LM Advisors LLC
- SEC CIK
- 0002011314
- Latest filing
- Aug 12, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Nov 7, 2024. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 171
- −22 vs. Q2 2024
- Portfolio value
- $492.0M
- −$60.5B (−99.2%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AMZNAmazon Com Inc | Stock | 242,331 | $44.4M | 9.0% | −31,718−11.6% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 73,146 | $38.4M | 7.8% | −2,002−2.7% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 57,400 | $32.9M | 6.7% | −191−0.3% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J619 | RUSL 1000 DYNM | 580,506 | $30.2M | 6.1% | −71,639−11.0% | Reduced | – |
| AAPLApple Inc. | Stock | 106,592 | $24.8M | 5.0% | −2,014−1.9% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 135,993 | $22.7M | 4.6% | −13,539−9.1% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 85,117 | $16.6M | 3.4% | −1,754−2.0% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 36,487 | $15.7M | 3.2% | +364+1.0% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 30,618 | $14.9M | 3.0% | −217−0.7% | Reduced | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 35,851 | $10.2M | 2.1% | +53+0.1% | Added | – |
| GOOGLAlphabet Inc. | Stock | 49,910 | $8.28M | 1.7% | −554−1.1% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 13,817 | $7.91M | 1.6% | +650+4.9% | Added | History |
| BRK.ABerkshire Hathaway Inc | CL A | 11 | $7.60M | 1.5% | 00.0% | Unchanged | History |
| Vanguard Health Care ETF92204A504 | ETF | 28,060 | $7.58M | 1.5% | −6,173−18.0% | Reduced | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 40,791 | $6.99M | 1.4% | +3,806+10.3% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 14,321 | $6.59M | 1.3% | 00.0% | Unchanged | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 74,684 | $5.88M | 1.2% | −782−1.0% | Reduced | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 13,218 | $5.54M | 1.1% | −115−0.9% | Reduced | History |
| First Tr Exchng Traded FD VI33740U828 | FT VEST INT EQ M | 203,425 | $4.64M | 0.9% | −2,987−1.4% | Reduced | – |
| Vanguard Real Estate ETF922908553 | ETF | 46,706 | $4.44M | 0.9% | −4,654−9.1% | Reduced | – |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 3,422 | $4.39M | 0.9% | −122−3.4% | Reduced | History |
| LLYEli Lilly & Co | Stock | 4,884 | $4.33M | 0.9% | −110−2.2% | Reduced | History |
| iShares U.S. Medical Devices ETF464288810 | ETF | 71,145 | $4.21M | 0.9% | −13,972−16.4% | Reduced | – |
| CRMSalesforce, Inc. | Stock | 15,373 | $4.21M | 0.9% | −5,241−25.4% | Reduced | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 27,211 | $4.19M | 0.9% | −1,459−5.1% | Reduced | – |
| NADNuveen Quality Municipal Income Fund | COM | 325,030 | $4.02M | 0.8% | −18,048−5.3% | Reduced | History |
| NACNuveen California Quality Municipal Income Fund | COM | 334,598 | $3.98M | 0.8% | −13,326−3.8% | Reduced | History |
| First Tr Exchng Traded FD VI33740F763 | FT VEST US EQT | 80,152 | $3.89M | 0.8% | −8,909−10.0% | Reduced | – |
| NVDANVIDIA Corp | Stock | 31,462 | $3.82M | 0.8% | +6,730+27.2% | Added | History |
| WMTWalmart Inc. | Stock | 44,565 | $3.60M | 0.7% | 00.0% | Unchanged | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 62,678 | $3.60M | 0.7% | −6,909−9.9% | Reduced | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 68,424 | $3.27M | 0.7% | −6,287−8.4% | Reduced | – |
| JPMJPMorgan Chase & Co | Stock | 15,153 | $3.19M | 0.6% | −263−1.7% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 58,501 | $2.96M | 0.6% | −2,186−3.6% | Reduced | – |
| First Tr Exchng Traded FD VI33740U844 | FT VEST U.S | 84,315 | $2.95M | 0.6% | −22,800−21.3% | Reduced | – |
| ORCLOracle Corp | Stock | 17,232 | $2.94M | 0.6% | +55+0.3% | Added | History |
| SBACSba Communications Corp | CL A | 11,778 | $2.83M | 0.6% | +1,485+14.4% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 4,488 | $2.62M | 0.5% | −415−8.5% | Reduced | History |
| IAUiShares Gold Trust | ETF | 52,348 | $2.60M | 0.5% | −450−0.9% | Reduced | History |
| VVisa Inc. | Stock | 9,261 | $2.55M | 0.5% | −3,465−27.2% | Reduced | History |
| First Tr Exchng Traded FD VI33740F516 | FT VEST US EQT | 64,255 | $2.43M | 0.5% | −6,269−8.9% | Reduced | – |
| TSLATesla, Inc. | Stock | 9,205 | $2.41M | 0.5% | −952−9.4% | Reduced | History |
| MAMastercard Inc | Stock | 4,850 | $2.40M | 0.5% | +721+17.5% | Added | History |
| ESSEssex Property Trust, Inc. | COM | 7,866 | $2.32M | 0.5% | −325−4.0% | Reduced | History |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 29,782 | $2.30M | 0.5% | −3,890−11.6% | Reduced | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 13,486 | $2.12M | 0.4% | −3,687−21.5% | Reduced | – |
| TMOThermo Fisher Scientific Inc. | Stock | 3,242 | $2.00M | 0.4% | +10.0% | Added | History |
| BACBank of America Corp | Stock | 49,941 | $1.98M | 0.4% | +1,000+2.0% | Added | History |
| BYMBlackRock Municipal Income Quality Trust | COM | 158,236 | $1.91M | 0.4% | −4,474−2.7% | Reduced | History |
| iShares Inc46434G822 | MSCI JAPAN ETF | 25,933 | $1.85M | 0.4% | +784+3.1% | Added | – |
| QCOMQualcomm Inc | Stock | 10,702 | $1.82M | 0.4% | −1,525−12.5% | Reduced | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 23,258 | $1.81M | 0.4% | −6,975−23.1% | Reduced | – |
| BSTZBlackRock Science & Technology Term Trust | SHS BEN INT | 92,193 | $1.77M | 0.4% | −47,507−34.0% | Reduced | History |
| iShares Core S&P 500 ETF464287200 | ETF | 3,028 | $1.75M | 0.4% | −887−22.7% | Reduced | – |
| COSTCostco Wholesale Corp | Stock | 1,708 | $1.69M | 0.3% | −4,025−70.2% | Reduced | History |
| GSGoldman Sachs Group Inc | Stock | 3,373 | $1.67M | 0.3% | −200−5.6% | Reduced | History |
| PLTRPalantir Technologies Inc. | Stock | 42,234 | $1.57M | 0.3% | 00.0% | Unchanged | History |
| CVXChevron Corp | Stock | 10,485 | $1.54M | 0.3% | −150−1.4% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J841 | BULSHS 2024 CB | 72,616 | $1.53M | 0.3% | −14,079−16.2% | Reduced | – |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 13,599 | $1.50M | 0.3% | −6,850−33.5% | Reduced | – |
| Vanguard Information Technology ETF92204A702 | ETF | 2,485 | $1.46M | 0.3% | 00.0% | Unchanged | – |
| NEENextera Energy Inc | Stock | 16,628 | $1.41M | 0.3% | −3,800−18.6% | Reduced | History |
| VZVerizon Communications Inc | Stock | 31,267 | $1.40M | 0.3% | −1,134−3.5% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 12,251 | $1.39M | 0.3% | −265−2.1% | Reduced | History |
| BMEZBlackRock Health Sciences Term Trust | COM SHS | 85,283 | $1.35M | 0.3% | +85,283 | New | History |
| DISWalt Disney Co | Stock | 13,463 | $1.29M | 0.3% | −1,873−12.2% | Reduced | History |
| JNJJohnson & Johnson | Stock | 7,934 | $1.29M | 0.3% | −1,030−11.5% | Reduced | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 2,252 | $1.28M | 0.3% | +46+2.1% | Added | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 28,095 | $1.27M | 0.3% | −1,250−4.3% | Reduced | – |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 14,579 | $1.21M | 0.2% | −884−5.7% | Reduced | – |
| First Tr Exchng Traded FD VI33740F573 | FT VEST INTER EQ | 49,953 | $1.21M | 0.2% | −1,062−2.1% | Reduced | – |
| Invesco Exchange Traded FD T46137V332 | S&P500 EQL HLT | 36,645 | $1.18M | 0.2% | +36,645 | New | – |
| HUMHumana Inc | Stock | 3,400 | $1.08M | 0.2% | 00.0% | Unchanged | History |
| BLKBlackRock, Inc. | COM | 1,125 | $1.07M | 0.2% | 00.0% | Unchanged | History |
| SOFISoFi Technologies, Inc. | Stock | 132,505 | $1.04M | 0.2% | −100−0.1% | Reduced | History |
| HDHome Depot, Inc. | Stock | 2,408 | $976.0K | 0.2% | −35−1.4% | Reduced | History |
| ORealty Income Corp | REIT | 15,161 | $962.0K | 0.2% | −170−1.1% | Reduced | History |
| iShares Tr464288356 | CALIF MUN BD ETF | 16,266 | $945.0K | 0.2% | −1,000−5.8% | Reduced | – |
| NFLXNetflix Inc | Stock | 1,300 | $922.0K | 0.2% | 00.0% | Unchanged | History |
| CCitigroup Inc | Stock | 14,490 | $907.0K | 0.2% | −2,492−14.7% | Reduced | History |
| PYPLPayPal Holdings, Inc. | Stock | 11,545 | $901.0K | 0.2% | −15,987−58.1% | Reduced | History |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 8,834 | $873.0K | 0.2% | −15,188−63.2% | Reduced | – |
| LMTLockheed Martin Corp | Stock | 1,485 | $868.0K | 0.2% | 00.0% | Unchanged | History |
| KOCoca Cola Co | Stock | 12,041 | $865.0K | 0.2% | −515−4.1% | Reduced | History |
| NOCNorthrop Grumman Corp | Stock | 1,616 | $853.0K | 0.2% | 00.0% | Unchanged | History |
| iShares Tr464287556 | ISHARES BIOTECH | 6,674 | $845.0K | 0.2% | −1,113−14.3% | Reduced | – |
| Invesco Exchng Trad SLF Inde46139W502 | INVT GRD DEFSV | 33,650 | $833.0K | 0.2% | −831−2.4% | Reduced | – |
| Columbia ETF Tr I19761L607 | MULTI SEC MUNI | 39,897 | $829.0K | 0.2% | 00.0% | Unchanged | – |
| BXBlackstone Inc. | COM | 5,163 | $791.0K | 0.2% | −999−16.2% | Reduced | History |
| GLDSPDR Gold Trust | ETF | 3,234 | $786.0K | 0.2% | −330−9.3% | Reduced | History |
| MSDLMorgan Stanley Direct Lending Fund | COM SHS | 39,506 | $781.0K | 0.2% | +39,506 | New | History |
| XOMExxonMobil Holdings Corp | COM | 7,365 | $772.0K | 0.2% | −1,600−17.8% | Reduced | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 12,300 | $767.0K | 0.2% | 00.0% | Unchanged | – |
| First Tr Exchng Traded FD VI33740F433 | FT VEST U.S EQT | 21,210 | $751.0K | 0.2% | −8,050−27.5% | Reduced | – |
| KLACKLA Corp | COM NEW | 961 | $744.0K | 0.2% | 00.0% | Unchanged | History |
| ACPabrdn Income Credit Strategies Fund | COM | 110,364 | $731.0K | 0.1% | +110,364 | New | History |
| PANWPalo Alto Networks Inc | Stock | 2,075 | $709.0K | 0.1% | +465+28.9% | Added | History |
| PLDPrologis, Inc. | REIT | 5,552 | $701.0K | 0.1% | −200−3.5% | Reduced | History |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 6,000 | $690.0K | 0.1% | 00.0% | Unchanged | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 1,831 | $687.0K | 0.1% | 00.0% | Unchanged | – |
Sold out since Q2 2024 (36)
Positions held at the end of Q2 2024 that are gone from this filing.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| SPDR S&P 500 ETF Tr78462F953 | PUT | 0 | $39.3B | 64.3% | – |
| Advanced Micro Devices Inc007903957 | PUT | 0 | $3.08B | 5.0% | – |
| Salesforce Com Inc79466L952 | PUT | 0 | $2.93B | 4.8% | – |
| Tesla Inc88160R951 | PUT | 0 | $1.75B | 2.9% | – |
| Sba Communications Corp New78410G954 | PUT | 0 | $1.65B | 2.7% | – |
| Disney Walt Co254687956 | PUT | 0 | $1.27B | 2.1% | – |
| Marvell Technology Inc573874954 | PUT | 0 | $1.17B | 1.9% | – |
| Dell Technologies Inc24703L952 | CL C | 0 | $1.13B | 1.9% | – |
| Rivian Automotive Inc76954A953 | COM CL A | 0 | $1.04B | 1.7% | – |
| Nike Inc654106953 | PUT | 0 | $1.03B | 1.7% | – |
| Dollar Gen Corp New256677955 | PUT | 0 | $974.2M | 1.6% | – |
| Kraneshares Tr500767956 | OPT | 0 | $811.8M | 1.3% | – |
| Crown Castle Intl Corp New22822V951 | PUT | 0 | $698.8M | 1.1% | – |
| Facebook Inc30303M952 | PUT | 0 | $629.5M | 1.0% | – |
| Prologis Inc.74340W953 | PUT | 0 | $623.8M | 1.0% | – |
| On Semiconductor Corp682189955 | PUT | 0 | $562.7M | 0.9% | – |
| Palo Alto Networks Inc697435955 | PUT | 0 | $492.5M | 0.8% | – |
| Broadcom Inc11135F951 | PUT | 0 | $451.6M | 0.7% | – |
| Uber Technologies Inc90353T950 | PUT | 0 | $386.9M | 0.6% | – |
| NVIDIA Corporation67066G954 | PUT | 0 | $337.9M | 0.6% | – |
| Direxion Shs ETF Tr25460G956 | PUT | 0 | $244.5M | 0.4% | – |
| First Tr High Income L/S FD33738E109 | COM | 71,529 | $883.0K | <0.1% | – |
| GNRCGenerac Holdings Inc. | Stock | 5,263 | $696.0K | <0.1% | History |
| AMPAmeriprise Financial Inc | COM | 1,000 | $427.0K | <0.1% | History |
| SCHWSchwab Charles Corp | Stock | 5,280 | $389.0K | <0.1% | History |
| GMGeneral Motors Co | COM | 7,287 | $339.0K | <0.1% | History |
| ADSKAutodesk, Inc. | COM | 1,360 | $337.0K | <0.1% | History |
| COPConocoPhillips | Stock | 2,646 | $303.0K | <0.1% | History |
| iShares Tr464287325 | GLOB HLTHCRE ETF | 4,806 | $294.0K | <0.1% | – |
| LOWLowes Companies Inc | Stock | 1,200 | $265.0K | <0.1% | History |
| SHELShell plc | ADR | 3,340 | $241.0K | <0.1% | History |
| J P Morgan Exchange Traded F46641Q217 | BETABULDRS JAPAN | 6,069 | $230.0K | <0.1% | – |
| NVONovo Nordisk A S | ADR | 1,529 | $218.0K | <0.1% | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 4,394 | $217.0K | <0.1% | – |
| Vanguard Intl Equity Index F922042866 | FTSE PACIFIC ETF | 2,910 | $216.0K | <0.1% | – |
| GILDGilead Sciences, Inc. | Stock | 4,197 | – | – | History |