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Livermore
Livermore
ZHEN

Balboa Wealth Partners

SEC CIK
0001929008
Latest filing
Aug 10, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
298
+16 vs. Q4 2022
Portfolio value
$264.7M
+$42.9M (+19.3%) vs. Q4 2022
Filed
May 12, 2023
SEC
Holdings of Balboa Wealth Partners in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
TSLATesla, Inc.Stock147,252$30.5M11.5%+1,054+0.7%AddedHistory
MSFTMicrosoft CorpStock59,569$17.2M6.5%−3,851−6.1%ReducedHistory
AAPLApple Inc.Stock91,361$15.1M5.7%−7,793−7.9%ReducedHistory
NVDANVIDIA CorpStock43,951$12.2M4.6%−6,507−12.9%ReducedHistory
AMDAdvanced Micro Devices IncStock96,591$9.47M3.6%−153−0.2%ReducedHistory
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW123,067$7.32M2.8%+80,667+190.3%Added–
SPYSPDR S&P 500 ETF TrustETF17,042$6.98M2.6%+648+4.0%AddedHistory
AMZNAmazon Com IncStock62,643$6.47M2.4%+14,038+28.9%AddedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF11,161$5.12M1.9%+1,954+21.2%AddedHistory
GOOGAlphabet Inc.Stock48,625$5.06M1.9%−1,866−3.7%ReducedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR32,816$3.05M1.2%−4,951−13.1%ReducedHistory
METAMeta Platforms, Inc.Stock14,266$3.02M1.1%+1,035+7.8%AddedHistory
BABoeing CoStock13,777$2.93M1.1%−1,012−6.8%ReducedHistory
ADBEAdobe Inc.Stock7,433$2.86M1.1%+1,376+22.7%AddedHistory
BRK.BBerkshire Hathaway IncStock9,181$2.83M1.1%+448+5.1%AddedHistory
BRK.ABerkshire Hathaway IncCL A6$2.79M1.1%00.0%UnchangedHistory
GLDSPDR Gold TrustETF14,996$2.75M1.0%+10,212+213.5%AddedHistory
MAMastercard IncStock7,211$2.62M1.0%−299−4.0%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF7,937$2.55M1.0%−97−1.2%Reduced–
ASMLASML Holding NVADR3,395$2.31M0.9%+678+25.0%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM2,715$2.23M0.8%+226+9.1%AddedHistory
COSTCostco Wholesale CorpStock4,188$2.08M0.8%+9+0.2%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM38,055$2.08M0.8%+1,180+3.2%Added–
VVisa Inc.Stock8,286$1.87M0.7%+275+3.4%AddedHistory
ISRGIntuitive Surgical IncCOM NEW6,364$1.63M0.6%−1,263−16.6%ReducedHistory
TAT&T Inc.Stock83,909$1.62M0.6%+6,904+9.0%AddedHistory
SCCOSouthern Copper CorpStock21,046$1.60M0.6%−1,278−5.7%ReducedHistory
TXNTexas Instruments IncStock8,396$1.56M0.6%+902+12.0%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF10,218$1.54M0.6%+638+6.7%Added–
OLEDUniversal Display CorpCOM9,915$1.54M0.6%+74+0.8%AddedHistory
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF74,503$1.51M0.6%−238−0.3%Reduced–
State Street Materials Select Sector SPDR ETF81369Y100ETF16,274$1.31M0.5%+12,818+370.9%Added–
Ssga Active Tr78470P507ST STR SECTO ETF49,341$1.30M0.5%−532−1.1%Reduced–
GOOGLAlphabet Inc.Stock12,528$1.30M0.5%+843+7.2%AddedHistory
MUMicron Technology IncStock20,715$1.25M0.5%+1,390+7.2%AddedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF38,202$1.23M0.5%−4,427−10.4%Reduced–
iShares Tr464287739U.S. REAL ES ETF14,148$1.20M0.5%+14,148New–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF12,878$1.18M0.4%−1,998−13.4%Reduced–
DISWalt Disney CoStock11,772$1.18M0.4%+771+7.0%AddedHistory
ABBVAbbVie Inc.Stock7,396$1.18M0.4%−645−8.0%ReducedHistory
JNJJohnson & JohnsonStock7,598$1.18M0.4%+388+5.4%AddedHistory
CVXChevron CorpStock6,994$1.14M0.4%+345+5.2%AddedHistory
BNY Mellon ETF Trust09661T800HIGH YIELD ETF23,622$1.12M0.4%+879+3.9%Added–
iShares Tr46428865310-20 YR TRS ETF9,691$1.11M0.4%+9,691New–
VZVerizon Communications IncStock28,426$1.11M0.4%−4,230−13.0%ReducedHistory
SCHWSchwab Charles CorpStock20,914$1.10M0.4%+20,914NewHistory
ALBAlbemarle CorpStock4,901$1.08M0.4%+1,526+45.2%AddedHistory
HDHome Depot, Inc.Stock3,625$1.07M0.4%−2−0.1%ReducedHistory
QCOMQualcomm IncStock7,930$1.01M0.4%+36+0.5%AddedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 13,007$1.00M0.4%−3,170−51.3%ReducedHistory
SPDR Series Trust78464A151SST SPDR BLOOMBE34,603$987.6K0.4%+34,603New–
BPBP PLCADR25,551$969.4K0.4%−2,823−9.9%ReducedHistory
RTXRTX CorpStock9,734$953.3K0.4%−40.0%ReducedHistory
MSCIMSCI Inc.Stock1,701$952.3K0.4%−2,251−57.0%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF12,893$943.3K0.4%+396+3.2%Added–
AVGOBroadcom Inc.Stock1,419$910.3K0.3%+377+36.2%AddedHistory
NFLXNetflix IncStock2,567$886.8K0.3%+175+7.3%AddedHistory
JPMJPMorgan Chase & CoStock6,620$862.6K0.3%−246−3.6%ReducedHistory
Ssga Active Tr78470P408STATE STREET US21,274$854.2K0.3%−606−2.8%Reduced–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS14,566$852.7K0.3%+5,922+68.5%Added–
PFEPfizer IncStock20,773$847.5K0.3%−1,482−6.7%ReducedHistory
MCDMcDonalds CorpStock3,020$844.5K0.3%+426+16.4%AddedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF26,205$842.5K0.3%+6,369+32.1%Added–
iShares Tr464288869MICRO-CAP ETF7,941$829.9K0.3%+7,941New–
Dimensional ETF Trust25434V724US MKTWIDE VALUE24,091$806.6K0.3%00.0%Unchanged–
Vanguard High Dividend Yield Index ETF921946406ETF7,512$792.6K0.3%−4,184−35.8%Reduced–
Invesco Exchange Traded FD T46137V191S&P MDCP400 VL8,353$787.5K0.3%+8,353New–
PGProcter & Gamble CoStock5,199$773.1K0.3%−526−9.2%ReducedHistory
LACLithium Americas Corp.COM NEW34,973$761.0K0.3%+4,185+13.6%AddedHistory
HIEMiller/Howard High Income Equity FundCOM SHS BEN IN75,706$760.8K0.3%+6,208+8.9%AddedHistory
BACBank of America CorpStock25,394$726.3K0.3%+25,394NewHistory
CCJCameco CorpStock27,721$725.5K0.3%+3,098+12.6%AddedHistory
Innovator ETFs Trust45782C672US EQT ULTRA BF26,647$720.7K0.3%00.0%Unchanged–
American Centy ETF Tr025072877US SML CP VALU9,519$705.0K0.3%+9,519New–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF9,375$700.4K0.3%−7,592−44.7%Reduced–
ABTAbbott LaboratoriesStock6,678$676.2K0.3%−180−2.6%ReducedHistory
SOSouthern CoStock9,512$661.8K0.2%+38+0.4%AddedHistory
iShares Tr46434V878ULTRA SHORT DUR13,120$659.3K0.2%00.0%Unchanged–
State Street SPDR S&P Biotech ETF78464A870ETF8,463$645.0K0.2%+678+8.7%Added–
ARCCAres Capital CorpCEF34,354$627.8K0.2%+5,866+20.6%AddedHistory
LMTLockheed Martin CorpStock1,326$626.8K0.2%+27+2.1%AddedHistory
GUTGabelli Utility TrustCOM87,090$622.7K0.2%+7,300+9.1%AddedHistory
MAINMain Street Capital CORPCEF15,770$622.3K0.2%+2,078+15.2%AddedHistory
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF5,309$620.7K0.2%+681+14.7%Added–
Innovator ETFs Trust45782C730US EQT ULTRA BF22,442$618.7K0.2%00.0%Unchanged–
State Street Health Care Select Sector SPDR ETF81369Y209ETF4,762$616.5K0.2%−3,505−42.4%Reduced–
XOMExxonMobil Holdings CorpCOM5,619$616.2K0.2%−196−3.4%ReducedHistory
MCKMcKesson CorpStock1,667$593.6K0.2%−41−2.4%ReducedHistory
LLYEli Lilly & CoStock1,726$592.9K0.2%−59−3.3%ReducedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF3,904$583.7K0.2%+2,309+144.8%Added–
OKEONEOK IncCOM9,179$583.2K0.2%00.0%UnchangedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF6,957$576.3K0.2%+412+6.3%Added–
iShares Russell 2000 ETF464287655ETF3,204$571.6K0.2%−3,734−53.8%Reduced–
JPMorgan Ultra-Short Income ETF46641Q837ETF11,278$567.5K0.2%−117−1.0%Reduced–
STRLSterling Infrastructure, Inc.COM14,854$562.7K0.2%+14,854NewHistory
SPGIS&P Global Inc.Stock1,627$561.1K0.2%−555−25.4%ReducedHistory
Vanguard Utilities ETF92204A876ETF3,785$558.4K0.2%+2,308+156.3%Added–
ULTAUlta Beauty, Inc.Stock1,009$550.6K0.2%+255+33.8%AddedHistory
UNHUnitedHealth Group IncStock1,165$550.6K0.2%−239−17.0%ReducedHistory
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF20,919$539.5K0.2%−15,263−42.2%Reduced–

Sold out since Q4 2022 (36)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Balboa Wealth Partners sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
UIUbiquiti Inc.COM5,834$1.60M0.7%History
ProShares Tr74347B425SHORT S&P 500 NE67,157$1.08M0.5%–
ProShares Tr74347R370PSHS SH MSCI EAF50,383$1.01M0.5%–
OFLXOmega Flex, Inc.COM9,221$860.5K0.4%History
SQMChemical & Mining Co of Chile IncSPON ADR SER B10,619$847.9K0.4%History
iShares Russell Mid-Cap Value ETF464287473ETF6,259$659.3K0.3%–
State Street Utilities Select Sector SPDR ETF81369Y886ETF8,425$594.0K0.3%–
First Tr Exchange-Traded FD336917109SHS12,554$459.0K0.2%–
Innovator ETFs Trust45782C839US EQT ULTRA BF16,704$430.2K0.2%–
Invesco Exchange Traded FD T46137V712DYNMC MKT ETF4,100$426.2K0.2%–
PCGPG&E CorpStock24,427$397.2K0.2%History
Vanguard Short-Term Bond ETF921937827ETF5,025$378.3K0.2%–
AMGNAmgen IncStock1,217$319.6K0.1%History
Schwab U.S. Large-Cap Value ETF808524409ETF4,452$293.9K0.1%–
Ssga Active ETF Tr78467V608ST STR BL LN ETF6,817$278.8K0.1%–
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET3,116$278.0K0.1%History
Vanguard Total International Bond ETF92203J407ETF5,738$272.2K0.1%–
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF4,111$264.5K0.1%–
EMREmerson Electric CoStock2,748$263.9K0.1%History
CICigna GroupStock782$259.0K0.1%History
SGOLabrdn Gold ETF TrustETF14,520$253.7K0.1%History
STZConstellation Brands, Inc.Stock1,014$235.0K0.1%History
LULUlululemon athletica inc.Stock728$233.2K0.1%History
Schwab Strategic Tr808524862SHT TM US TRES4,810$232.0K0.1%–
ADMArcher-Daniels-Midland CoStock2,426$225.3K0.1%History
MPCMarathon Petroleum CorpStock1,770$206.0K0.1%History
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI11,308$204.9K0.1%–
iShares Tr4642874571 3 YR TREAS BD2,499$202.9K0.1%–
HONHoneywell International IncCOM942$201.8K0.1%History
KMIKinder Morgan, Inc.Stock10,944$197.9K0.1%History
IGRCbre Global Real Estate Income FundCOM21,571$123.6K0.1%History
DISH Network CORP25470MAB5NOTE 3.375% 8/1–$40.2K<0.1%–
Patrick Inds Inc703343AB9DBCV 1.000% 2/0–$30.9K<0.1%–
Ezcorp Inc302301AE6CONVERTIBLE BOND–$26.6K<0.1%–
Intercept Pharmaceuticals IN45845PAA6NOTE 3.250% 7/0–$20.6K<0.1%–
Dermtech Inc24984K905CALL10,400$1.26K<0.1%–