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Livermore
Livermore
ZHEN

RIA Advisory Group LLC

SEC CIK
0001958384
Latest filing
Jul 23, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Jan 31, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
124
+6 vs. Q3 2023
Portfolio value
$208.7M
−$14.7M (−6.6%) vs. Q3 2023
Filed
Jan 31, 2024
SEC
Holdings of RIA Advisory Group LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF811,304$74.1M35.5%+811,304New–
iShares Tr4642874571 3 YR TREAS BD436,673$43.8M21.0%+436,673New–
iShares Tr46434V878ULTRA SHORT DUR452,314$9.85M4.7%+452,314New–
Vanguard Utilities ETF92204A876ETF29,209$6.93M3.3%+29,209New–
IDXXIDEXX Laboratories IncCOM36,632$5.99M2.9%+35,841+4,531.1%AddedHistory
iShares Russell 2000 ETF464287655ETF58,952$5.83M2.8%+58,952New–
DISWalt Disney CoStock32,084$5.06M2.4%+32,084NewHistory
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT78,669$2.97M1.4%+78,669New–
Schwab U.S. Large-Cap Growth ETF808524300ETF25,463$1.94M0.9%+25,463New–
ASBAssociated Banc-CorpCOM89,850$1.92M0.9%00.0%UnchangedHistory
MSTRStrategy IncStock4,937$1.86M0.9%+4,937NewHistory
AMGNAmgen IncStock6,128$1.76M0.8%+492+8.7%AddedHistory
Schwab U.S. Small-Cap ETF808524607ETF30,175$1.70M0.8%+30,175New–
VanEck ETF Trust92189F791JUNIOR GOLD MINE48,241$1.50M0.7%+16,621+52.6%Added–
FDXFedEx CorpStock13,867$1.39M0.7%+13,867NewHistory
MMM3M CoStock11,704$1.28M0.6%−357−3.0%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF32,904$1.25M0.6%+30,917+1,556.0%Added–
WFC.PLWells Fargo & CompanyPERP PFD CNV A24,391$1.20M0.6%+24,391NewHistory
iShares Tr464289859CORE 80 20 ETF45,946$1.19M0.6%+30,631+200.0%Added–
iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259ETF44,713$1.19M0.6%+2,771+6.6%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF20,164$1.17M0.6%−28,891−58.9%Reduced–
MOAltria Group, Inc.Stock28,358$1.14M0.5%−8,391−22.8%ReducedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX14,732$1.13M0.5%+14,732New–
iShares Tr464288513IBOXX HI YD ETF43,091$1.10M0.5%+43,091New–
iShares Tr464289867CORE 60 BALA ETF15,495$1.07M0.5%+4,794+44.8%Added–
AMZNAmazon Com IncStock6,933$1.05M0.5%+197+2.9%AddedHistory
COSTCostco Wholesale CorpStock1,557$1.03M0.5%+1,557NewHistory
MDBMongoDB, Inc.CL A13,815$1.00M0.5%+13,815NewHistory
OKEONEOK IncCOM32,892$967.0K0.5%+32,892NewHistory
VZVerizon Communications IncStock3,658$873.8K0.4%−15,611−81.0%ReducedHistory
Invesco Nasdaq 100 ETF46138G649ETF22,766$801.4K0.4%+21,193+1,347.3%Added–
AAPLApple Inc.Stock4,079$785.4K0.4%+31+0.8%AddedHistory
VSECVse CorpCOM14,290$712.5K0.3%+14,290NewHistory
iShares Select Dividend ETF464287168ETF3,139$701.2K0.3%+3,139New–
UPSUnited Parcel Service IncStock17,919$672.9K0.3%+15,925+798.6%AddedHistory
FANGDiamondback Energy, Inc.Stock4,237$657.1K0.3%+4,237NewHistory
PLABPhotronics IncCOM6,940$652.9K0.3%+6,940NewHistory
Vanguard Total International Bond ETF92203J407ETF8,842$650.3K0.3%+8,842New–
VRTXVertex Pharmaceuticals IncStock16,925$638.1K0.3%+16,925NewHistory
EMREmerson Electric CoStock4,648$635.9K0.3%+4,648NewHistory
BRK.BBerkshire Hathaway IncStock1,652$589.2K0.3%+186+12.7%AddedHistory
iShares Tr464289875CORE 40 MODE ETF11,002$585.2K0.3%+11,002New–
EDConsolidated Edison IncStock6,275$570.8K0.3%−1,407−18.3%ReducedHistory
ProShares Tr74347B714SHORT QQQ NEW5,984$569.6K0.3%−49,271−89.2%Reduced–
NXPINXP Semiconductors N.V.COM1,085$537.3K0.3%+1,085NewHistory
DUOLDuolingo, Inc.CL A COM5,478$531.6K0.3%+5,478NewHistory
DOWDow Inc.Stock3,716$505.1K0.2%+3,716NewHistory
KDPKeurig Dr Pepper Inc.COM8,953$500.6K0.2%−13,008−59.2%ReducedHistory
XELXcel Energy IncStock4,864$493.8K0.2%+4,864NewHistory
HAPNHappen, Inc.COM NEW18,040$472.1K0.2%+18,040NewHistory
COPConocoPhillipsStock3,982$462.2K0.2%+3,982NewHistory
CTASCintas CorpStock750$452.1K0.2%+750NewHistory
iShares Russell 1000 Value ETF464287598ETF14,274$445.2K0.2%+14,274New–
BMYBristol Myers Squibb CoStock8,436$432.9K0.2%−706−7.7%ReducedHistory
Global X Uranium ETF37954Y871ETF15,037$426.6K0.2%+15,037New–
EVRIEveri Holdings Inc.COM36,172$399.0K0.2%+36,172NewHistory
CVXChevron CorpStock2,646$394.7K0.2%+135+5.4%AddedHistory
CHTRCharter Communications, Inc.CL A1,015$394.5K0.2%−14−1.4%ReducedHistory
WINAWinmark CorpCOM1,481$380.1K0.2%+1,481NewHistory
WBAWalgreens Boots Alliance, Inc.COM5,703$369.6K0.2%+5,703NewHistory
SOSouthern CoStock6,342$354.3K0.2%−7,921−55.5%ReducedHistory
KNXKnight-Swift Transportation Holdings Inc.CL A5,203$344.3K0.2%+5,203NewHistory
Vanguard World FD921910709EXTENDED DUR1,991$339.2K0.2%+1,991New–
ETF Managers Tr26924G508ETFMG ALTR HRVST32,400$324.0K0.2%+32,400New–
State Street Financial Select Sector SPDR ETF81369Y605ETF4,938$312.7K0.1%+4,938New–
Schwab US Dividend Equity ETF808524797ETF5,585$310.9K0.1%−12,949−69.9%Reduced–
PANWPalo Alto Networks IncStock18,060$310.1K0.1%+18,060NewHistory
ITWIllinois Tool Works IncStock556$308.6K0.1%+556NewHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM1,806$307.2K0.1%+1,806New–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF2,665$304.9K0.1%+2,665New–
CELHCelsius Holdings, Inc.COM NEW5,560$303.1K0.1%+5,560NewHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR1,887$302.6K0.1%+1,887NewHistory
GLDSPDR Gold TrustETF781$294.3K0.1%+781NewHistory
NUENucor CorpCOM2,784$288.1K0.1%+2,784NewHistory
Schwab U.S. Large-Cap Value ETF808524409ETF3,354$278.2K0.1%+3,354New–
CFCF Industries Holdings, Inc.COM3,463$275.3K0.1%+3,463NewHistory
BABoeing CoStock1,053$274.4K0.1%+1,053NewHistory
GOOGAlphabet Inc.Stock1,943$273.8K0.1%+51+2.7%AddedHistory
MKLMarkel Group Inc.COM1,841$273.2K0.1%+1,841NewHistory
ADPAutomatic Data Processing IncStock1,080$251.6K0.1%00.0%UnchangedHistory
KDKyndryl Holdings, Inc.Stock6,646$245.8K0.1%+6,646NewHistory
Invesco Exchange Traded FD T46137V233S&P 500 TOP 507,555$243.7K0.1%−70,390−90.3%Reduced–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF2,177$243.1K0.1%+2,177New–
PGProcter & Gamble CoStock3,043$239.4K0.1%−27,148−89.9%ReducedHistory
iShares Russell Mid-Cap Value ETF464287473ETF853$233.6K0.1%+853New–
CTVACorteva, Inc.Stock4,800$230.0K0.1%+16+0.3%AddedHistory
VRSKVerisk Analytics, Inc.COM1,092$224.9K0.1%+1,092NewHistory
BXBlackstone Inc.COM1,670$218.7K0.1%+1,670NewHistory
CRWDCrowdStrike Holdings, Inc.Stock828$211.4K0.1%+828NewHistory
KEYKeycorpCOM6,203$206.7K0.1%+6,203NewHistory
SPDR Series Trust78468R101ST SHO TREAS ETF3,446$201.4K0.1%+3,446New–
Proshares Ultrapro Short Qqq - US ETP74347G432Exchange-Traded Fund12,176$158.2K0.1%+12,176New–
NBRNabors Industries LtdSHS12,000$143.8K0.1%+12,000NewHistory
GGGGraco IncCOM21,676$75.2K<0.1%+18,327+547.2%AddedHistory
KSSKOHLS CorpStock20,961$63.7K<0.1%+20,961NewHistory
RVSNRail Vision Ltd.SHS NEW23,000$20.1K<0.1%+23,000NewHistory
PFEPfizer IncStock12,900$5.19K<0.1%+12,900NewHistory
PFGPrincipal Financial Group IncCOM1,080,000$1.19K<0.1%+1,076,964+35,473.1%AddedHistory
RIGTransocean Ltd.REGISTERED SHS15,000$6<0.1%+15,000NewHistory
PCTPureCycle Technologies, Inc.COM10,000$00.0%+10,000NewHistory

Sold out since Q3 2023 (84)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of RIA Advisory Group LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
iShares Tr46436E7180-3 MTH TREASURY442,514$44.5M19.9%–
ProShares Tr74347B425SHORT S&P 500 NE2,411,938$34.9M15.6%–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF376,970$34.6M15.5%–
WMTWalmart Inc.Stock31,913$5.10M2.3%History
IBMInternational Business Machines CorpStock35,153$4.93M2.2%History
Invesco QQQ Trust Series I46090E103ETF13,099$4.69M2.1%–
MCDMcDonalds CorpStock16,192$4.27M1.9%History
KOCoca Cola CoStock75,300$4.22M1.9%History
XOMExxonMobil Holdings CorpCOM16,410$1.93M0.9%History
Vanguard Star FDS921909768VG TL INTL STK F31,390$1.68M0.8%–
MSFTMicrosoft CorpStock5,171$1.63M0.7%History
Schwab U.S. Large-Cap ETF808524201ETF27,643$1.40M0.6%–
KMBKimberly Clark CorpStock10,969$1.33M0.6%History
iShares Tr46435G318IBONDS DEC202345,867$1.17M0.5%–
iShares Tr46435U697IBONDS DEC44,912$1.15M0.5%–
iShares Tr46435U432IBONDS DEC 2543,649$1.14M0.5%–
VanEck ETF Trust92189F106GOLD MINERS ETF42,102$1.13M0.5%–
Vanguard Short-Term Bond ETF921937827ETF14,875$1.12M0.5%–
PEPPepsiCo IncStock6,459$1.09M0.5%History
METAMeta Platforms, Inc.Stock3,040$912.6K0.4%History
ATVIActivision Blizzard, Inc.COM9,286$869.4K0.4%History
WFCWells Fargo & CompanyStock20,633$843.0K0.4%History
MDLZMondelez International, Inc.Stock11,965$830.4K0.4%History
ORIOld Republic International CorpCOM30,441$820.1K0.4%History
PMPhilip Morris International Inc.Stock8,576$794.0K0.4%History
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF22,855$727.2K0.3%–
KHCKraft Heinz CoStock20,055$674.7K0.3%History
NVDANVIDIA CorpStock1,508$655.9K0.3%History
SPYSPDR S&P 500 ETF TrustETF1,520$649.5K0.3%History
ORLYO Reilly Automotive IncStock705$640.7K0.3%History
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF42,896$637.7K0.3%–
EVCMEverCommerce Inc.COM62,746$629.3K0.3%History
KKellanovaStock9,745$579.9K0.3%History
EAElectronic Arts Inc.COM4,766$573.9K0.3%History
DUKDuke Energy CORPStock6,391$564.0K0.3%History
HPQHP IncStock21,857$561.7K0.3%History
ProShares Tr74348A467S&P 500 DV ARIST5,961$527.8K0.2%–
WKWorkiva IncCOM CL A4,969$503.6K0.2%History
LEGLeggett & Platt IncStock19,413$493.3K0.2%History
UBERUber Technologies, IncStock10,644$489.5K0.2%History
UBSIUnited Bankshares IncCOM17,086$471.4K0.2%History
HONHoneywell International IncCOM2,472$456.7K0.2%History
LLYEli Lilly & CoStock842$452.3K0.2%History
ODFLOld Dominion Freight Line, Inc.COM1,059$433.3K0.2%History
JNJJohnson & JohnsonStock2,740$426.6K0.2%History
DGDollar General CorpCOM3,926$415.4K0.2%History
GEGeneral Electric CoStock3,454$381.8K0.2%History
BKNGBooking Holdings Inc.Stock121$373.2K0.2%History
SONSonoco Products CoCOM6,468$351.6K0.2%History
Global X FDS37954Y848GLOBAL X SILVER14,499$346.5K0.2%–
MELIMercadolibre IncCOM264$334.7K0.1%History
UNPUnion Pacific CorpStock1,634$332.7K0.1%History
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF2,877$317.9K0.1%–
CASYCaseys General Stores IncCOM1,139$309.3K0.1%History
HSICHenry Schein IncCOM3,958$293.9K0.1%History
Vanguard Total Bond Market ETF921937835ETF4,166$290.8K0.1%–
State Street Utilities Select Sector SPDR ETF81369Y886ETF4,848$285.7K0.1%–
Schwab U.S. Broad Market ETF808524102ETF5,687$283.5K0.1%–
VVisa Inc.Stock1,226$282.0K0.1%History
KNFKnife River CorpStock5,633$275.1K0.1%History
NVONovo Nordisk A SADR2,973$270.4K0.1%History
WINGWingstop Inc.COM1,480$266.2K0.1%History
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1783$262.4K0.1%History
ETF Managers Tr26924G102PRIME JUNIR SLVR30,866$261.7K0.1%–
SPDR Series Trust78468R754ST STR R1K LOWV2,489$261.0K0.1%–
iShares S&P 100 ETF464287101ETF1,261$252.9K0.1%–
TSNTyson Foods, Inc.Stock4,958$250.3K0.1%History
JPMJPMorgan Chase & CoStock1,724$250.0K0.1%History
INCYIncyte CorpCOM4,322$249.7K0.1%History
Aim ETF Products Trust00888H778ALLIANZIM US EQT9,375$248.7K0.1%–
Vanguard High Dividend Yield Index ETF921946406ETF2,161$223.2K0.1%–
TMUST-Mobile US, Inc.Stock1,590$222.7K0.1%History
SPDR Series Trust78464A763ST STR SP DIV1,890$217.4K0.1%–
iShares Tr464287689RUSSELL 3000 ETF851$208.5K0.1%–
SYKStryker CorpStock760$207.7K0.1%History
WATWaters CorpCOM737$202.1K0.1%History
MNSTMonster Beverage CorpCOM3,783$200.3K0.1%History
MV Oil Tr553859109TR UNITS12,000$163.6K0.1%–
RUMRUM Group Inc.Stock21,650$110.4K<0.1%History
HRTGHeritage Insurance Holdings, Inc.COM13,861$90.0K<0.1%History
GPROGoPro, Inc.CL A21,676$68.1K<0.1%History
TIGRUP Fintech Holding LtdSPONSORED ADS11,547$59.1K<0.1%History
KODKodiak Sciences Inc.COM10,265$18.5K<0.1%History
QVCGAOld QVC Group, Inc.COM SER A20,000$12.1K<0.1%History