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Livermore
Livermore
ZHEN

Herold Advisors, Inc.

SEC CIK
0001891713
Latest filing
Jul 22, 2026

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Nov 13, 2025. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
248
−63 vs. Q2 2025
Portfolio value
$431.5M
−$45.5M (−9.5%) vs. Q2 2025
Filed
Nov 13, 2025
SEC
Holdings of Herold Advisors, Inc. in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
GCVGabelli Convertible & Income Securities Fund IncCOM10,601$43.8K<0.1%00.0%UnchangedHistory
EBSEmergent BioSolutions Inc.COM10,000$88.2K<0.1%00.0%UnchangedHistory
MYNBlackRock Muniyield New York Quality Fund, Inc.COM11,476$114.0K<0.1%−1,183−9.3%ReducedHistory
FLGFlagstar Bank, National AssociationStock10,140$117.1K<0.1%+17+0.2%AddedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM14,649$133.3K<0.1%−31,001−67.9%ReducedHistory
ACHRArcher Aviation Inc.Stock15,300$146.6K<0.1%+300+2.0%AddedHistory
KIOKKR Income Opportunities FundCOM11,874$149.8K<0.1%+1,369+13.0%AddedHistory
ENXEaton Vance New York Municipal Bond FundCOM16,185$159.6K<0.1%+73+0.5%AddedHistory
JOBYJoby Aviation, Inc.COMMON STOCK10,000$161.4K<0.1%+10,000NewHistory
NMTNuveen Massachusetts Quality Municipal Income FundCOM16,000$186.4K<0.1%00.0%UnchangedHistory
BENFranklin Templeton IncCOM8,750$202.4K<0.1%00.0%UnchangedHistory
QBTSD-Wave Quantum Inc.Stock8,200$202.6K<0.1%+8,200NewHistory
NNYNuveen New York Municipal Value FundCOM24,680$203.9K<0.1%−2,392−8.8%ReducedHistory
MDLZMondelez International, Inc.Stock3,300$206.2K<0.1%00.0%UnchangedHistory
Goldman Sachs ETF Tr381430479ACCESS INVT GR4,434$207.0K<0.1%−224−4.8%Reduced–
DOWDow Inc.Stock9,066$207.9K<0.1%+1,445+19.0%AddedHistory
IBITiShares Bitcoin Trust ETFETF3,227$209.8K<0.1%−388−10.7%ReducedHistory
Flexshares Tr33939L407MORNSTAR UPSTR4,873$213.3K<0.1%−378−7.2%Reduced–
Dimensional ETF Trust25434V716US SUSTAINABILTY5,112$217.1K0.1%−139−2.6%Reduced–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF2,324$217.7K0.1%−3,907−62.7%Reduced–
HPEHewlett Packard Enterprise CoCOM9,089$223.2K0.1%−1,856−17.0%ReducedHistory
DKSDick's Sporting Goods, Inc.Stock1,006$223.6K0.1%−76−7.0%ReducedHistory
DDDuPont de Nemours, Inc.COM2,882$224.5K0.1%−1,257−30.4%ReducedHistory
SBUXStarbucks CorpStock2,690$227.6K0.1%−122−4.3%ReducedHistory
ETEnergy Transfer LPCOM UT LTD PTN13,320$228.6K0.1%−836−5.9%ReducedHistory
ELVElevance Health, Inc.Stock719$232.3K0.1%−21−2.8%ReducedHistory
J P Morgan Exchange Traded F46641Q399BETABUILDRS US2,000$241.3K0.1%00.0%Unchanged–
BSTBlackRock Science & Technology TrustSHS6,232$257.8K0.1%−10.0%ReducedHistory
WisdomTree Tr97717X594ITL HDG QTLY DIV5,629$259.4K0.1%−591−9.5%Reduced–
WisdomTree Tr97717W794TRUE DEV INTL FD4,181$260.3K0.1%+323+8.4%Added–
PDIPIMCO Dynamic Income FundSHS13,163$260.6K0.1%+1,640+14.2%AddedHistory
TGTTarget CorpStock2,910$261.0K0.1%+215+8.0%AddedHistory
GMGeneral Motors CoCOM4,300$262.2K0.1%−1,400−24.6%ReducedHistory
DDominion Energy, IncStock4,300$263.0K0.1%−460−9.7%ReducedHistory
KHCKraft Heinz CoStock10,150$264.3K0.1%−250−2.4%ReducedHistory
Capital Group Growth ETF14020G101SHS CREAT UNIT6,034$265.1K0.1%−2,999−33.2%Reduced–
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV12,726$268.1K0.1%+1,510+13.5%Added–
iShares Tr46434V282U S EQUITY FACTR3,982$275.1K0.1%+3,982New–
JBLJabil IncStock1,280$278.1K0.1%−20−1.5%ReducedHistory
CGCarlyle Group Inc.COM4,500$282.1K0.1%00.0%UnchangedHistory
PRUPrudential Financial IncStock2,730$283.3K0.1%−205−7.0%ReducedHistory
AXONAxon Enterprise, Inc.COM395$283.5K0.1%+75+23.4%AddedHistory
PWRQuanta Services, Inc.COM700$290.1K0.1%+700NewHistory
OGSONE Gas, Inc.COM3,600$291.4K0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL5,952$294.4K0.1%+4+0.1%Added–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL5,800$296.0K0.1%00.0%Unchanged–
Invesco QQQ Trust Series I46090E103ETF496$298.5K0.1%−93−15.8%Reduced–
ITWIllinois Tool Works IncStock1,150$299.9K0.1%−16−1.4%ReducedHistory
UBERUber Technologies, IncStock3,100$303.7K0.1%−700−18.4%ReducedHistory
NVONovo Nordisk A SADR5,500$305.2K0.1%−762−12.2%ReducedHistory
NFBKNorthfield Bancorp, Inc.COM25,926$305.9K0.1%00.0%UnchangedHistory
EXPDExpeditors International of Washington IncCOM2,500$306.5K0.1%00.0%UnchangedHistory
ADMArcher-Daniels-Midland CoStock5,201$310.7K0.1%−300−5.5%ReducedHistory
MUMicron Technology IncStock1,879$314.4K0.1%−3,750−66.6%ReducedHistory
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM31,264$318.9K0.1%+93+0.3%AddedHistory
Goldman Sachs ETF Tr38149W622S&P 500 PREMIUM6,195$323.6K0.1%+307+5.2%Added–
CPERUnited States Commodity Index Funds TrustCM REP COPP FD10,800$324.0K0.1%00.0%UnchangedHistory
NETCloudflare, Inc.CL A COM1,520$326.2K0.1%00.0%UnchangedHistory
INTCIntel CorpStock9,725$326.3K0.1%−4,602−32.1%ReducedHistory
American Centy ETF Tr025072323AVAN US SMAL ETF6,005$343.8K0.1%+275+4.8%Added–
TPLTexas Pacific Land CorpStock369$344.5K0.1%−191−34.1%ReducedHistory
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM34,586$353.5K0.1%+156+0.5%AddedHistory
American Centy ETF Tr025072364INTERNATIONAL LR5,351$360.9K0.1%+5,351New–
WPCW. P. Carey Inc.COM5,357$362.0K0.1%−559−9.4%ReducedHistory
Vanguard Information Technology ETF92204A702ETF489$366.2K0.1%−10−2.0%Reduced–
Goldman Sachs ETF Tr38149W820INNOVAT EQ ETF4,966$366.7K0.1%−1,338−21.2%Reduced–
WisdomTree Tr97717Y808YIELD ENHANCED7,729$370.8K0.1%+500+6.9%Added–
NFGNational Fuel Gas CoStock4,100$378.7K0.1%00.0%UnchangedHistory
GSKGSK plcADR8,885$383.5K0.1%−1,548−14.8%ReducedHistory
BIPCBrookfield Infrastructure CorpCOM SUB VTG A9,363$385.0K0.1%−530−5.4%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF596$397.0K0.1%−447−42.9%ReducedHistory
UPSUnited Parcel Service IncStock4,952$413.7K0.1%−71−1.4%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF1,950$421.1K0.1%−2,821−59.1%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF1,442$423.6K0.1%−1,230−46.0%Reduced–
State Street Financial Select Sector SPDR ETF81369Y605ETF7,875$424.2K0.1%−1,117−12.4%Reduced–
ACNAccenture plcStock1,725$425.4K0.1%−339−16.4%ReducedHistory
CRMSalesforce, Inc.Stock1,797$425.9K0.1%−118−6.2%ReducedHistory
KOCoca Cola CoStock6,482$430.0K0.1%−1,290−16.6%ReducedHistory
CAHCardinal Health IncStock2,750$431.6K0.1%00.0%UnchangedHistory
American Centy ETF Tr02507A507AVANTIS U S QUAL7,485$444.4K0.1%+3,308+79.2%Added–
Global X FDS37954Y475S&P 500 COVERED11,598$455.3K0.1%00.0%Unchanged–
WMWaste Management IncStock2,065$456.1K0.1%−770−27.2%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM7,590$457.4K0.1%−3,400−30.9%Reduced–
PLTRPalantir Technologies Inc.Stock2,513$458.4K0.1%−50−2.0%ReducedHistory
GEVGE Vernova Inc.Stock760$467.3K0.1%+201+36.0%AddedHistory
PHParker-Hannifin CorpStock624$473.1K0.1%−22−3.4%ReducedHistory
MLMMartin Marietta Materials IncCOM755$475.9K0.1%+155+25.8%AddedHistory
iShares Russell Midcap ETF464287499ETF5,000$482.8K0.1%+1,450+40.8%Added–
ZTSZoetis Inc.Stock3,359$491.5K0.1%−98−2.8%ReducedHistory
WisdomTree Tr97717X578EM EX ST-OWNED12,998$493.1K0.1%+2,405+22.7%Added–
AMDAdvanced Micro Devices IncStock3,153$510.2K0.1%−450−12.5%ReducedHistory
OKLOOklo Inc.COM CL A4,700$524.7K0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF4,819$547.5K0.1%−322−6.3%Reduced–
CCDCalamos Dynamic Convertible & Income FundCOM26,441$556.3K0.1%−837−3.1%ReducedHistory
First Tr Exchange-Traded FD33739Q705FT VEST S&P 50011,458$565.1K0.1%+458+4.2%Added–
FFord Motor CoStock47,375$566.6K0.1%−3,189−6.3%ReducedHistory
VSTVistra Corp.Stock2,895$567.4K0.1%+94+3.4%AddedHistory
AXPAmerican Express CoStock1,723$572.3K0.1%−945−35.4%ReducedHistory
Vanguard S&P 500 ETF922908363ETF950$582.2K0.1%+343+56.5%Added–
ABAlliancebernstein Holding L.P.UNIT LTD PARTN15,700$600.1K0.1%00.0%UnchangedHistory

Sold out since Q2 2025 (68)

Positions held at the end of Q2 2025 that are gone from this filing.

Positions of Herold Advisors, Inc. sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT39,696$7.21M1.5%–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF75,161$6.89M1.4%–
Vanguard Total Bond Market ETF921937835ETF64,633$4.76M1.0%–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF37,306$4.09M0.9%–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF113,893$3.35M0.7%–
iShares Tr46434V456MSCI INTL QUALTY64,174$2.77M0.6%–
Schwab Strategic Tr808524862SHT TM US TRES101,034$2.46M0.5%–
PIMCO ETF Tr72201R2051-5 US TIP IDX33,125$1.78M0.4%–
SPDR Series Trust78468R606ST PORT HIGH ETF68,594$1.63M0.3%–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW25,183$1.51M0.3%–
DSLDoubleLine Income Solutions FundCOM114,950$1.41M0.3%History
iShares Core S&P 500 ETF464287200ETF1,869$1.16M0.2%–
iShares MSCI USA Quality Factor ETF46432F339ETF6,328$1.16M0.2%–
iShares S&P 500 Growth ETF464287309ETF7,583$834.9K0.2%–
First Tr Exchange-Traded FD33738D879FT VEST RIS31,958$789.7K0.2%–
BlackRock ETF Trust09290C103ISHARES US EQUIT13,210$719.4K0.2%–
Capital Group Global Equity14020R107SHS24,323$710.0K0.1%–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF12,839$672.0K0.1%–
iShares Tr464288877EAFE VALUE ETF10,211$648.2K0.1%–
iShares Tr46428743220 YR TR BD ETF7,245$639.4K0.1%–
Capital Group Core Balanced14021D107SHS18,220$609.3K0.1%–
Schwab US Dividend Equity ETF808524797ETF19,854$526.1K0.1%–
Vanguard Total World Stock ETF922042742ETF3,961$509.0K0.1%–
UTFCohen & Steers Infrastructure Fund IncCOM18,501$498.6K0.1%History
HWMHowmet Aerospace Inc.Stock2,547$474.1K0.1%History
Vanguard Morningstar Total Stock Market ETF922908769ETF1,503$456.8K0.1%–
First Tr Exchange-Traded FD33733E823GROWTH STRENGTH13,275$453.8K0.1%–
iShares Core MSCI Emerging Markets ETF46434G103ETF7,224$433.6K0.1%–
ECCEagle Point Credit CoCOM53,050$406.4K0.1%History
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM31,800$404.5K0.1%History
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF7,402$359.9K0.1%–
Capital Group Core Equity Et14020V108SHS CREAT UNIT9,736$359.6K0.1%–
ADBEAdobe Inc.Stock928$359.0K0.1%History
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF4,384$331.4K0.1%–
BlackRock ETF Trust09290C806ISHA US THEM ETF9,143$325.3K0.1%–
iShares S&P 100 ETF464287101ETF1,066$324.4K0.1%–
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL2,320$316.7K0.1%–
PFNPIMCO Income Strategy Fund IICOM40,250$297.4K0.1%History
Capital Group Dividend Growe14021L109SHS ETF8,752$294.3K0.1%–
Vanguard Morningstar Small-Cap ETF922908751ETF1,233$292.2K0.1%–
Goldman Sachs ETF Tr381430123MARKETBETA US EQ3,368$288.2K0.1%–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT5,812$286.3K0.1%–
IAUiShares Gold TrustETF4,589$286.2K0.1%History
DVNDevon Energy CorpStock8,900$283.1K0.1%History
iShares Tr464288885EAFE GRWTH ETF2,519$282.1K0.1%–
Capital Grp Fixed Incm ETF T14020Y300US MULTI-SECTOR10,059$277.8K0.1%–
iShares Flexible Income Active ETF092528603ETF5,183$273.9K0.1%–
COHRCoherent Corp.COM2,858$255.0K0.1%History
CMGChipotle Mexican Grill IncCOM4,320$242.6K0.1%History
FDXFedEx CorpStock1,060$240.9K0.1%History
PFLPIMCO Income Strategy FundCOM28,780$240.0K0.1%History
BNTXBioNTech SESPONSORED ADS2,250$239.6K0.1%History
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF2,354$236.7K<0.1%–
American Centy ETF Tr025072299AVAN RE INTL ETF3,396$229.4K<0.1%–
Invesco Exch Traded FD Tr II46138E339S&P 500 MOMNTM2,032$228.5K<0.1%–
Capital Grp Fixed Incm ETF T14020Y508CORE BOND ETF8,679$228.3K<0.1%–
Capital Group GBL Growth EQT14020X104SHS CREAT UNIT6,906$220.8K<0.1%–
ONONOn Holding AGStock4,200$218.6K<0.1%History
BNY Mellon ETF Trust09661T602CORE BOND ETF5,153$217.4K<0.1%–
HESHess CorpStock1,500$207.8K<0.1%History
CTVACorteva, Inc.Stock2,746$204.7K<0.1%History
WBDWarner Bros. Discovery, Inc.Stock10,180$116.7K<0.1%History
PNIPIMCO New York Municipal Income Fund IICOM16,948$113.9K<0.1%History
ASGLiberty All Star Growth Fund Inc.COM16,749$91.6K<0.1%History
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM14,736$85.5K<0.1%History
PYNPIMCO New York Municipal Income Fund IIICOM10,258$53.8K<0.1%History
RIGTransocean Ltd.REGISTERED SHS11,450$29.7K<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A13,000$9.14K<0.1%History