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Livermore
Livermore
ZHEN

McCarthy Grittinger Financial Group, LLC

SEC CIK
0001972750
Latest filing
Aug 3, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Jan 26, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
64
+1 vs. Q3 2023
Portfolio value
$301.9M
+$48.0M (+18.9%) vs. Q3 2023
Filed
Jan 26, 2024
SEC
Holdings of McCarthy Grittinger Financial Group, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Large-Cap ETF922908637ETF319,626$69.7M23.1%−1,379−0.4%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF165,626$35.3M11.7%+3,288+2.0%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF388,290$31.6M10.5%+17,464+4.7%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF550,896$30.9M10.2%+13,562+2.5%Added–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS484,822$28.8M9.5%−11,423−2.3%Reduced–
Vanguard Total International Bond ETF92203J407ETF472,230$23.3M7.7%+17,957+4.0%Added–
Dimensional ETF Trust25434V583GLOB CO PLUS ETF400,892$21.4M7.1%+400,892New–
Vanguard Short-Term Bond ETF921937827ETF198,585$15.3M5.1%−1,806−0.9%Reduced–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF104,876$12.1M4.0%+3,806+3.8%Added–
Dimensional U.S. Core Equity 2 ETF25434V708ETF356,437$10.4M3.5%+4,635+1.3%Added–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF251,208$6.13M2.0%+15,845+6.7%Added–
Vanguard Dividend Appreciation ETF921908844ETF26,521$4.52M1.5%−444−1.6%Reduced–
Vanguard Morningstar Value ETF922908744ETF13,869$2.07M0.7%−339−2.4%Reduced–
Schwab Intermediate-Term US Treasury ETF808524854ETF39,786$1.98M0.7%+38,322+2,617.6%Added–
Vanguard Morningstar Growth ETF922908736ETF6,322$1.97M0.7%−234−3.6%Reduced–
Schwab U.S. Small-Cap ETF808524607ETF21,763$1.03M0.3%−945−4.2%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF3,853$896.3K0.3%−39−1.0%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF2,225$527.9K0.2%00.0%Unchanged–
ITGartner IncCOM887$400.1K0.1%−147−14.2%ReducedHistory
iShares Core S&P 500 ETF464287200ETF818$390.7K0.1%00.0%Unchanged–
Vanguard World FD921910725ESG INTL STK ETF6,843$378.3K0.1%+20+0.3%Added–
Vanguard High Dividend Yield Index ETF921946406ETF2,872$320.6K0.1%00.0%Unchanged–
Vanguard S&P 500 ETF922908363ETF677$295.7K0.1%00.0%Unchanged–
AAPLApple Inc.Stock1,501$289.0K0.1%00.0%UnchangedHistory
OMCOmnicom Group Inc.COM2,412$208.7K0.1%00.0%UnchangedHistory
PGProcter & Gamble CoStock1,259$184.5K0.1%00.0%UnchangedHistory
UPSUnited Parcel Service IncStock917$144.2K<0.1%00.0%UnchangedHistory
USBUS Bancorp DECOM NEW2,674$115.7K<0.1%−378−12.4%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF618$102.2K<0.1%00.0%Unchanged–
State Street Industrial Select Sector SPDR ETF81369Y704ETF869$99.1K<0.1%00.0%Unchanged–
SPYSPDR S&P 500 ETF TrustETF186$88.4K<0.1%00.0%UnchangedHistory
GLDSPDR Gold TrustETF456$87.2K<0.1%−3−0.7%ReducedHistory
Schwab Strategic Tr8085246985 10YR CORP BD1,559$70.1K<0.1%−538−25.7%Reduced–
Vanguard Star FDS921909768VG TL INTL STK F1,169$67.8K<0.1%00.0%Unchanged–
iShares Tr464287630RUS 2000 VAL ETF417$64.8K<0.1%00.0%Unchanged–
iShares Select Dividend ETF464287168ETF487$57.0K<0.1%00.0%Unchanged–
MSFTMicrosoft CorpStock150$56.4K<0.1%00.0%UnchangedHistory
FISVFiserv IncStock385$51.1K<0.1%00.0%UnchangedHistory
WECWec Energy Group, Inc.Stock551$46.4K<0.1%−441−44.5%ReducedHistory
AMDAdvanced Micro Devices IncStock300$44.2K<0.1%00.0%UnchangedHistory
CRMSalesforce, Inc.Stock165$43.4K<0.1%00.0%UnchangedHistory
BRK.BBerkshire Hathaway IncStock118$42.1K<0.1%00.0%UnchangedHistory
CLColgate Palmolive CoStock516$41.1K<0.1%00.0%UnchangedHistory
EXASExact Sciences CorpCOM555$41.1K<0.1%00.0%UnchangedHistory
FISFidelity National Information Services, Inc.Stock573$34.4K<0.1%00.0%UnchangedHistory
Vanguard Index FDS922908652EXTEND MKT ETF208$34.2K<0.1%−18−8.0%Reduced–
SRESempraStock388$29.0K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF851$28.9K<0.1%00.0%Unchanged–
XELXcel Energy IncStock460$28.5K<0.1%00.0%UnchangedHistory
Dimensional ETF Trust25434V864SHOR DUR FIX ETF571$26.8K<0.1%−216−27.4%Reduced–
NVSNovartis AGADR250$25.2K<0.1%00.0%UnchangedHistory
Schwab US Dividend Equity ETF808524797ETF330$25.1K<0.1%00.0%Unchanged–
Vanguard Morningstar Small-Cap Value ETF922908611ETF100$18.0K<0.1%00.0%Unchanged–
AMZNAmazon Com IncStock100$15.2K<0.1%00.0%UnchangedHistory
iShares Russell Mid-Cap Value ETF464287473ETF110$12.8K<0.1%00.0%Unchanged–
MPCMarathon Petroleum CorpStock75$11.1K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF76$11.0K<0.1%00.0%Unchanged–
BACBank of America CorpStock270$9.09K<0.1%00.0%UnchangedHistory
JNJJohnson & JohnsonStock50$7.84K<0.1%00.0%UnchangedHistory
TSLATesla, Inc.Stock4$994<0.1%00.0%UnchangedHistory
UAUnder Armour, Inc.CL C60$501<0.1%00.0%UnchangedHistory
SBUXStarbucks CorpStock3$289<0.1%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock1$140<0.1%+1NewHistory
UAAUnder Armour, Inc.Stock15$132<0.1%00.0%UnchangedHistory

Sold out since Q3 2023 (1)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of McCarthy Grittinger Financial Group, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
iShares Tr46435G672CORE INTL AGGR163$7.95K<0.1%–