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Livermore
Livermore
ZHEN

Worth Asset Management, LLC

SEC CIK
0001927285
Latest filing
Jul 8, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 7, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
472
−79 vs. Q2 2022
Portfolio value
$136.6M
−$9.61M (−6.6%) vs. Q2 2022
Filed
Oct 7, 2022
SEC
Holdings of Worth Asset Management, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr46436E7180-3 MTH TREASURY292,112$29.3M21.4%+220,309+306.8%Added–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF217,298$19.9M14.6%+38,782+21.7%Added–
WisdomTree Bloomberg US Dollar Bullish Fund97717W471ETF625,206$18.6M13.6%+919+0.1%Added–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL46,714$4.98M3.6%+11,092+31.1%Added–
ProShares Tr74347R131SHRT HGH YIELD205,118$4.10M3.0%+30,467+17.4%Added–
ProShares Tr74347X849SHRT 20+YR TRE164,056$3.66M2.7%+102,217+165.3%Added–
Global X FDS37954Y343GLBL X MLP ETF75,937$3.00M2.2%+75,937New–
AAPLApple Inc.Stock20,841$2.88M2.1%−393−1.9%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF42,655$2.83M2.1%+26,831+169.6%Added–
ProShares Tr74347R370PSHS SH MSCI EAF111,609$2.64M1.9%+111,609New–
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF76,702$2.60M1.9%+76,702New–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD140,589$2.27M1.7%−305,425−68.5%Reduced–
iShares Global Clean Energy ETF464288224ETF116,756$2.23M1.6%+116,756New–
Invesco Exchange Traded FD T46137V373S&P500 EQL STP13,014$2.00M1.5%−10,035−43.5%Reduced–
Invesco India Exchange-Trade46137R109INDIA ETF81,954$1.93M1.4%+81,954New–
Agf Invts Tr00110G408US MARKET NETRL85,048$1.73M1.3%−18,894−18.2%Reduced–
Invesco Exch Traded FD Tr II46138G508SR LN ETF72,003$1.45M1.1%+53,734+294.1%Added–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF22,502$1.42M1.0%+21,982+4,227.3%Added–
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST17,255$1.18M0.9%−12,266−41.6%Reduced–
Graniteshares ETF Tr38747R108BBG COMMD K 137,943$1.09M0.8%−858−2.2%Reduced–
MSFTMicrosoft CorpStock4,119$959.0K0.7%−273−6.2%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF7,831$930.0K0.7%+4,914+168.5%Added–
SPYSPDR S&P 500 ETF TrustETF2,514$897.0K0.7%−481−16.1%ReducedHistory
TRNTrinity Industries IncCOM25,300$540.0K0.4%00.0%UnchangedHistory
Schwab Strategic Tr808524862SHT TM US TRES11,043$533.0K0.4%+9,615+673.3%Added–
LEOBNY Mellon Strategic Municipals, Inc.COM85,504$520.0K0.4%−14,283−14.3%ReducedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF43,537$518.0K0.4%+11,686+36.7%Added–
Schwab US Aggregate Bond ETF808524839ETF11,399$516.0K0.4%+6,294+123.3%Added–
WINGWingstop Inc.COM4,000$502.0K0.4%00.0%UnchangedHistory
iShares Core S&P 500 ETF464287200ETF1,341$481.0K0.4%00.0%Unchanged–
ACAArcosa, Inc.COM8,042$460.0K0.3%−500−5.9%ReducedHistory
Kraneshares Trust500767678GLOBAL CARB STRA11,570$432.0K0.3%−31,517−73.1%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF2,245$403.0K0.3%00.0%Unchanged–
Invesco QQQ Trust Series I46090E103ETF1,398$374.0K0.3%−178−11.3%Reduced–
UNHUnitedHealth Group IncStock711$359.0K0.3%−154−17.8%ReducedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX6,540$315.0K0.2%−135−2.0%Reduced–
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV16,449$305.0K0.2%−5,297−24.4%Reduced–
ProShares Tr74347R396PSHS SH MSCI EMR17,787$302.0K0.2%+17,787New–
iShares Tr464288687PFD AND INCM SEC9,065$287.0K0.2%−2,830−23.8%Reduced–
Schwab U.S. Large-Cap ETF808524201ETF6,188$262.0K0.2%−1,530−19.8%Reduced–
TXNTexas Instruments IncStock1,693$262.0K0.2%−68−3.9%ReducedHistory
XOMExxonMobil Holdings CorpCOM2,976$260.0K0.2%−11,483−79.4%ReducedHistory
METMetlife IncStock4,269$259.0K0.2%+10.0%AddedHistory
VVisa Inc.Stock1,450$258.0K0.2%−298−17.0%ReducedHistory
SGOLabrdn Gold ETF TrustETF15,475$247.0K0.2%−558,769−97.3%ReducedHistory
ABBVAbbVie Inc.Stock1,830$245.0K0.2%−503−21.6%ReducedHistory
SLViShares Silver TrustETF13,760$241.0K0.2%00.0%UnchangedHistory
Ssga Active ETF Tr78467V707ST STR UL BD ETF5,931$237.0K0.2%−1,746−22.7%Reduced–
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI15,409$235.0K0.2%−6,228−28.8%Reduced–
NEENextera Energy IncStock2,827$222.0K0.2%−735−20.6%ReducedHistory
SPDR Series Trust78464A763ST STR SP DIV1,990$222.0K0.2%00.0%Unchanged–
WIREEncore Wire CorpCOM1,841$213.0K0.2%+349+23.4%AddedHistory
JNJJohnson & JohnsonStock1,271$208.0K0.2%−8,626−87.2%ReducedHistory
TFCTruist Financial CorpCOM4,700$205.0K0.2%−215−4.4%ReducedHistory
GDGeneral Dynamics CorpStock950$202.0K0.1%−57−5.7%ReducedHistory
AMZNAmazon Com IncStock1,743$197.0K0.1%−57−3.2%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB9,151$194.0K0.1%−1,339−12.8%Reduced–
HDHome Depot, Inc.Stock685$189.0K0.1%−65−8.7%ReducedHistory
Pacer Trendpilot US Large Cap ETF69374H105ETF5,024$189.0K0.1%00.0%Unchanged–
State Street Utilities Select Sector SPDR ETF81369Y886ETF2,835$186.0K0.1%+359+14.5%Added–
Vanguard Financials ETF92204A405ETF2,490$185.0K0.1%00.0%Unchanged–
Schwab U.S. Mid-Cap ETF808524508ETF3,041$184.0K0.1%+2,595+581.8%Added–
GOOGLAlphabet Inc.Stock1,760$168.0K0.1%−340−16.2%ReducedConverted for a 20-for-1 splitHistory
EPDEnterprise Products Partners L.P.Stock6,900$165.0K0.1%00.0%UnchangedHistory
Simplify Exchange Traded Fun82889N715MACRO STRATEGY6,932$165.0K0.1%+6,932New–
EXDEaton Vance Tax-Managed Buy-Write Strategy FundCOM SH BEN INT18,185$163.0K0.1%+3,675+25.3%AddedHistory
Arrow Invts Tr042765792DWA TACTICAL ETF14,733$155.0K0.1%+14,733New–
NMZNuveen Municipal High Income Opportunity FundCOM14,940$154.0K0.1%00.0%UnchangedHistory
iShares Tr4642874407-10 YR TRSY BD1,606$154.0K0.1%+1,606New–
ETEnergy Transfer LPCOM UT LTD PTN13,365$147.0K0.1%+1,314+10.9%AddedHistory
ETNEaton Corp plcStock1,097$146.0K0.1%00.0%UnchangedHistory
DSMBNY Mellon Strategic Municipal Bond Fund, Inc.COM25,429$144.0K0.1%00.0%UnchangedHistory
MDTMedtronic plcStock1,734$140.0K0.1%−78−4.3%ReducedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM2,727$140.0K0.1%−25−0.9%Reduced–
VMOInvesco Municipal Opportunity TrustCOM15,030$137.0K0.1%00.0%UnchangedHistory
iShares U.S. Medical Devices ETF464288810ETF2,884$136.0K0.1%00.0%Unchanged–
ProShares Tr74347G804K1 FRE CRD OIL3,206$132.0K0.1%−62,584−95.1%Reduced–
BLEBlackRock Municipal Income Trust IICOM12,950$130.0K0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW2,142$127.0K0.1%−1,686−44.0%Reduced–
NZFNuveen Municipal Credit Income FundCOM SH BEN INT11,183$127.0K0.1%00.0%UnchangedHistory
JPMJPMorgan Chase & CoStock1,210$126.0K0.1%−40−3.2%ReducedHistory
NRGNRG Energy, Inc.Stock3,300$126.0K0.1%00.0%UnchangedHistory
TSLXSixth Street Specialty Lending, Inc.COM7,491$122.0K0.1%−4,954−39.8%ReducedHistory
SPDR Series Trust78464A292ST STR PFD ETF3,430$120.0K0.1%−670−16.3%Reduced–
RTXRTX CorpStock1,408$115.0K0.1%−525−27.2%ReducedHistory
NLYAnnaly Capital Management IncREIT6,605$113.0K0.1%+515+8.5%AddedConverted for a 1-for-4 splitHistory
TSLATesla, Inc.Stock426$113.0K0.1%−57−11.8%ReducedConverted for a 3-for-1 splitHistory
iShares Tr46434VBA7IBONDS DEC22 ETF4,482$113.0K0.1%−1,225−21.5%Reduced–
TXTTextron IncCOM1,900$111.0K0.1%−250−11.6%ReducedHistory
Ssga Active ETF Tr78467V848ST STR TOTAL ETF2,750$111.0K0.1%−1,375−33.3%Reduced–
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY5,017$110.0K0.1%00.0%Unchanged–
MOAltria Group, Inc.Stock2,705$109.0K0.1%−530−16.4%ReducedHistory
SBUXStarbucks CorpStock1,216$103.0K0.1%−175−12.6%ReducedHistory
KDPKeurig Dr Pepper Inc.COM2,850$102.0K0.1%−200−6.6%ReducedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF1,930$97.0K0.1%−1,420−42.4%Reduced–
ABTAbbott LaboratoriesStock1,000$97.0K0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF700$97.0K0.1%00.0%Unchanged–
CFRCullen/Frost Bankers, Inc.COM737$97.0K0.1%−736−50.0%ReducedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER14,300$95.0K0.1%00.0%UnchangedHistory
iShares Tr4642874571 3 YR TREAS BD1,165$95.0K0.1%−87,393−98.7%Reduced–

Sold out since Q2 2022 (122)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 122 by value last quarter.

Positions of Worth Asset Management, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
VanEck ETF Trust92189F130REAL ASSETS ETF73,711$1.82M1.2%–
TRVTravelers Companies, Inc.Stock7,673$1.30M0.9%History
SPDR Index Shs FDS78463X400SP CHINA ETF10,191$936.0K0.6%–
iShares Tr464288414NATIONAL MUN ETF7,521$800.0K0.5%–
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT2,402$374.0K0.3%–
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG5,195$173.0K0.1%–
Manager Directed Portfolios56170L828IM DBI MNGD FU5,050$164.0K0.1%–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT982$132.0K0.1%–
iShares Tr46434V860TRS FLT RT BD2,580$130.0K0.1%–
Cambria ETF Tr132061862TAIL RISK6,240$110.0K0.1%–
VanEck ETF Trust92189H300JP MRGAN EM LOC4,451$109.0K0.1%–
First Tr Exchange-Traded FD33733E807NAT GAS ETF4,840$106.0K0.1%–
CMCSAComcast CorpStock2,587$101.0K0.1%History
ProShares Tr74347B425SHORT S&P 500 NE5,685$94.0K0.1%–
DNPDNP Select Income Fund IncCOM8,500$92.0K0.1%History
CORNTeucrium Commodity TrustCORN FD SHS3,448$87.0K0.1%History
Schwab Fundamental U.S. Large Company ETF808524771ETF1,693$86.0K0.1%–
OGEOGE Energy Corp.COM2,224$86.0K0.1%History
UGIUgi CorpStock2,150$83.0K0.1%History
WEATTeucrium Commodity TrustWHEAT FD9,170$83.0K0.1%History
Amplify ETF Tr032108409CWP ENHANCED DIV2,430$81.0K0.1%–
Pacer Trendpilot US Bond ETF69374H642ETF3,001$65.0K<0.1%–
CATCaterpillar IncStock334$60.0K<0.1%History
Schwab U.S. Small-Cap ETF808524607ETF1,524$59.0K<0.1%–
VanEck Vectors ETF Tr92189F585OIL REFINERS ETF1,993$59.0K<0.1%–
INGRIngredion IncCOM632$56.0K<0.1%History
HALHalliburton CoStock1,720$54.0K<0.1%History
Schwab Fundamental Emerging Markets Equity ETF808524730ETF2,046$53.0K<0.1%–
Schwab Fundamental International Equity ETF808524755ETF1,838$52.0K<0.1%–
CNPCenterpoint Energy IncCOM1,773$52.0K<0.1%History
Healthpeak Properties, Inc.71943U104COM3,000$52.0K<0.1%–
Invesco Exchange Traded FD T46137V597RAFI US 1500332$51.0K<0.1%–
DOWDow Inc.Stock929$48.0K<0.1%History
Schwab U.S. REIT ETF808524847ETF2,328$48.0K<0.1%–
VanEck ETF Trust92189F106GOLD MINERS ETF1,652$45.0K<0.1%–
iShares Tr46428743220 YR TR BD ETF371$43.0K<0.1%–
iShares Select U.S. REIT ETF464287564ETF650$40.0K<0.1%–
Schwab Intermediate-Term US Treasury ETF808524854ETF780$40.0K<0.1%–
ABCLAbCellera Biologics Inc.COM3,750$40.0K<0.1%History
DOCHealthpeak Properties, Inc.COM1,500$39.0K<0.1%History
Schwab Emerging Markets Equity ETF808524706ETF1,440$37.0K<0.1%–
WMWaste Management IncStock230$35.0K<0.1%History
First Trust Cloud Computing ETF33734X192ETF520$34.0K<0.1%–
MTBM&T Bank CorpCOM203$32.0K<0.1%History
DVNDevon Energy CorpStock536$30.0K<0.1%History
CLMTCalumet, Inc.UT LTD PARTNER2,910$30.0K<0.1%History
SPLKSplunk IncCOM300$27.0K<0.1%History
WisdomTree Tr97717X511YIELD ENHANCD US585$26.0K<0.1%–
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE200$23.0K<0.1%–
EGLEEagle Bulk Shipping Inc.COM428$22.0K<0.1%History
PHDPioneer Floating Rate Fund, Inc.COM2,322$21.0K<0.1%History
MCKMcKesson CorpStock59$19.0K<0.1%History
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX600$19.0K<0.1%–
AUPHAurinia Pharmaceuticals Inc.COM1,930$19.0K<0.1%History
JCIJohnson Controls International plcStock380$18.0K<0.1%History
CLFCleveland-Cliffs Inc.COM1,150$18.0K<0.1%History
Invesco Exch Traded FD Tr II46138E743RAFI DVLPD MRKTS440$18.0K<0.1%–
Xtrackers International Real Estate ETF233051846ETF747$17.0K<0.1%–
Schwab Fundamental International Small Equity ETF808524748ETF514$16.0K<0.1%–
Vanguard Ftse Developed Markets ETF921943858ETF404$16.0K<0.1%–
DBX ETF Tr233051432XTRACK USD HIGH463$16.0K<0.1%–
Direxion Shs ETF Tr25460E265DLY S&P500 BR 3X555$15.0K<0.1%–
Abrdn ETFs003261203BBRG ALL COMMDY370$13.0K<0.1%–
BABAAlibaba Group Holding LtdADR100$11.0K<0.1%History
GSKGSK plcSPONSORED ADR253$11.0K<0.1%History
VODVodafone Group Public Ltd CoADR641$10.0K<0.1%History
ANABAnaptysbio, IncCOM500$10.0K<0.1%History
ADEAAdeia Inc.COM700$10.0K<0.1%History
iShares Russell 1000 Growth ETF464287614ETF40$9.00K<0.1%–
NOGNorthern Oil & Gas, Inc.COM355$9.00K<0.1%History
Uscf ETF Tr90290T809SUMMERHAVEN K1350$8.00K<0.1%–
ACCOAcco Brands CorpCOM1,200$8.00K<0.1%History
HONHoneywell International IncCOM43$7.00K<0.1%History
TTDTrade Desk, Inc.Stock150$6.00K<0.1%History
iShares Tr464288521CRE U S REIT ETF110$6.00K<0.1%–
AUDCAudiocodes LtdORD250$6.00K<0.1%History
Global Beta ETF Tr37959X100SMART INCOME270$6.00K<0.1%–
Golden Ocean Group LtdG39637205SHS NEW500$6.00K<0.1%–
ZBHZimmer Biomet Holdings, Inc.Stock46$5.00K<0.1%History
Etfis Ser Tr I26923G798VIRTUS PVT CR250$5.00K<0.1%–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD100$5.00K<0.1%–
Barclays Bank PLC06746P548ETN LKD 4875$5.00K<0.1%–
BLKBlackRock, Inc.COM9$5.00K<0.1%History
BDXBecton Dickinson & CoStock16$4.00K<0.1%History
RIORio Tinto PLCADR61$4.00K<0.1%History
DBCInvesco DB Commodity Index Tracking FundUNIT140$4.00K<0.1%History
VALEVale S.A.SPONSORED ADS250$4.00K<0.1%History
PAAPlains All American Pipeline LPUNIT LTD PARTN400$4.00K<0.1%History
Kraneshares Tr500767736QUADRTC INT RT151$4.00K<0.1%–
LUMNLumen Technologies, Inc.Stock318$3.00K<0.1%History
MUMicron Technology IncStock50$3.00K<0.1%History
TTWOTake Two Interactive Software IncCOM28$3.00K<0.1%History
ETF Ser Solutions26922A289DEFIANCE CONNECT50$2.00K<0.1%–
RWTRedwood Trust IncCOM250$2.00K<0.1%History
iShares Tr4642886613 7 YR TREAS BD20$2.00K<0.1%–
SCIService Corp InternationalCOM27$2.00K<0.1%History
Pacer FDS Tr69374H568SWAN SOS FD OF100$2.00K<0.1%–
VYXNCR Voyix CorpCOM64$2.00K<0.1%History
QDELQuidelOrtho CorpCOM25$2.00K<0.1%History
iShares Inc464286145MSCI FRONTIER60$2.00K<0.1%–