbVie Inc.Stock4,424$805.6K0.3%+4,424NewHistory
Invesco Exch TRD SLF Idx FD46138J536BULSHS 2024 MUNI31,825$788.6K0.3%+2,284+7.7%Added–
Schwab International Equity ETF808524805ETF19,327$754.1K0.3%00.0%Unchanged–
HONHoneywell International IncCOM3,606$740.1K0.3%+3,606NewHistory
LINLinde PLCStock1,582$734.6K0.3%+1,582NewHistory
CMCSAComcast CorpStock14,719$638.1K0.3%+14,719NewHistory
PMPhilip Morris International Inc.Stock6,734$617.0K0.2%+6,734NewHistory
SPDR Series Trust78468R408ST TERM HIGH ETF24,429$616.1K0.2%+758+3.2%Added–
PSXPhillips 66Stock3,737$610.4K0.2%+3,737NewHistory
CVXChevron CorpStock3,791$598.0K0.2%+3,791NewHistory
DISWalt Disney CoStock4,851$593.6K0.2%+4,851NewHistory
VISNVistance Networks, Inc.COM451,942$592.0K0.2%00.0%UnchangedHistory
ABTAbbott LaboratoriesStock5,198$590.8K0.2%+5,198NewHistory
HDHome Depot, Inc.Stock1,524$584.6K0.2%+1,524NewHistory
MMM3M CoStock5,487$582.0K0.2%+5,487NewHistory
WMTWalmart Inc.Stock9,507$572.0K0.2%+9,507NewHistory
ASMLASML Holding NVADR577$560.0K0.2%+577NewHistory
BLKBlackRock, Inc.COM664$553.7K0.2%+664NewHistory
NOCNorthrop Grumman CorpStock1,139$545.2K0.2%+1,139NewHistory
CEGConstellation Energy CorpStock2,865$529.6K0.2%+2,865NewHistory
DHRDanaher CorpStock2,118$528.9K0.2%+2,118NewHistory
KOCoca Cola CoStock8,449$516.9K0.2%+8,449NewHistory
MCDMcDonalds CorpStock1,807$509.5K0.2%+1,807NewHistory
SHOPShopify Inc.Stock6,146$474.3K0.2%+6,146NewHistory
AZNAstraZeneca PLCSPONSORED ADR6,975$472.6K0.2%+6,975NewHistory
Invesco Exch TRD SLF Idx FD46138J494BULSHS 2027 MUNI18,919$447.5K0.2%+18,919New–
Invesco Exch TRD SLF Idx FD46138J510BULSHS 2026 MUNI18,949$446.5K0.2%+2,531+15.4%Added–
BKRBaker Hughes CoCL A13,196$442.1K0.2%+13,196NewHistory
RTXRTX CorpStock4,445$433.5K0.2%+4,445NewHistory