Skip to main content

McCarthy Grittinger Financial Group, LLC

SEC CIK
0001972750
Latest filing
Aug 3, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 11, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
63
+6 vs. Q2 2023
Portfolio value
$253.9M
−$4.62M (−1.8%) vs. Q2 2023
Filed
Oct 11, 2023
SEC
Holdings of McCarthy Grittinger Financial Group, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Large-Cap ETF922908637ETF321,005$62.8M24.7%+669+0.2%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF162,338$30.7M12.1%+3,731+2.4%Added–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS496,245$28.4M11.2%+14,816+3.1%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF370,826$28.2M11.1%+8,863+2.4%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF537,334$27.9M11.0%+11,450+2.2%Added–
Vanguard Total International Bond ETF92203J407ETF454,273$21.7M8.6%+8,180+1.8%Added–
Vanguard Short-Term Bond ETF921937827ETF200,391$15.1M5.9%+4,738+2.4%Added–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF101,070$10.7M4.2%+3,508+3.6%Added–
Dimensional U.S. Core Equity 2 ETF25434V708ETF351,802$9.22M3.6%+1,511+0.4%Added–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF235,363$5.30M2.1%+7,573+3.3%Added–
Vanguard Dividend Appreciation ETF921908844ETF26,965$4.19M1.7%−583−2.1%Reduced–
Vanguard Morningstar Value ETF922908744ETF14,208$1.96M0.8%−663−4.5%Reduced–
Vanguard Morningstar Growth ETF922908736ETF6,556$1.79M0.7%−182−2.7%Reduced–
Schwab U.S. Small-Cap ETF808524607ETF22,708$940.6K0.4%00.0%Unchanged–
Vanguard Morningstar Mid-Cap ETF922908629ETF3,892$810.4K0.3%00.0%Unchanged–
Vanguard Morningstar Total Stock Market ETF922908769ETF2,225$472.5K0.2%+10.0%Added–
ITGartner IncCOM1,034$355.3K0.1%+1,034NewHistory
iShares Core S&P 500 ETF464287200ETF818$351.3K0.1%−109−11.8%Reduced–
Vanguard World FD921910725ESG INTL STK ETF6,823$344.2K0.1%+280+4.3%Added–
Vanguard High Dividend Yield Index ETF921946406ETF2,872$296.8K0.1%−218−7.1%Reduced–
Vanguard S&P 500 ETF922908363ETF677$265.9K0.1%00.0%Unchanged–
AAPLApple Inc.Stock1,501$257.0K0.1%00.0%UnchangedHistory
PGProcter & Gamble CoStock1,259$183.6K0.1%00.0%UnchangedHistory
OMCOmnicom Group Inc.COM2,412$179.6K0.1%00.0%UnchangedHistory
UPSUnited Parcel Service IncStock917$142.9K0.1%−75−7.6%ReducedHistory
USBUS Bancorp DECOM NEW3,052$100.9K<0.1%00.0%UnchangedHistory
iShares Russell 1000 Value ETF464287598ETF618$93.9K<0.1%00.0%Unchanged–
Schwab Strategic Tr8085246985 10YR CORP BD2,097$88.5K<0.1%+538+34.5%Added–
State Street Industrial Select Sector SPDR ETF81369Y704ETF869$88.1K<0.1%00.0%Unchanged–
WECWec Energy Group, Inc.Stock992$79.9K<0.1%+221+28.7%AddedHistory
SPYSPDR S&P 500 ETF TrustETF186$79.5K<0.1%+43+30.1%AddedHistory
GLDSPDR Gold TrustETF459$78.7K<0.1%00.0%UnchangedHistory
Schwab Intermediate-Term US Treasury ETF808524854ETF1,464$70.2K<0.1%+61+4.3%Added–
Vanguard Star FDS921909768VG TL INTL STK F1,169$62.6K<0.1%00.0%Unchanged–
iShares Tr464287630RUS 2000 VAL ETF417$56.6K<0.1%00.0%Unchanged–
iShares Select Dividend ETF464287168ETF487$52.4K<0.1%−279−36.4%Reduced–
MSFTMicrosoft CorpStock150$47.4K<0.1%−42−21.9%ReducedHistory
FISVFiserv IncStock385$43.5K<0.1%00.0%UnchangedHistory
BRK.BBerkshire Hathaway IncStock118$41.3K<0.1%00.0%UnchangedHistory
EXASExact Sciences CorpCOM555$37.9K<0.1%+462+496.8%AddedHistory
CLColgate Palmolive CoStock516$36.7K<0.1%+516NewHistory
Dimensional ETF Trust25434V864SHOR DUR FIX ETF787$36.5K<0.1%+787New–
CRMSalesforce, Inc.Stock165$33.5K<0.1%00.0%UnchangedHistory
Vanguard Index FDS922908652EXTEND MKT ETF226$32.4K<0.1%00.0%Unchanged–
FISFidelity National Information Services, Inc.Stock573$31.7K<0.1%+288+101.1%AddedHistory
AMDAdvanced Micro Devices IncStock300$30.8K<0.1%00.0%UnchangedHistory
SRESempraStock388$26.4K<0.1%−188−32.6%ReducedConverted for a 2-for-1 splitHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF851$26.4K<0.1%00.0%Unchanged–
XELXcel Energy IncStock460$26.3K<0.1%+460NewHistory
NVSNovartis AGADR250$25.5K<0.1%+250NewHistory
Schwab US Dividend Equity ETF808524797ETF330$23.4K<0.1%00.0%Unchanged–
Vanguard Morningstar Small-Cap Value ETF922908611ETF100$15.9K<0.1%00.0%Unchanged–
AMZNAmazon Com IncStock100$12.7K<0.1%00.0%UnchangedHistory
iShares Russell Mid-Cap Value ETF464287473ETF110$11.5K<0.1%00.0%Unchanged–
MPCMarathon Petroleum CorpStock75$11.4K<0.1%+75NewHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF76$9.92K<0.1%00.0%Unchanged–
iShares Tr46435G672CORE INTL AGGR163$7.95K<0.1%+163New–
JNJJohnson & JohnsonStock50$7.79K<0.1%00.0%UnchangedHistory
BACBank of America CorpStock270$7.39K<0.1%−589−68.6%ReducedHistory
TSLATesla, Inc.Stock4$1.00K<0.1%+4NewHistory
UAUnder Armour, Inc.CL C60$383<0.1%00.0%UnchangedHistory
SBUXStarbucks CorpStock3$274<0.1%00.0%UnchangedHistory
UAAUnder Armour, Inc.Stock15$103<0.1%00.0%UnchangedHistory

Sold out since Q2 2023 (2)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of McCarthy Grittinger Financial Group, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER276$14.2K<0.1%–
PIPRPiper Sandler CompaniesCOM23$2.97K<0.1%History