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Livermore
Livermore
ZHEN

Herold Advisors, Inc.

SEC CIK
0001891713
Latest filing
Jul 22, 2026

Holdings in Q3 2024

Holdings as of Sep 30, 2024, filed Nov 14, 2024. Long positions only; changes compare share counts with Q2 2024.

Institution overview
Positions
272
+9 vs. Q2 2024
Portfolio value
$460.5M
+$28.2M (+6.5%) vs. Q2 2024
Filed
Nov 14, 2024
SEC
Holdings of Herold Advisors, Inc. in Q3 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
CHPTChargePoint Holdings, Inc.COM CL A13,000$17.8K<0.1%00.0%UnchangedHistory
GCVGabelli Convertible & Income Securities Fund IncCOM10,601$38.9K<0.1%+10,601NewHistory
PYNPIMCO New York Municipal Income Fund IIICOM12,458$78.5K<0.1%00.0%UnchangedHistory
ACHRArcher Aviation Inc.Stock26,800$81.2K<0.1%+26,800NewHistory
EBSEmergent BioSolutions Inc.COM10,000$83.5K<0.1%00.0%UnchangedHistory
VKQInvesco Municipal TrustCOM10,293$105.6K<0.1%00.0%UnchangedHistory
PNIPIMCO New York Municipal Income Fund IICOM16,787$132.5K<0.1%+50+0.3%AddedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM15,399$134.3K<0.1%+15,399NewHistory
NMTNuveen Massachusetts Quality Municipal Income FundCOM11,585$135.3K<0.1%00.0%UnchangedHistory
NFBKNorthfield Bancorp, Inc.COM11,897$138.0K<0.1%+11,897NewHistory
FLGFlagstar Bank, National AssociationStock12,851$144.3K<0.1%+12,851NewHistory
ENXEaton Vance New York Municipal Bond FundCOM15,888$158.3K<0.1%+70+0.4%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN12,111$194.4K<0.1%+9+0.1%AddedHistory
HPEHewlett Packard Enterprise CoCOM9,945$203.5K<0.1%00.0%UnchangedHistory
HESHess CorpStock1,500$203.7K<0.1%00.0%UnchangedHistory
J P Morgan Exchange Traded F46641Q399BETABUILDRS US2,000$207.2K<0.1%−750−27.3%Reduced–
INSPInspire Medical Systems, Inc.COM1,000$211.1K<0.1%+1,000NewHistory
Dimensional ETF Trust25434V716US SUSTAINABILTY5,697$211.8K<0.1%+5,697New–
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM19,240$214.7K<0.1%+1,920+11.1%AddedHistory
First Tr Exchange Traded FD33738R704RBA INDL ETF2,897$216.8K<0.1%−144−4.7%Reduced–
Vanguard Morningstar Large-Cap ETF922908637ETF835$219.8K<0.1%00.0%Unchanged–
iShares Core U.S. Aggregate Bond ETF464287226ETF2,179$220.7K<0.1%+20+0.9%Added–
KRKroger CoStock3,900$223.5K<0.1%+3,900NewHistory
COPConocoPhillipsStock2,150$226.4K<0.1%+10+0.5%AddedHistory
First Tr Exchange-Traded FD33738D788CORE INVESTMENT10,540$228.0K<0.1%+10,540New–
Vanguard Information Technology ETF92204A702ETF391$229.3K<0.1%−4−1.0%Reduced–
WisdomTree Tr97717W794TRUE DEV INTL FD4,281$231.0K0.1%+300+7.5%Added–
TMOThermo Fisher Scientific Inc.Stock378$233.9K0.1%00.0%UnchangedHistory
NFGNational Fuel Gas CoStock3,900$236.4K0.1%00.0%UnchangedHistory
GMGeneral Motors CoCOM5,300$237.7K0.1%00.0%UnchangedHistory
TGTTarget CorpStock1,550$241.7K0.1%+6+0.4%AddedHistory
MDLZMondelez International, Inc.Stock3,300$243.1K0.1%00.0%UnchangedHistory
CMGChipotle Mexican Grill IncCOM4,400$253.5K0.1%00.0%UnchangedHistory
COHRCoherent Corp.COM2,858$254.1K0.1%00.0%UnchangedHistory
OXYOccidental Petroleum CorpStock5,007$258.1K0.1%+601+13.6%AddedHistory
UBERUber Technologies, IncStock3,450$259.3K0.1%00.0%UnchangedHistory
DVNDevon Energy CorpStock6,700$262.1K0.1%+450+7.2%AddedHistory
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV11,983$262.8K0.1%+9+0.1%Added–
BNTXBioNTech SESPONSORED ADS2,250$267.2K0.1%+2,250NewHistory
OGSONE Gas, Inc.COM3,600$267.9K0.1%00.0%UnchangedHistory
NNYNuveen New York Municipal Value FundCOM31,763$273.5K0.1%+95+0.3%AddedHistory
TPLTexas Pacific Land CorpStock310$274.3K0.1%−20−6.1%ReducedHistory
Goldman Sachs ETF Tr381430479ACCESS INVT GR5,803$274.6K0.1%−2,075−26.3%Reduced–
DDominion Energy, IncStock4,760$275.1K0.1%+4,760NewHistory
iShares Tr464287721U.S. TECH ETF1,831$277.6K0.1%−201−9.9%Reduced–
iShares Inc46434G764MSCI EMRG CHN4,690$286.6K0.1%+4,690New–
Invesco QQQ Trust Series I46090E103ETF587$286.9K0.1%00.0%Unchanged–
CAHCardinal Health IncStock2,600$287.4K0.1%00.0%UnchangedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF1,270$301.3K0.1%−156−10.9%Reduced–
ITWIllinois Tool Works IncStock1,150$301.4K0.1%00.0%UnchangedHistory
LWLamb Weston Holdings, Inc.Stock4,691$303.7K0.1%00.0%UnchangedHistory
CPERUnited States Commodity Index Funds TrustCM REP COPP FD10,800$306.2K0.1%00.0%UnchangedHistory
INTCIntel CorpStock13,164$308.9K0.1%−1,671−11.3%ReducedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL6,185$312.8K0.1%+4+0.1%Added–
AMDAdvanced Micro Devices IncStock1,932$317.0K0.1%+325+20.2%AddedHistory
FDXFedEx CorpStock1,160$317.5K0.1%00.0%UnchangedHistory
EXPDExpeditors International of Washington IncCOM2,500$328.5K0.1%00.0%UnchangedHistory
ADMArcher-Daniels-Midland CoStock5,501$328.6K0.1%−250−4.3%ReducedHistory
KHCKraft Heinz CoStock9,400$330.0K0.1%+800+9.3%AddedHistory
WisdomTree Tr97717X594ITL HDG QTLY DIV7,397$338.0K0.1%−321−4.2%Reduced–
PRUPrudential Financial IncStock2,934$355.4K0.1%00.0%UnchangedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF8,138$368.9K0.1%+307+3.9%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF1,329$376.5K0.1%−598−31.0%Reduced–
Vanguard S&P 500 ETF922908363ETF714$377.0K0.1%+714New–
BENFranklin Templeton IncCOM18,750$377.8K0.1%−1,100−5.5%ReducedHistory
Goldman Sachs ETF Tr38149W820INNOVAT EQ ETF6,296$384.3K0.1%00.0%Unchanged–
DDDuPont de Nemours, Inc.COM4,336$386.5K0.1%00.0%UnchangedHistory
WisdomTree Tr97717Y808YIELD ENHANCED8,222$394.5K0.1%−877−9.6%Reduced–
UPSUnited Parcel Service IncStock2,948$402.1K0.1%+865+41.5%AddedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF7,634$403.5K0.1%+370+5.1%Added–
DOWDow Inc.Stock7,460$407.6K0.1%−97−1.3%ReducedHistory
Goldman Sachs ETF Tr381430123MARKETBETA US EQ5,268$415.2K0.1%00.0%Unchanged–
GSKGSK plcADR10,298$421.0K0.1%−395−3.7%ReducedHistory
WPCW. P. Carey Inc.COM6,877$428.5K0.1%+366+5.6%AddedHistory
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM38,680$433.2K0.1%−2,892−7.0%ReducedHistory
iShares Russell Midcap ETF464287499ETF5,000$440.7K0.1%00.0%Unchanged–
iShares Tr464288885EAFE GRWTH ETF4,155$447.3K0.1%+4,155New–
FFord Motor CoStock42,359$447.3K0.1%+5,925+16.3%AddedHistory
American Centy ETF Tr025072323AVAN US SMAL ETF8,421$454.9K0.1%−1,420−14.4%Reduced–
ADBEAdobe Inc.Stock882$456.7K0.1%−18−2.0%ReducedHistory
Global X FDS37954Y475S&P 500 COVERED11,598$481.3K0.1%00.0%Unchanged–
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A11,323$492.3K0.1%+7+0.1%AddedHistory
iShares Tr464288877EAFE VALUE ETF8,600$494.8K0.1%+8,600New–
SPYSPDR S&P 500 ETF TrustETF868$498.0K0.1%+319+58.1%AddedHistory
AXPAmerican Express CoStock1,853$502.8K0.1%−299−13.9%ReducedHistory
WisdomTree Tr97717X578EM EX ST-OWNED15,533$513.1K0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW8,597$515.0K0.1%−3,711−30.2%Reduced–
Flexshares Tr33939L407MORNSTAR UPSTR12,539$517.2K0.1%−2,984−19.2%Reduced–
KOCoca Cola CoStock7,279$523.1K0.1%−18−0.2%ReducedHistory
GEGeneral Electric CoStock2,872$541.7K0.1%−431−13.0%ReducedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN15,700$547.8K0.1%00.0%UnchangedHistory
WMWaste Management IncStock2,638$547.8K0.1%00.0%UnchangedHistory
Schwab US Dividend Equity ETF808524797ETF6,541$553.0K0.1%+803+14.0%Added–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT11,270$557.1K0.1%+1,286+12.9%Added–
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF5,444$569.8K0.1%−8,146−59.9%Reduced–
MOAltria Group, Inc.Stock11,367$580.3K0.1%+171+1.5%AddedHistory
GLWCorning IncCOM13,001$587.0K0.1%00.0%UnchangedHistory
CCitigroup IncStock9,386$587.6K0.1%−600−6.0%ReducedHistory
iShares Tr46428743220 YR TR BD ETF6,030$591.5K0.1%+1,644+37.5%Added–
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL4,735$594.3K0.1%+3+0.1%Added–

Sold out since Q2 2024 (7)

Positions held at the end of Q2 2024 that are gone from this filing.

Positions of Herold Advisors, Inc. sold out since Q2 2024
SecurityClassShares in Q2 2024Value in Q2 2024% of portfolio in Q2 2024History
AMATApplied Materials IncStock2,816$664.5K0.2%History
Aim ETF Products Trust00888H786ALLIA US FEB ETF9,767$289.4K0.1%–
MRNAModerna, Inc.Stock2,405$285.6K0.1%History
First Tr Exchange-Traded FD33738D804LTD DUR INVT ETF13,327$249.8K0.1%–
Goldman Sachs ETF Tr381430396JUST US LRG CP3,000$234.4K0.1%–
iShares Tr46434V803HDG MSCI EAFE5,700$202.7K<0.1%–
Flagstar Bank, National Association649445103COM36,629$118.0K<0.1%–