Skip to main content
Livermore
Livermore
ZHEN

Prosperity Financial Group, Inc.

SEC CIK
0001991334
Latest filing
Jul 28, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 7, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
116
−14 vs. Q2 2023
Portfolio value
$121.1M
+$7.47M (+6.6%) vs. Q2 2023
Filed
Nov 7, 2023
SEC
Holdings of Prosperity Financial Group, Inc. in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock56,607$9.69M8.0%+1,162+2.1%AddedHistory
Putnam ETF Trust746729300FOCUSED LAR CAP285,231$8.34M6.9%+75,486+36.0%Added–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW126,981$7.55M6.2%+42,988+51.2%Added–
First Tr Exchange-Traded FD33738D879FT VEST RIS308,969$6.51M5.4%+209,794+211.5%Added–
MSFTMicrosoft CorpStock16,403$5.18M4.3%+826+5.3%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM73,136$3.92M3.2%+29,794+68.7%Added–
Global X FDS37954Y715RBTCS ARTFL INTE153,242$3.79M3.1%+153,242New–
First Tr Exchange-Traded FD33739Q705FT VEST S&P 50075,229$3.71M3.1%+47,567+172.0%Added–
ProShares Tr74348A467S&P 500 DV ARIST37,861$3.35M2.8%+25,117+197.1%Added–
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF62,805$2.95M2.4%+13,378+27.1%Added–
First Trust Cloud Computing ETF33734X192ETF36,823$2.80M2.3%+23,896+184.9%Added–
First Tr Exchng Traded FD VI33740F433FT VEST U.S EQT77,111$2.28M1.9%+77,111New–
First Tr Exchng Traded FD VI33740F557FT VEST NAS91,332$2.00M1.6%+91,332New–
GOOGLAlphabet Inc.Stock15,012$1.96M1.6%+280+1.9%AddedHistory
Global X FDS37954Y780INTERNET OF THNG61,235$1.88M1.5%+2,641+4.5%Added–
AMZNAmazon Com IncStock13,266$1.69M1.4%+601+4.7%AddedHistory
Capital Group Core Equity Et14020V108SHS CREAT UNIT66,008$1.66M1.4%+66,008New–
Putnam ETF Trust746729508BDC INCOME ETF52,036$1.64M1.4%+52,036New–
NVDANVIDIA CorpStock3,685$1.60M1.3%−526−12.5%ReducedHistory
COSTCostco Wholesale CorpStock2,830$1.60M1.3%+652+29.9%AddedHistory
American Centy ETF Tr025072380SUSTAINABLE GRWT39,080$1.57M1.3%+39,080New–
Invesco QQQ Trust Series I46090E103ETF4,173$1.50M1.2%+4,173New–
HDHome Depot, Inc.Stock4,153$1.25M1.0%+108+2.7%AddedHistory
ACNAccenture plcStock4,061$1.25M1.0%−151−3.6%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF2,912$1.24M1.0%−1,094−27.3%ReducedHistory
First Tr Exchange Traded FD33738R118NASD TECH DIV21,628$1.21M1.0%+15,561+256.5%Added–
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF25,380$1.15M1.0%+1,206+5.0%Added–
MRSHMarsh & McLennan Companies, Inc.Stock5,881$1.12M0.9%+706+13.6%AddedHistory
iShares Semiconductor ETF464287523ETF2,345$1.11M0.9%+42+1.8%Added–
American Centy ETF Tr025072349US LARGE CAP VLU19,360$1.02M0.8%+5,885+43.7%Added–
UNHUnitedHealth Group IncStock1,914$965.0K0.8%+28+1.5%AddedHistory
Strategy Shs86280R803DAY HAGAN SMART27,543$939.8K0.8%−828−2.9%Reduced–
TSLATesla, Inc.Stock3,621$906.0K0.7%+25+0.7%AddedHistory
Global X FDS37954Y673US INFR DEV ETF29,266$889.1K0.7%−24,598−45.7%Reduced–
ProShares Tr74347G606S&P TECH DIVIDEN14,257$885.9K0.7%−363−2.5%Reduced–
VVisa Inc.Stock3,704$852.0K0.7%+167+4.7%AddedHistory
LLYEli Lilly & CoStock1,477$793.3K0.7%+53+3.7%AddedHistory
METAMeta Platforms, Inc.Stock2,635$791.1K0.7%−78−2.9%ReducedHistory
ZTSZoetis Inc.Stock4,374$761.0K0.6%−343−7.3%ReducedHistory
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL16,885$684.0K0.6%+16,885New–
Capital Grp Fixed Incm ETF T14020Y102CORE PLUS INCM31,340$673.8K0.6%+31,340New–
CVXChevron CorpStock3,874$653.2K0.5%−318−7.6%ReducedHistory
AVGOBroadcom Inc.Stock785$652.0K0.5%+40+5.4%AddedHistory
ABBVAbbVie Inc.Stock4,374$652.0K0.5%−15−0.3%ReducedHistory
Advisors Inner Circle FD III00774Q148DEMOCRACY INTERN28,264$636.1K0.5%−543−1.9%Reduced–
GOOGAlphabet Inc.Stock4,775$629.6K0.5%+146+3.2%AddedHistory
First Tr Exchange-Traded FD33738D101NO AMER ENERGY23,715$626.6K0.5%−23,044−49.3%Reduced–
ProShares Tr74347R248LARGE CAP CRE12,167$593.9K0.5%−36−0.3%Reduced–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF6,415$589.0K0.5%+1,714+36.5%Added–
JNJJohnson & JohnsonStock3,776$588.1K0.5%−84−2.2%ReducedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF10,921$548.9K0.5%+2,755+33.7%Added–
PGProcter & Gamble CoStock3,463$505.1K0.4%+108+3.2%AddedHistory
Fidelity Merrimack STR Tr316188309TOTAL BD ETF11,594$505.0K0.4%+11,594New–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF4,455$492.1K0.4%+1,524+52.0%Added–
JPMJPMorgan Chase & CoStock3,385$490.9K0.4%+153+4.7%AddedHistory
GLDSPDR Gold TrustETF2,770$474.9K0.4%−600−17.8%ReducedHistory
GAINGladstone Investment CorporationdeCEF37,050$472.0K0.4%−1,600−4.1%ReducedHistory
First Tr Exchng Traded FD VI33740F458FT VEST US EQT15,150$464.7K0.4%00.0%Unchanged–
LULUlululemon athletica inc.Stock1,178$454.2K0.4%+147+14.3%AddedHistory
KLACKLA CorpCOM NEW986$452.2K0.4%+10+1.0%AddedHistory
MAMastercard IncStock1,136$449.8K0.4%+40+3.6%AddedHistory
Pgim ETF Tr69344A107PGIM ULTRA SH BD8,662$428.7K0.4%+8,662New–
CSCOCisco Systems, Inc.Stock7,949$427.3K0.4%−2,041−20.4%ReducedHistory
RACEFerrari N.V.COM1,441$425.9K0.4%+67+4.9%AddedHistory
ETF Ser Solutions26922A453CLEARSHS ULTRA4,249$425.8K0.4%+525+14.1%Added–
CATCaterpillar IncStock1,540$420.4K0.3%+94+6.5%AddedHistory
DISWalt Disney CoStock5,129$415.7K0.3%−816−13.7%ReducedHistory
RCLRoyal Caribbean Cruises LtdCOM4,378$403.4K0.3%+265+6.4%AddedHistory
Putnam ETF Trust746729409FOCSD LARCP GWT16,009$401.2K0.3%+16,009New–
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF5,151$396.6K0.3%00.0%Unchanged–
SOSouthern CoStock6,069$392.8K0.3%+113+1.9%AddedHistory
ADBEAdobe Inc.Stock767$391.1K0.3%−72−8.6%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF1,354$368.7K0.3%+205+17.8%Added–
iShares Core S&P 500 ETF464287200ETF846$363.5K0.3%−393−31.7%Reduced–
BRK.BBerkshire Hathaway IncStock1,033$361.9K0.3%+81+8.5%AddedHistory
SPDR Series Trust78464A805ST STR PR SP15006,884$361.3K0.3%−638−8.5%Reduced–
MRKMerck & Co., Inc.Stock3,395$349.5K0.3%+30+0.9%AddedHistory
MGMMGM Resorts InternationalStock9,146$336.2K0.3%+455+5.2%AddedHistory
SPGIS&P Global Inc.Stock837$305.8K0.3%+54+6.9%AddedHistory
ELVElevance Health, Inc.Stock680$296.1K0.2%+25+3.8%AddedHistory
NOWServiceNow, Inc.Stock527$294.6K0.2%+25+5.0%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF1,379$292.8K0.2%−131−8.7%Reduced–
DEDeere & CoStock772$291.3K0.2%+24+3.2%AddedHistory
WMTWalmart Inc.Stock1,811$289.6K0.2%+275+17.9%AddedHistory
PFEPfizer IncStock8,294$275.1K0.2%−525−6.0%ReducedHistory
TXTTextron IncCOM3,497$273.3K0.2%+179+5.4%AddedHistory
AMDAdvanced Micro Devices IncStock2,618$269.2K0.2%+142+5.7%AddedHistory
Vanguard Morningstar Value ETF922908744ETF1,911$263.6K0.2%+64+3.5%Added–
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF8,009$260.8K0.2%−350−4.2%Reduced–
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX14,879$259.2K0.2%−172,561−92.1%Reduced–
ALGMAllegro Microsystems, Inc.COM7,996$255.4K0.2%+395+5.2%AddedHistory
KBRKBR, Inc.COM4,254$250.7K0.2%+215+5.3%AddedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF7,695$238.6K0.2%−335−4.2%Reduced–
ABTAbbott LaboratoriesStock2,431$235.4K0.2%+144+6.3%AddedHistory
Vanguard S&P 500 ETF922908363ETF596$234.0K0.2%+5+0.8%Added–
DXCMDexcom IncCOM2,478$231.2K0.2%+143+6.1%AddedHistory
Vanguard World FD921910873MEGA CAP INDEX1,490$226.3K0.2%+8+0.5%Added–
HUBSHubSpot IncCOM446$219.7K0.2%+25+5.9%AddedHistory
XOMExxonMobil Holdings CorpCOM1,850$217.5K0.2%−162−8.1%ReducedHistory
iShares U.S. Medical Devices ETF464288810ETF4,410$213.9K0.2%−500−10.2%Reduced–

Sold out since Q2 2023 (26)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Prosperity Financial Group, Inc. sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
ProShares Tr74347B680S&P MDCP 400 DIV62,807$4.41M3.9%–
First Tr Exchange Traded FD33734X143HLTH CARE ALPH38,206$4.14M3.6%–
First Tr Exchange Trad FD VI33739H101FST TR GLB FD118,465$2.70M2.4%–
Global X FDS37954Y434GENOMIC BIOTECH157,421$1.91M1.7%–
First Tr Exchange-Traded FD336917109SHS43,395$1.48M1.3%–
Hartford FDS Exchange Traded41653L602SHRT DURTN ETF31,151$1.18M1.0%–
First Tr Exchange-Traded FD33734H106SHS19,932$799.1K0.7%–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT3,541$529.9K0.5%–
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT6,412$493.6K0.4%–
First Trust Rising Dividend Achievers ETF33738R506ETF6,981$328.8K0.3%–
Spinnaker ETF Series84858T202UVA UNCONSTRAIND14,501$314.6K0.3%–
Dimensional U.S. Core Equity 2 ETF25434V708ETF11,460$311.1K0.3%–
CRMSalesforce, Inc.Stock1,254$264.9K0.2%History
ARCCAres Capital CorpCEF13,700$257.4K0.2%History
SHOPShopify Inc.Stock3,920$253.2K0.2%History
Dimensional ETF Trust25434V831US HIGH PROF ETF8,657$229.8K0.2%–
UPSUnited Parcel Service IncStock1,280$229.4K0.2%History
Hartford FDS Exchange Traded41653L404SCHRDRS TAX BD11,740$228.2K0.2%–
SPDR Index Shs FDS78463X863ST DOW INTL ETF8,795$217.9K0.2%–
Vanguard Ftse Developed Markets ETF921943858ETF4,591$212.0K0.2%–
DGDollar General CorpCOM1,231$209.0K0.2%History
iShares Tr464288489INTL DEV RE ETF10,254$203.6K0.2%–
Innovator ETFs Trust45782C508US EQTY PWR BUF5,767$202.5K0.2%–
AVXLAnavex Life Sciences Corp.COM NEW23,897$194.3K0.2%History
First Tr Exch Traded FD III33739E108PFD SECS INC ETF10,788$172.3K0.2%–
JQCNuveen Credit Strategies Income FundCOM SHS10,000$50.5K<0.1%History