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Livermore
Livermore
ZHEN

Brewin Dolphin Ltd

SEC CIK
0001954243
Latest filing
Nov 14, 2022

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Nov 9, 2023. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,231
+50 vs. Q1 2021
Portfolio value
$2.21B
+$345.5M (+18.6%) vs. Q1 2021
Filed
Nov 9, 2023
SEC
Holdings of Brewin Dolphin Ltd in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Advaxis Inc007624307COM NEW4$2<0.1%00.0%Unchanged–
OPTTOcean Power Technologies, Inc.COM NEW1$3<0.1%00.0%UnchangedHistory
GLBSGlobus Maritime LtdCOM NEW1$4<0.1%00.0%UnchangedHistory
Oi SA670851500SPONSORED ADR NE4$6<0.1%00.0%Unchanged–
MBOTMicrobot Medical Inc.COM NEW1$8<0.1%00.0%UnchangedHistory
APENApollo Endosurgery, Inc.COM1$8<0.1%00.0%UnchangedHistory
LSTALisata Therapeutics, Inc.COM NEW10$16<0.1%00.0%UnchangedHistory
Acasti Pharma Inc00430K402CL A NEW30$17<0.1%00.0%Unchanged–
GTEGran Tierra Energy Inc.COM30$22<0.1%00.0%UnchangedHistory
BNTCBenitec Biopharma Inc.COM6$26<0.1%00.0%UnchangedHistory
UVXYProShares Trust IIULTRA VIX SHORT1$28<0.1%+1NewHistory
ELOXEloxx Pharmaceuticals, Inc.COM15$30<0.1%00.0%UnchangedHistory
NNVCNanoviricides, Inc.COM8$37<0.1%00.0%UnchangedHistory
BLRXBioLineRx Ltd.SPONSORED ADS13$37<0.1%00.0%UnchangedHistory
Bio Green Med Solution, Inc.23254L603COM7$41<0.1%−271−97.5%Reduced–
Applied Dna Sciences Inc03815U300COM8$54<0.1%00.0%Unchanged–
Valaris LtdG9460G119*W EXP 04/29/20224$68<0.1%+24New–
WFRDWeatherford International plcORD SHS4$73<0.1%+4NewHistory
Genetic Technologies Ltd37185R307NEW SPONSRD ADR20$85<0.1%00.0%Unchanged–
SCPXScorpius Holdings, Inc.COM14$94<0.1%00.0%UnchangedHistory
FROFrontline plcSHS NEW14$126<0.1%00.0%UnchangedHistory
GALTGalectin Therapeutics IncCOM NEW40$128<0.1%00.0%UnchangedHistory
Hycroft Mining Holding Corp44862P125*W EXP 10/12/202268$134<0.1%00.0%Unchanged–
SCKTSocket Mobile, Inc.COM NEW26$160<0.1%00.0%UnchangedHistory
ProShares Tr74347B110ULTRAPRO SHORT S10$182<0.1%00.0%Unchanged–
Eros STX Global CorporationG3788M114SHS NEW131$200<0.1%00.0%Unchanged–
XBIOXenetic Biosciences, Inc.COM106$216<0.1%00.0%UnchangedHistory
CEPLCapstone Energy Plus, Inc.COM40$225<0.1%00.0%UnchangedHistory
Direxion Shs ETF Tr25460G781DLY GOLD INDX 2X4$232<0.1%00.0%Unchanged–
CRISCuris IncCOM NEW30$242<0.1%00.0%UnchangedHistory
CHGAChange Agents Corporation.COM250$246<0.1%00.0%UnchangedHistory
RDHLRedHill Biopharma Ltd.SPONSORED ADS40$275<0.1%00.0%UnchangedHistory
KZIAKazia Therapeutics LtdSPONSORED ADR32$316<0.1%00.0%UnchangedHistory
CBUSCibus, Inc.COM80$322<0.1%00.0%UnchangedHistory
MERCMercer International Inc.COM26$332<0.1%00.0%UnchangedHistory
CGCCanopy Growth CorpCOM15$363<0.1%00.0%UnchangedHistory
TDYTeledyne Technologies IncCOM1$419<0.1%+1NewHistory
GMEGameStop Corp.Stock2$428<0.1%00.0%UnchangedHistory
Pershing Square Tontine Hldg71531R117*W EXP 07/24/20272$454<0.1%00.0%Unchanged–
ProShares Tr74347G713ULTSHT FINLS NEW46$467<0.1%00.0%Unchanged–
SRRASierra Oncology, Inc.COM NEW24$467<0.1%00.0%UnchangedHistory
AIJTYJianpu Technology Inc.ADS COMMON189$503<0.1%00.0%UnchangedHistory
PRGOPERRIGO Co plcSHS11$504<0.1%00.0%UnchangedHistory
AVTAAvantax, Inc.COM30$519<0.1%00.0%UnchangedHistory
SFLSFL Corp Ltd.SHS68$520<0.1%00.0%UnchangedHistory
Cenovus Energy Inc.15135U117*W EXP 01/01/202114$625<0.1%00.0%Unchanged–
VIAVViavi Solutions Inc.COM37$653<0.1%00.0%UnchangedHistory
AGIAlamos Gold IncStock86$658<0.1%00.0%UnchangedHistory
SHLSShoals Technologies Group, Inc.CL A19$675<0.1%00.0%UnchangedHistory
Turquoise Hill Res Ltd900435207COM40$675<0.1%00.0%Unchanged–
WORKSlack Technologies, Inc.COM CL A16$709<0.1%00.0%UnchangedHistory
RHIRobert Half Inc.COM10$890<0.1%00.0%UnchangedHistory
Portage Biotech IncG7185A128COM43$901<0.1%+43New–
Liminal Biosciences Inc53272L103COM234$910<0.1%00.0%Unchanged–
FTEKFuel Tech, Inc.COM400$940<0.1%00.0%UnchangedHistory
FCELFuelcell Energy IncCOM107$952<0.1%00.0%UnchangedHistory
MLRMiller Industries IncCOM NEW25$986<0.1%00.0%UnchangedHistory
QCLSQ/C Technologies, Inc.COM160$1.01K<0.1%+160NewHistory
Social Capital Hedosopha HLDG8251L105SHS CL A100$1.02K<0.1%00.0%Unchanged–
KNKnowles CorpCOM52$1.03K<0.1%00.0%UnchangedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR84$1.03K<0.1%00.0%UnchangedHistory
LABStandard Biotools Inc.COM172$1.06K<0.1%00.0%UnchangedHistory
RMRRMR Group Inc.CL A28$1.08K<0.1%00.0%UnchangedHistory
SIVBSVB Financial GroupCOM2$1.11K<0.1%+2NewHistory
TWOU2U, LLCCOM27$1.13K<0.1%00.0%UnchangedHistory
NBRNabors Industries LtdSHS10$1.14K<0.1%00.0%UnchangedHistory
KFKorea Fund IncCOM NEW26$1.20K<0.1%00.0%UnchangedHistory
TRIPTripAdvisor, Inc.COM30$1.21K<0.1%+30NewHistory
LogicBio Therapeutics, Inc.54142F102COM275$1.22K<0.1%00.0%Unchanged–
CMPSCOMPASS Pathways plcSPONSORED ADS35$1.33K<0.1%00.0%UnchangedHistory
GOSSGossamer Bio, Inc.COM169$1.37K<0.1%00.0%UnchangedHistory
UBXUnity Biotechnology, Inc.COM300$1.39K<0.1%00.0%UnchangedHistory
STEMStem, Inc.COM60$1.43K<0.1%+60NewHistory
ADNTAdient plcStock32$1.45K<0.1%00.0%UnchangedHistory
QTTBQ32 Bio Inc.COM202$1.47K<0.1%00.0%UnchangedHistory
FHTXFoghorn Therapeutics Inc.COM140$1.49K<0.1%00.0%UnchangedHistory
PJTPJT Partners Inc.COM CL A21$1.50K<0.1%00.0%UnchangedHistory
XONEExOne CoCOM70$1.51K<0.1%00.0%UnchangedHistory
ARLPAlliance Resource Partners LPStock212$1.53K<0.1%00.0%UnchangedHistory
SYFSynchrony FinancialCOM32$1.55K<0.1%00.0%UnchangedHistory
FKWLFranklin Wireless CorpCOM170$1.56K<0.1%00.0%UnchangedHistory
VMCVulcan Materials COCOM9$1.57K<0.1%00.0%UnchangedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN138$1.57K<0.1%00.0%UnchangedHistory
CMTLComtech Telecommunications CorpCOM NEW65$1.57K<0.1%00.0%UnchangedHistory
CDWCDW CorpCOM9$1.57K<0.1%00.0%UnchangedHistory
CHXChampionX CorpCOM62$1.59K<0.1%00.0%UnchangedHistory
Brookfield Property Partrs LG16249107UNIT LTD PARTN84$1.59K<0.1%00.0%Unchanged–
BDTXBlack Diamond Therapeutics, Inc.COM135$1.65K<0.1%00.0%UnchangedHistory
MOSMosaic CoCOM52$1.66K<0.1%00.0%UnchangedHistory
GROWU S Global Investors IncCL A270$1.67K<0.1%00.0%UnchangedHistory
NAKNorthern Dynasty Minerals LtdCOM NEW3,400$1.67K<0.1%00.0%UnchangedHistory
APIAgora, Inc.ADS40$1.68K<0.1%00.0%UnchangedHistory
WPRTWestport Fuel Systems Inc.COM NEW325$1.73K<0.1%00.0%UnchangedHistory
LTBRLIGHTBRIDGE CorpCOM238$1.75K<0.1%00.0%UnchangedHistory
ProShares Tr74347B284SHT MSCI NEW120$1.75K<0.1%00.0%Unchanged–
NOKNokia CorpSPONSORED ADR330$1.76K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V753FOOD & BEVERAGE42$1.76K<0.1%00.0%Unchanged–
Vivopower International PLCG9376R100SHS250$1.82K<0.1%+250New–
HRTXHeron Therapeutics, Inc.COM120$1.86K<0.1%00.0%UnchangedHistory
Occidental Pete Corp WT Exp 080327674599162Stock136$1.89K<0.1%00.0%Unchanged–

Sold out since Q1 2021 (43)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Brewin Dolphin Ltd sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
GW Pharmaceuticals PLC36197T103ADS6,664$1.45M0.1%–
ORBCOMM Inc.68555P100COM40,000$305.2K<0.1%–
LXFRLuxfer Holdings PLCSHS7,946$169.1K<0.1%History
iShares Tr464288257MSCI ACWI ETF1,549$147.4K<0.1%–
EGLEEagle Bulk Shipping Inc.COM3,995$144.3K<0.1%History
DSXDiana Shipping Inc.COM45,000$134.6K<0.1%History
CFGCitizens Financial Group IncCOM1,530$67.5K<0.1%History
IBNIcici Bank LtdADR4,026$64.5K<0.1%History
Star Peak Energy Transition855185104CL A2,265$60.2K<0.1%–
iShares Tr4642874407-10 YR TRSY BD485$54.8K<0.1%–
Gaslog LtdG37585109SHS6,802$39.2K<0.1%–
Aphria Inc03765K104COM2,117$38.9K<0.1%–
ZYXIZynex IncCOM2,500$38.2K<0.1%History
PFPTProofpoint IncCOM250$31.4K<0.1%History
BBWIBath & Body Works, Inc.COM500$30.9K<0.1%History
iShares Inc464286145MSCI FRONTIER1,000$29.5K<0.1%–
LBTYBLiberty Global Ltd.SHS CL B1,000$28.7K<0.1%History
OMFOneMain Holdings, Inc.COM470$25.2K<0.1%History
Perspecta Inc715347100COM847$24.6K<0.1%–
GFIGold Fields LtdSPONSORED ADR2,301$21.8K<0.1%History
FLRFluor CorpStock860$19.9K<0.1%History
MCFEMcAfee Corp.COM CL A725$16.5K<0.1%History
Social Capital Hedosopha HLDG8252P105SHS CL A700$12.0K<0.1%–
Collective Growth Corp19424L101COM CL A930$9.26K<0.1%–
DEAEasterly Government Properties, Inc.COM425$8.81K<0.1%History
PTPIPetros Pharmaceuticals, Inc.COM2,143$7.99K<0.1%History
Boqi Intl Med Inc099501108COM4,000$7.00K<0.1%–
BKRBaker Hughes CoCL A275$5.94K<0.1%History
Star Peak Energy Transition855185203UNIT 99/99/9999180$5.93K<0.1%–
STXSStereotaxis, Inc.COM NEW500$3.36K<0.1%History
BEPCBrookfield Renewable CorpCL A SUB VTG48$2.25K<0.1%History
CLNEClean Energy Fuels Corp.COM160$2.20K<0.1%History
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY270$1.70K<0.1%–
BBDBank BradescoSP ADR PFD NEW316$1.49K<0.1%History
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD260$1.29K<0.1%History
Genmark Diagnostics Inc372309104COM50$1.20K<0.1%–
BRF SA10552T107SPONSORED ADR263$1.18K<0.1%–
Flir Sys Inc302445101COM20$1.13K<0.1%–
Akers Biosciences Inc00973E409COM320$1.03K<0.1%–
JAGXJaguar Health, Inc.COM400$720<0.1%History
LQDALiquidia CorpCOM NEW107$288<0.1%History
UVXYProShares Trust IIULTRA VIX SHORT10$57<0.1%History
Millendo Therapeutics Inc60040X103COM6$7<0.1%–