Herold Advisors, Inc.
- SEC CIK
- 0001891713
- Latest filing
- Jul 22, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 3, 2021. Long positions only.
- Positions
- 710
- No filing for Q2 2021
- Portfolio value
- $257.0M
- No filing for Q2 2021
Herold Advisors, Inc. did not file a 13F for Q2 2021, so these holdings cannot be compared with the previous quarter and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Paramount Global92556H206 | CL B | 1,000 | $39.0K | <0.1% | – | – | – |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 280 | $40.0K | <0.1% | – | – | History |
| NLYAnnaly Capital Management Inc | COM | 4,812 | $40.0K | <0.1% | – | – | History |
| OPTUOptimum Communications, Inc. | CL A | 2,000 | $41.0K | <0.1% | – | – | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 285 | $42.0K | <0.1% | – | – | – |
| IRTIndependence Realty Trust, Inc. | COM | 2,066 | $42.0K | <0.1% | – | – | History |
| First Tr Exchange-Traded FD33734X853 | INTL EQUITY OPP | 670 | $42.0K | <0.1% | – | – | – |
| EAElectronic Arts Inc. | COM | 300 | $42.0K | <0.1% | – | – | History |
| WSTWest Pharmaceutical Services Inc | COM | 100 | $42.0K | <0.1% | – | – | History |
| NVTAInvitae Corp | COM | 1,500 | $42.0K | <0.1% | – | – | History |
| TWNTaiwan Fund Inc | COM | 1,200 | $42.0K | <0.1% | – | – | History |
| Schwab US Tips ETF808524870 | ETF | 700 | $43.0K | <0.1% | – | – | – |
| KTFDWS Municipal Income Trust | COM | 3,659 | $43.0K | <0.1% | – | – | History |
| Nushares ETF Tr67092P409 | NUVEEN ESG MIDCP | 800 | $43.0K | <0.1% | – | – | – |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 400 | $44.0K | <0.1% | – | – | History |
| T Rowe Price Exchange-Traded87283Q107 | PRICE BLUE CHIP | 1,400 | $44.0K | <0.1% | – | – | – |
| NBBNuveen Taxable Municipal Income Fund | COM | 1,925 | $44.0K | <0.1% | – | – | History |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 2,676 | $44.0K | <0.1% | – | – | History |
| iShares Tr464288687 | PFD AND INCM SEC | 1,151 | $44.0K | <0.1% | – | – | – |
| AFBAlliancebernstein National Municipal Income Fund | COM | 3,000 | $44.0K | <0.1% | – | – | History |
| FCXFreeport-McMoran Inc | Stock | 1,400 | $45.0K | <0.1% | – | – | History |
| SPOTSpotify Technology S.A. | Stock | 200 | $45.0K | <0.1% | – | – | History |
| PTONPeloton Interactive, Inc. | CL A COM | 521 | $45.0K | <0.1% | – | – | History |
| CMICummins Inc | Stock | 208 | $46.0K | <0.1% | – | – | History |
| UBERUber Technologies, Inc | Stock | 1,050 | $47.0K | <0.1% | – | – | History |
| CGCarlyle Group Inc. | COM | 1,000 | $47.0K | <0.1% | – | – | History |
| BWXTBWX Technologies, Inc. | COM | 885 | $47.0K | <0.1% | – | – | History |
| BAXBaxter International Inc | Stock | 600 | $48.0K | <0.1% | – | – | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 100 | $48.0K | <0.1% | – | – | History |
| Guggenheim Enhanced Equity I40167B100 | COM | 5,215 | $48.0K | <0.1% | – | – | – |
| BKRBaker Hughes Co | CL A | 2,000 | $49.0K | <0.1% | – | – | History |
| IOVAIovance Biotherapeutics, Inc. | COM | 2,000 | $49.0K | <0.1% | – | – | History |
| DXCDXC Technology Co | Stock | 1,500 | $50.0K | <0.1% | – | – | History |
| iShares Tr464287689 | RUSSELL 3000 ETF | 200 | $50.0K | <0.1% | – | – | – |
| NFBKNorthfield Bancorp, Inc. | COM | 2,961 | $50.0K | <0.1% | – | – | History |
| WisdomTree Tr97717X628 | FLOATNG RAT TREA | 2,000 | $50.0K | <0.1% | – | – | – |
| TXNTexas Instruments Inc | Stock | 269 | $51.0K | <0.1% | – | – | History |
| DOCUDocuSign, Inc. | Stock | 200 | $51.0K | <0.1% | – | – | History |
| QSQuantumScape Corp | COM CL A | 2,100 | $51.0K | <0.1% | – | – | History |
| HPQHP Inc | Stock | 1,932 | $52.0K | <0.1% | – | – | History |
| VNOVornado Realty Trust | SH BEN INT | 1,250 | $52.0K | <0.1% | – | – | History |
| Flexshares Tr33939L407 | MORNSTAR UPSTR | 1,425 | $52.0K | <0.1% | – | – | – |
| Vanguard Health Care ETF92204A504 | ETF | 215 | $53.0K | <0.1% | – | – | – |
| First Tr Exchange Traded FD33738R100 | MULTI ASSET DI | 3,250 | $53.0K | <0.1% | – | – | – |
| HUMHumana Inc | Stock | 140 | $54.0K | <0.1% | – | – | History |
| Global X FDS37954Y715 | RBTCS ARTFL INTE | 1,500 | $54.0K | <0.1% | – | – | – |
| Vanguard Real Estate ETF922908553 | ETF | 543 | $55.0K | <0.1% | – | – | – |
| iShares Core S&P 500 ETF464287200 | ETF | 129 | $55.0K | <0.1% | – | – | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 745 | $55.0K | <0.1% | – | – | – |
| PPLPPL Corp | COM | 2,000 | $55.0K | <0.1% | – | – | History |
| MDTMedtronic plc | Stock | 450 | $56.0K | <0.1% | – | – | History |
| PSXPhillips 66 | Stock | 800 | $56.0K | <0.1% | – | – | History |
| AOSSmith A O Corp | COM | 930 | $56.0K | <0.1% | – | – | History |
| JPINuveen Preferred Securities & Income Opportunities Fund | COM | 2,280 | $56.0K | <0.1% | – | – | History |
| MRNAModerna, Inc. | Stock | 150 | $57.0K | <0.1% | – | – | History |
| IVZInvesco Ltd. | Stock | 2,400 | $57.0K | <0.1% | – | – | History |
| iShares Tr46432F388 | MSCI USA VALUE | 570 | $57.0K | <0.1% | – | – | – |
| GXOGXO Logistics, Inc. | Stock | 750 | $58.0K | <0.1% | – | – | History |
| JBLJabil Inc | Stock | 1,000 | $58.0K | <0.1% | – | – | History |
| WisdomTree Tr97717W281 | EMG MKTS SMCAP | 1,100 | $58.0K | <0.1% | – | – | – |
| MARMarriott International Inc | Stock | 400 | $59.0K | <0.1% | – | – | History |
| Flexshares Tr33939L829 | INT QLTDVDYNAM | 2,000 | $59.0K | <0.1% | – | – | – |
| XPOXPO, Inc. | COM | 750 | $59.0K | <0.1% | – | – | History |
| Goldman Sachs ETF Tr38149W796 | FUTURE | 1,515 | $59.0K | <0.1% | – | – | – |
| SNOWSnowflake Inc. | Stock | 200 | $60.0K | <0.1% | – | – | History |
| CRBUCaribou Biosciences, Inc. | COM | 2,550 | $60.0K | <0.1% | – | – | History |
| MLIMueller Industries Inc | COM | 1,500 | $61.0K | <0.1% | – | – | History |
| HHyatt Hotels Corp | COM CL A | 800 | $61.0K | <0.1% | – | – | History |
| First Tr Exchange-Traded FD33734H106 | SHS | 1,602 | $62.0K | <0.1% | – | – | – |
| LAZRQLuminar Technologies, Inc. | COM CL A | 4,000 | $62.0K | <0.1% | – | – | History |
| THQabrdn Healthcare Opportunities Fund | SHS | 2,750 | $62.0K | <0.1% | – | – | History |
| WMBWilliams Companies, Inc. | COM | 2,500 | $64.0K | <0.1% | – | – | History |
| TTETotalEnergies SE | SPONSORED ADS | 1,353 | $64.0K | <0.1% | – | – | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 756 | $65.0K | <0.1% | – | – | History |
| OTISOtis Worldwide Corp | Stock | 800 | $65.0K | <0.1% | – | – | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 900 | $66.0K | <0.1% | – | – | – |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 2,500 | $66.0K | <0.1% | – | – | History |
| SOSouthern Co | Stock | 1,100 | $68.0K | <0.1% | – | – | History |
| CMAComerica Inc | COM | 850 | $68.0K | <0.1% | – | – | History |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 1,565 | $69.0K | <0.1% | – | – | – |
| IFFInternational Flavors & Fragrances Inc | COM | 526 | $70.0K | <0.1% | – | – | History |
| VTNInvesco Trust for Investment Grade New York Municipals | COM | 5,235 | $70.0K | <0.1% | – | – | History |
| iShares Tr464288588 | MBS ETF | 659 | $71.0K | <0.1% | – | – | – |
| ALLAllstate Corp | Stock | 570 | $72.0K | <0.1% | – | – | History |
| TPLTexas Pacific Land Corp | Stock | 60 | $72.0K | <0.1% | – | – | History |
| Global X FDS37954Y780 | INTERNET OF THNG | 2,000 | $72.0K | <0.1% | – | – | – |
| SWAVShockwave Medical, Inc. | COM | 350 | $72.0K | <0.1% | – | – | History |
| SYFSynchrony Financial | COM | 1,500 | $73.0K | <0.1% | – | – | History |
| First Tr Exchange-Traded FD336917109 | SHS | 2,250 | $73.0K | <0.1% | – | – | – |
| BCEBce Inc | COM NEW | 1,475 | $73.0K | <0.1% | – | – | History |
| OXYOccidental Petroleum Corp | Stock | 2,530 | $74.0K | <0.1% | – | – | History |
| ASMLASML Holding NV | ADR | 100 | $74.0K | <0.1% | – | – | History |
| RFRegions Financial Corp | COM | 3,500 | $74.0K | <0.1% | – | – | History |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 1,000 | $75.0K | <0.1% | – | – | – |
| DHRDanaher Corp | Stock | 250 | $76.0K | <0.1% | – | – | History |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 1,500 | $76.0K | <0.1% | – | – | History |
| HDBHDFC Bank Ltd | SPONSORED ADS | 1,050 | $76.0K | <0.1% | – | – | History |
| Global X Lithium & Battery Tech ETF37954Y855 | ETF | 950 | $77.0K | <0.1% | – | – | – |
| MDUMdu Resources Group Inc | Stock | 2,600 | $77.0K | <0.1% | – | – | History |
| METMetlife Inc | Stock | 1,256 | $77.0K | <0.1% | – | – | History |