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Livermore
Livermore
ZHEN

Tradewinds, LLC.

SEC CIK
0001932342
Latest filing
Aug 14, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed Apr 6, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
124
+6 vs. Q4 2022
Portfolio value
$165.0M
+$70.0M (+73.6%) vs. Q4 2022
Filed
Apr 6, 2023
SEC
Holdings of Tradewinds, LLC. in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
UNHUnitedHealth Group IncStock21,400$10.1M6.1%+21,400NewHistory
AAPLApple Inc.Stock54,490$8.99M5.4%+54,490NewHistory
MSFTMicrosoft CorpStock28,008$8.07M4.9%+28,008NewHistory
PGProcter & Gamble CoStock40,995$6.10M3.7%+40,995NewHistory
PEPPepsiCo IncStock27,092$4.94M3.0%+27,092NewHistory
DEDeere & CoStock11,829$4.88M3.0%+11,829NewHistory
WMTWalmart Inc.Stock31,861$4.70M2.8%+31,861NewHistory
NEENextera Energy IncStock56,971$4.39M2.7%+56,971NewHistory
BRK.BBerkshire Hathaway IncStock14,188$4.38M2.7%+14,188NewHistory
AMZNAmazon Com IncStock41,732$4.31M2.6%+8,392+25.2%AddedHistory
SBUXStarbucks CorpStock41,353$4.31M2.6%+41,353NewHistory
ITWIllinois Tool Works IncStock17,369$4.23M2.6%+17,369NewHistory
VVisa Inc.Stock18,321$4.13M2.5%+18,321NewHistory
HONHoneywell International IncCOM21,223$4.06M2.5%+21,223NewHistory
JPMJPMorgan Chase & CoStock30,561$3.98M2.4%+30,561NewHistory
ROKRockwell Automation, IncStock13,466$3.95M2.4%+13,466NewHistory
NVDANVIDIA CorpStock13,505$3.75M2.3%+13,505NewHistory
MSMorgan StanleyStock42,396$3.72M2.3%+42,396NewHistory
GOOGAlphabet Inc.Stock34,586$3.60M2.2%+34,586NewHistory
APDAir Products & Chemicals, Inc.Stock12,106$3.48M2.1%+12,106NewHistory
CLColgate Palmolive CoStock43,648$3.28M2.0%+43,648NewHistory
NKENIKE, Inc.Stock26,329$3.23M2.0%+26,329NewHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF28,288$2.82M1.7%+28,288New–
JPMorgan Ultra-Short Income ETF46641Q837ETF54,075$2.72M1.6%+54,075New–
JNJJohnson & JohnsonStock14,776$2.29M1.4%+14,776NewHistory
Vanguard Total Bond Market ETF921937835ETF30,315$2.24M1.4%+30,315New–
CATCaterpillar IncStock8,037$1.84M1.1%+8,037NewHistory
Vanguard S&P 500 ETF922908363ETF4,881$1.84M1.1%+4,881New–
LLYEli Lilly & CoStock4,558$1.57M0.9%+4,558NewHistory
CVXChevron CorpStock8,151$1.33M0.8%+8,151NewHistory
DUKDuke Energy CORPStock13,476$1.30M0.8%+13,476NewHistory
iShares Core S&P 500 ETF464287200ETF2,856$1.17M0.7%+2,856New–
MCDMcDonalds CorpStock4,180$1.17M0.7%+4,180NewHistory
MRKMerck & Co., Inc.Stock10,837$1.15M0.7%+10,837NewHistory
ABBVAbbVie Inc.Stock7,183$1.14M0.7%+7,183NewHistory
FNBFNB CorpCOM87,490$1.01M0.6%+87,490NewHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF7,075$775.5K0.5%+2,191+44.9%Added–
CSCOCisco Systems, Inc.Stock14,505$758.2K0.5%+14,505NewHistory
AEPAmerican Electric Power Co IncStock8,048$732.3K0.4%+8,048NewHistory
UPSUnited Parcel Service IncStock3,771$731.6K0.4%+3,771NewHistory
CMCSAComcast CorpStock19,173$726.8K0.4%+19,173NewHistory
WMWaste Management IncStock4,061$662.7K0.4%+4,061NewHistory
TRVTravelers Companies, Inc.Stock3,853$660.4K0.4%+3,853NewHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF3,234$660.1K0.4%+3,234New–
ABTAbbott LaboratoriesStock6,500$658.2K0.4%+6,500NewHistory
KOCoca Cola CoStock10,058$623.9K0.4%+10,058NewHistory
FCNCAFirst Citizens Bancshares IncCL A607$590.3K0.4%+607NewHistory
PFEPfizer IncStock13,938$568.7K0.3%−12,439−47.2%ReducedHistory
DDominion Energy, IncStock10,171$568.7K0.3%+10,171NewHistory
ADPAutomatic Data Processing IncStock2,542$565.9K0.3%+2,542NewHistory
LMTLockheed Martin CorpStock1,173$554.6K0.3%+1,173NewHistory
AMGNAmgen IncStock2,285$552.4K0.3%+2,285NewHistory
KMBKimberly Clark CorpStock4,093$549.4K0.3%+4,093NewHistory
EMREmerson Electric CoStock6,301$549.1K0.3%+6,301NewHistory
INTCIntel CorpStock16,513$539.5K0.3%+16,513NewHistory
VZVerizon Communications IncStock13,380$520.3K0.3%+13,380NewHistory
IBMInternational Business Machines CorpStock3,961$519.3K0.3%+3,961NewHistory
XOMExxonMobil Holdings CorpCOM4,690$514.3K0.3%+4,690NewHistory
GDGeneral Dynamics CorpStock2,219$506.4K0.3%+2,219NewHistory
iShares Russell 2000 ETF464287655ETF2,789$497.6K0.3%+2,789New–
UNPUnion Pacific CorpStock2,465$496.1K0.3%+2,465NewHistory
CSXCSX CorpStock16,428$491.9K0.3%+16,428NewHistory
Vanguard Morningstar Large-Cap ETF922908637ETF2,627$490.8K0.3%+2,627New–
BACBank of America CorpStock17,129$489.9K0.3%+17,129NewHistory
PSXPhillips 66Stock4,714$477.9K0.3%+1,826+63.2%AddedHistory
TAT&T Inc.Stock24,570$473.0K0.3%+24,570NewHistory
GILDGilead Sciences, Inc.Stock5,676$470.9K0.3%+5,676NewHistory
TGTTarget CorpStock2,840$470.5K0.3%+2,840NewHistory
SOSouthern CoStock6,533$454.6K0.3%+6,533NewHistory
PPGPPG Industries IncStock3,388$452.6K0.3%+3,388NewHistory
EOGEOG Resources IncStock3,828$438.8K0.3%+3,828NewHistory
TFCTruist Financial CorpCOM12,262$418.1K0.3%+12,262NewHistory
HSYHershey CoCOM1,600$407.1K0.2%+1,600NewHistory
INTUIntuit Inc.Stock904$403.0K0.2%+904NewHistory
Vanguard Ftse Developed Markets ETF921943858ETF8,918$402.8K0.2%+8,918New–
GPCGenuine Parts CoStock2,373$397.0K0.2%+2,373NewHistory
State Street SPDR S&P Semiconductor ETF78464A862ETF1,864$388.9K0.2%+1,864New–
Vanguard Morningstar Mid-Cap ETF922908629ETF1,777$374.8K0.2%+1,777New–
BLKBlackRock, Inc.COM548$366.7K0.2%+548NewHistory
HDHome Depot, Inc.Stock1,189$350.9K0.2%+1,189NewHistory
SPDR Series Trust78464A656ST STR TIPS ETF13,090$349.1K0.2%+13,090New–
DOVDOVER CorpCOM2,287$347.5K0.2%−7,873−77.5%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF8,546$345.3K0.2%+8,546New–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF2,621$342.1K0.2%+2,621New–
AFLAflac IncStock5,174$333.8K0.2%+5,174NewHistory
BNYBank of New York Mellon CorpStock7,311$332.2K0.2%+7,311NewHistory
ENBEnbridge IncStock8,498$324.2K0.2%+8,498NewHistory
BIIBBiogen Inc.COM1,146$318.6K0.2%−12,612−91.7%ReducedHistory
MRSHMarsh & McLennan Companies, Inc.Stock1,841$306.6K0.2%+1,841NewHistory
iShares Core S&P Mid-Cap ETF464287507ETF1,212$303.2K0.2%+1,212New–
USBUS Bancorp DECOM NEW8,405$303.0K0.2%+4,718+128.0%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F5,487$303.0K0.2%+5,487New–
HRBH&R Block IncCOM8,581$302.5K0.2%+8,581NewHistory
SYYSysco CorpStock3,773$291.4K0.2%+3,773NewHistory
XELXcel Energy IncStock4,305$290.3K0.2%+4,305NewHistory
iShares S&P 500 Growth ETF464287309ETF4,495$287.2K0.2%+4,495New–
LOWLowes Companies IncStock1,397$279.4K0.2%+1,397NewHistory
AMCRAmcor plcORD24,281$276.3K0.2%+24,281NewHistory
Zions Bancorp NA CD Salt Lake Cty Ut Act/365 Fdic Insd98970LHT3Bond275,000$275.3K0.2%+275,000New–
iShares S&P 500 Value ETF464287408ETF1,705$258.8K0.2%+1,705New–

Sold out since Q4 2022 (108)

Positions held at the end of Q4 2022 that are gone from this filing.

The largest 100 of 108 by value last quarter.

Positions of Tradewinds, LLC. sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
ATRAptargroup, Inc.Stock54,325$7.06M7.4%History
Delaware Small Cap Core Fund Instl CL N/L24610B859Mutual Fund (Open End) - No Load11,660$5.00M5.3%–
Nextera Energy Inc67065L666Stock56,161$4.70M4.9%–
HONHoneywell International IncStock21,208$4.54M4.8%History
Schwab4812C0381mn29,477$3.95M4.2%–
Visa Inc Class A92913K504Stock18,170$3.77M4.0%–
Morgan Stanley040337834Stock41,629$3.54M3.7%–
American AMCAP A023375108EQUITY FUNDS40,581$3.41M3.6%–
CRLCharles River Laboratories International, Inc.COM41,945$3.30M3.5%History
Nissan Motor Co Ltd654744408ADR26,243$3.07M3.2%–
iShares Tr464288638ISHS 5-10YR INVT28,778$2.79M2.9%–
KLACKLA CorpCOM NEW14,638$2.59M2.7%History
JPMorgan ETF Ultra-Short Income4812C1884ETF45,862$2.30M2.4%–
Vanguard Wellingto Admiral921935201COM31,144$2.24M2.4%–
Center Coast Brookfield Midstream Foc I112740626EQUITY FUNDS8,174$1.96M2.1%–
Nestle SA ADR641069406COM12,485$1.82M1.9%–
LINLinde PLCSHS4,558$1.67M1.8%History
iShares Tr464288588MBS ETF12,897$1.33M1.4%–
MRKMerck & Co., Inc.Stock10,595$1.18M1.2%History
FBNCFirst BancorpCOM87,490$1.14M1.2%History
American Va 529 Growth Fund of America CL A M/F399874502Non-Taxable Mutual Fund - College Funds7,903$750.4K0.8%–
TYLTyler Technologies IncCOM3,839$719.8K0.8%History
PALLabrdn Palladium ETF TrustPHYSICAL PALLADM6,549$719.0K0.8%History
iShares Tr464287846DOW JONES US ETF6,526$688.0K0.7%–
CLXClorox CoStock14,429$687.4K0.7%History
Computershare Ltd Sponsored ADR20557R105ADR18,817$658.0K0.7%–
WECWec Energy Group, Inc.Stock3,944$618.8K0.7%History
EHCEncompass Health CorpCOM6,343$609.3K0.6%History
CCEPCoca-Cola Europacific Partners plcSHS9,537$606.6K0.6%History
AMEAmetek IncCOM2,221$583.3K0.6%History
VRTXVertex Pharmaceuticals IncStock14,056$553.8K0.6%History
iShares Russell 1000 Growth ETF464287614ETF3,169$552.6K0.6%–
GISGeneral Mills IncStock2,216$549.8K0.6%History
KEXKirby CorpCOM4,016$545.2K0.6%History
LMTLockheed Martin CorpStock1,110$540.0K0.6%History
UBSUBS Group AGStock12,496$537.7K0.6%History
FNFabrinetSHS4,731$521.8K0.5%History
American Funds Capital Income Bldr F2140194101MF2,465$510.4K0.5%–
CACICACI International IncCL A16,428$508.9K0.5%History
BMOBank of MontrealCOM14,625$484.4K0.5%History
Vanguard Morningstar Value ETF922908744ETF2,532$484.1K0.5%–
PSXPhillips 66Stock4,542$472.7K0.5%History
American Funds Interm BD FD of Amer A458809100Com17,502$462.6K0.5%–
Fidelity315911727COM6,389$456.2K0.5%–
Vanguard Morningstar Small-Cap ETF922908751ETF2,619$456.2K0.5%–
ABBNYABB LtdSPONSORED ADR24,661$454.0K0.5%History
SPDR Series Trust78468R622ST BLOO HIGH ETF17,498$450.8K0.5%–
Victory Funds92646A815mf9,732$408.4K0.4%–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,930$393.4K0.4%–
BLKBlackRock, Inc.Stock534$378.4K0.4%History
AFLAflac IncStock5,183$372.8K0.4%History
Vanguard Morningstar Mid-Cap Value ETF922908512ETF9,493$370.0K0.4%–
American Funds Invmt Co of Amer F2461308827Equities923$359.3K0.4%–
American Balanced FD024071102MUTUAL29,569$352.2K0.4%–
XUnited States Steel CorpCOM7,921$345.4K0.4%History
BEBloom Energy CorpCOM CL A8,581$313.3K0.3%History
SRSpire IncCOM1,864$311.7K0.3%History
iShares Russell Mid-Cap Value ETF464287473ETF1,252$302.8K0.3%–
YUMYum Brands IncStock4,154$291.2K0.3%History
SYYSysco CorpStock3,773$288.4K0.3%History
MFS Emerging Markets Debt Fund I55273E640Com1,740$287.9K0.3%–
Vanguard Index FDS922908678VALU INDEX ADM4,968$256.9K0.3%–
EXPOExponent IncCOM3,813$240.0K0.3%History
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH2,221$233.7K0.2%–
STZConstellation Brands, Inc.Stock1,978$233.4K0.2%History
WHDCactus, Inc.CL A4,102$232.8K0.2%History
Global X FDS37954Y814FINTECH ETF6,319$222.1K0.2%–
WMGWarner Music Group Corp.COM CL A5,771$215.6K0.2%History
SPOTSpotify Technology S.A.Stock5,246$214.8K0.2%History
BNBROOKFIELD CorpCL A LTD VT SH2,943$211.7K0.2%History
LBRDALiberty Broadband CorpCOM SER A2,000$210.4K0.2%History
Vanguard Financials ETF92204A405ETF1,148$209.7K0.2%–
TXTTextron IncCOM1,267$209.3K0.2%History
iShares Core S&P US Value ETF464287663ETF2,394$203.0K0.2%–
GMGeneral Motors CoCOM2,407$201.7K0.2%History
BMRNBiomarin Pharmaceutical IncCOM2,707$200.8K0.2%History
Invesco Exchange Traded FD T46137V217S&P MDCP400 PR1,264$200.5K0.2%–
LUMNLumen Technologies, Inc.Stock1,434––History
KDKyndryl Holdings, Inc.Stock1,888––History
PRGPROG Holdings, Inc.Stock39,773––History
iShares S&P Mid-Cap 400 Value ETF464287705ETF2,934–––
AVNSAvanos Medical, Inc.Stock2,505––History
KHCKraft Heinz CoStock1,172––History
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD1,794–––
MTCHMatch Group, Inc.COM7,181––History
MPTMedical Properties Trust IncCOM4,152––History
DOCSDoximity, Inc.CL A2,176––History
HPEHewlett Packard Enterprise CoCOM1,600––History
ROLRollins IncCOM13,199––History
HLNEHamilton Lane INCCL A635––History
Vanguard BD Index FDS92203C303VANGUARD ULTRA890–––
SPDR Series Trust78468R408ST TERM HIGH ETF40,738–––
TMHCTaylor Morrison Home CorpCOM2,839––History
iShares Tr464288687PFD AND INCM SEC2,143–––
ZTRVirtus Total Return Fund Inc.COM12,458––History
BCSBarclays PLCADR6,891––History
GBCIGlacier Bancorp, Inc.COM2,259––History
ABEVAmbev S.A.SPONSORED ADR4,423––History
IPInternational Paper CoCOM3,783––History
UUnity Software Inc.COM21,236––History