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Livermore
Livermore
ZHEN

LM Advisors LLC

SEC CIK
0002011314
Latest filing
Aug 12, 2026

Holdings in Q3 2024

Holdings as of Sep 30, 2024, filed Nov 7, 2024. Long positions only; changes compare share counts with Q2 2024.

Institution overview
Positions
171
−22 vs. Q2 2024
Portfolio value
$492.0M
−$60.5B (−99.2%) vs. Q2 2024
Filed
Nov 7, 2024
SEC
Holdings of LM Advisors LLC in Q3 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
AMATApplied Materials IncStock1,000$202.0K<0.1%00.0%UnchangedHistory
STWDStarwood Property Trust, Inc.COM9,987$204.0K<0.1%+9,987NewHistory
STTState Street CorpCOM2,330$206.0K<0.1%+2,330NewHistory
DLYDoubleLine Yield Opportunities FundCOM12,517$208.0K<0.1%+12,517NewHistory
HTGCHercules Capital, Inc.COM10,900$214.0K<0.1%00.0%UnchangedHistory
BLWBlackRock Ltd Duration Income TrustCOM SHS14,877$215.0K<0.1%00.0%UnchangedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF2,544$223.0K<0.1%+2,544New–
CCICrown Castle Inc.REIT1,886$224.0K<0.1%+1,886NewHistory
iShares Core S&P Small Cap ETF464287804ETF1,927$225.0K<0.1%00.0%Unchanged–
BSXBoston Scientific CorpStock2,700$226.0K<0.1%+2,700NewHistory
ORLYO Reilly Automotive IncStock200$230.0K<0.1%00.0%UnchangedHistory
NOWServiceNow, Inc.Stock261$234.0K<0.1%00.0%UnchangedHistory
BTXBlackRock Technology & Private Equity Term TrustSHS BEN INT31,031$234.0K<0.1%−5,578−15.2%ReducedHistory
iShares Tr464287150CORE S&P TTL STK1,888$237.0K<0.1%00.0%Unchanged–
GSKGSK plcADR5,857$239.0K<0.1%−220−3.6%ReducedHistory
ASMLASML Holding NVADR292$243.0K<0.1%00.0%UnchangedHistory
ETHEGrayscale Ethereum Staking ETFETF11,236$246.0K0.1%+11,236NewHistory
AMTAmerican Tower CorpREIT1,072$249.0K0.1%−8−0.7%ReducedHistory
SPDR Index Shs FDS78463X202ST STR EU 50 ETF4,767$254.0K0.1%00.0%Unchanged–
PSXPhillips 66Stock2,000$263.0K0.1%00.0%UnchangedHistory
iShares Core Dividend Growth ETF46434V621ETF4,196$263.0K0.1%00.0%Unchanged–
EWEdwards Lifesciences CorpStock4,001$264.0K0.1%00.0%UnchangedHistory
iShares Tr464287234MSCI EMG MKT ETF6,010$276.0K0.1%00.0%Unchanged–
BNYBank of New York Mellon CorpStock3,927$282.0K0.1%00.0%UnchangedHistory
SPDR Series Trust78464A763ST STR SP DIV2,000$284.0K0.1%00.0%Unchanged–
iShares Tr464287549EXPND TEC SC ETF3,000$288.0K0.1%00.0%Unchanged–
CHKPCheck Point Software Technologies LtdORD1,500$289.0K0.1%00.0%UnchangedHistory
FCXFreeport-McMoran IncStock6,090$304.0K0.1%+6,090NewHistory
MELIMercadolibre IncCOM154$317.0K0.1%−22−12.5%ReducedHistory
iShares Semiconductor ETF464287523ETF1,417$327.0K0.1%00.0%Unchanged–
iShares Tr464287689RUSSELL 3000 ETF1,001$327.0K0.1%00.0%Unchanged–
AMDAdvanced Micro Devices IncStock2,063$338.0K0.1%+2,063NewHistory
RTXRTX CorpStock2,819$342.0K0.1%−233−7.6%ReducedHistory
PEPPepsiCo IncStock2,043$347.0K0.1%−1,000−32.9%ReducedHistory
First Tr Exchange Traded FD33741X102SMID RISNG ETF9,880$359.0K0.1%+9,880New–
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU9,800$359.0K0.1%+5,300+117.8%Added–
SHOPShopify Inc.Stock4,500$361.0K0.1%−475−9.5%ReducedHistory
First Tr Exchng Traded FD VI33740F482FT VEST U.S EQT10,001$367.0K0.1%+2,000+25.0%Added–
ELEstee Lauder Companies IncCL A3,760$375.0K0.1%+591+18.6%AddedHistory
PGProcter & Gamble CoStock2,204$382.0K0.1%00.0%UnchangedHistory
iShares Russell 2000 ETF464287655ETF1,751$387.0K0.1%00.0%Unchanged–
ADBEAdobe Inc.Stock837$433.0K0.1%−8−0.9%ReducedHistory
NKENIKE, Inc.Stock5,061$447.0K0.1%−3,073−37.8%ReducedHistory
Columbia ETF Tr I19761L706RESH ENHNC COR16,446$456.0K0.1%−2,692−14.1%Reduced–
Vanguard Index FDS922908652EXTEND MKT ETF2,689$460.0K0.1%−161−5.6%Reduced–
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF40,604$468.0K0.1%00.0%UnchangedHistory
SPGIS&P Global Inc.Stock905$468.0K0.1%00.0%UnchangedHistory
TGTTarget CorpStock3,000$468.0K0.1%−1,800−37.5%ReducedHistory
BABoeing CoStock3,123$475.0K0.1%−2,000−39.0%ReducedHistory
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF1,950$475.0K0.1%00.0%Unchanged–
iShares Russell 1000 Value ETF464287598ETF2,515$477.0K0.1%00.0%Unchanged–
IBITiShares Bitcoin Trust ETFETF13,305$481.0K0.1%+155+1.2%AddedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF7,362$523.0K0.1%−983−11.8%Reduced–
First Tr Exchng Traded FD VI33740F474FT VEST US EQT15,380$546.0K0.1%00.0%Unchanged–
ABTAbbott LaboratoriesStock4,832$551.0K0.1%+20.0%AddedHistory
Altrius Global Dividend ETF02072L656ALTRIUS GBL DIV16,171$552.0K0.1%−887−5.2%Reduced–
EFSCEnterprise Financial Services CorpCOM10,832$555.0K0.1%00.0%UnchangedHistory
IBMInternational Business Machines CorpStock2,520$557.0K0.1%00.0%UnchangedHistory
AXPAmerican Express CoStock2,059$559.0K0.1%−360−14.9%ReducedHistory
First Tr Exchng Traded FD VI33740F599FT VEST US EQT13,315$563.0K0.1%+740+5.9%Added–
Vanguard Mun BD FDS922907746TAX EXEMPT BD11,155$570.0K0.1%00.0%Unchanged–
First Tr Exchng Traded FD VI33740U208FT VEST US EQT12,000$577.0K0.1%00.0%Unchanged–
MSMorgan StanleyStock5,721$596.0K0.1%−6,000−51.2%ReducedHistory
CRWDCrowdStrike Holdings, Inc.Stock2,125$596.0K0.1%00.0%UnchangedHistory
iShares Tr464288760US AER DEF ETF3,983$596.0K0.1%+140+3.6%Added–
PFEPfizer IncStock20,753$601.0K0.1%−200−1.0%ReducedHistory
MCDMcDonalds CorpStock2,020$615.0K0.1%00.0%UnchangedHistory
MRNAModerna, Inc.Stock9,249$618.0K0.1%+500+5.7%AddedHistory
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF12,322$625.0K0.1%−2,773−18.4%Reduced–
BXSLBlackstone Secured Lending FundCOMMON STOCK22,088$647.0K0.1%00.0%UnchangedHistory
NDMONuveen Dynamic Municipal Opportunities FundCOM SHS59,694$669.0K0.1%−1,121−1.8%ReducedHistory
iShares Russell 1000 Growth ETF464287614ETF1,831$687.0K0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN6,000$690.0K0.1%00.0%Unchanged–
PLDPrologis, Inc.REIT5,552$701.0K0.1%−200−3.5%ReducedHistory
PANWPalo Alto Networks IncStock2,075$709.0K0.1%+465+28.9%AddedHistory
ACPabrdn Income Credit Strategies FundCOM110,364$731.0K0.1%+110,364NewHistory
KLACKLA CorpCOM NEW961$744.0K0.2%00.0%UnchangedHistory
First Tr Exchng Traded FD VI33740F433FT VEST U.S EQT21,210$751.0K0.2%−8,050−27.5%Reduced–
iShares Core S&P Mid-Cap ETF464287507ETF12,300$767.0K0.2%00.0%Unchanged–
XOMExxonMobil Holdings CorpCOM7,365$772.0K0.2%−1,600−17.8%ReducedHistory
MSDLMorgan Stanley Direct Lending FundCOM SHS39,506$781.0K0.2%+39,506NewHistory
GLDSPDR Gold TrustETF3,234$786.0K0.2%−330−9.3%ReducedHistory
BXBlackstone Inc.COM5,163$791.0K0.2%−999−16.2%ReducedHistory
Columbia ETF Tr I19761L607MULTI SEC MUNI39,897$829.0K0.2%00.0%Unchanged–
Invesco Exchng Trad SLF Inde46139W502INVT GRD DEFSV33,650$833.0K0.2%−831−2.4%Reduced–
iShares Tr464287556ISHARES BIOTECH6,674$845.0K0.2%−1,113−14.3%Reduced–
NOCNorthrop Grumman CorpStock1,616$853.0K0.2%00.0%UnchangedHistory
KOCoca Cola CoStock12,041$865.0K0.2%−515−4.1%ReducedHistory
LMTLockheed Martin CorpStock1,485$868.0K0.2%00.0%UnchangedHistory
State Street SPDR S&P Biotech ETF78464A870ETF8,834$873.0K0.2%−15,188−63.2%Reduced–
PYPLPayPal Holdings, Inc.Stock11,545$901.0K0.2%−15,987−58.1%ReducedHistory
CCitigroup IncStock14,490$907.0K0.2%−2,492−14.7%ReducedHistory
NFLXNetflix IncStock1,300$922.0K0.2%00.0%UnchangedHistory
iShares Tr464288356CALIF MUN BD ETF16,266$945.0K0.2%−1,000−5.8%Reduced–
ORealty Income CorpREIT15,161$962.0K0.2%−170−1.1%ReducedHistory
HDHome Depot, Inc.Stock2,408$976.0K0.2%−35−1.4%ReducedHistory
SOFISoFi Technologies, Inc.Stock132,505$1.04M0.2%−100−0.1%ReducedHistory
BLKBlackRock, Inc.COM1,125$1.07M0.2%00.0%UnchangedHistory
HUMHumana IncStock3,400$1.08M0.2%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT36,645$1.18M0.2%+36,645New–

Sold out since Q2 2024 (36)

Positions held at the end of Q2 2024 that are gone from this filing.

Positions of LM Advisors LLC sold out since Q2 2024
SecurityClassShares in Q2 2024Value in Q2 2024% of portfolio in Q2 2024History
SPDR S&P 500 ETF Tr78462F953PUT0$39.3B64.3%–
Advanced Micro Devices Inc007903957PUT0$3.08B5.0%–
Salesforce Com Inc79466L952PUT0$2.93B4.8%–
Tesla Inc88160R951PUT0$1.75B2.9%–
Sba Communications Corp New78410G954PUT0$1.65B2.7%–
Disney Walt Co254687956PUT0$1.27B2.1%–
Marvell Technology Inc573874954PUT0$1.17B1.9%–
Dell Technologies Inc24703L952CL C0$1.13B1.9%–
Rivian Automotive Inc76954A953COM CL A0$1.04B1.7%–
Nike Inc654106953PUT0$1.03B1.7%–
Dollar Gen Corp New256677955PUT0$974.2M1.6%–
Kraneshares Tr500767956OPT0$811.8M1.3%–
Crown Castle Intl Corp New22822V951PUT0$698.8M1.1%–
Facebook Inc30303M952PUT0$629.5M1.0%–
Prologis Inc.74340W953PUT0$623.8M1.0%–
On Semiconductor Corp682189955PUT0$562.7M0.9%–
Palo Alto Networks Inc697435955PUT0$492.5M0.8%–
Broadcom Inc11135F951PUT0$451.6M0.7%–
Uber Technologies Inc90353T950PUT0$386.9M0.6%–
NVIDIA Corporation67066G954PUT0$337.9M0.6%–
Direxion Shs ETF Tr25460G956PUT0$244.5M0.4%–
First Tr High Income L/S FD33738E109COM71,529$883.0K<0.1%–
GNRCGenerac Holdings Inc.Stock5,263$696.0K<0.1%History
AMPAmeriprise Financial IncCOM1,000$427.0K<0.1%History
SCHWSchwab Charles CorpStock5,280$389.0K<0.1%History
GMGeneral Motors CoCOM7,287$339.0K<0.1%History
ADSKAutodesk, Inc.COM1,360$337.0K<0.1%History
COPConocoPhillipsStock2,646$303.0K<0.1%History
iShares Tr464287325GLOB HLTHCRE ETF4,806$294.0K<0.1%–
LOWLowes Companies IncStock1,200$265.0K<0.1%History
SHELShell plcADR3,340$241.0K<0.1%History
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN6,069$230.0K<0.1%–
NVONovo Nordisk A SADR1,529$218.0K<0.1%History
Vanguard Ftse Developed Markets ETF921943858ETF4,394$217.0K<0.1%–
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF2,910$216.0K<0.1%–
GILDGilead Sciences, Inc.Stock4,197––History