Eagle Bay Advisors LLC

SEC CIK: 0001862864
Latest filing: Aug 3, 2026

SEC filings (opens in a new tab)

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Positions: 1,084; +124 vs. Q2 2021
Portfolio value: $171.3M; +$47.0M (+37.8%) vs. Q2 2021
Filed: Nov 12, 2021; SEC

Holdings of Eagle Bay Advisors LLC in Q3 2021
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
VTRVentas, Inc.	REIT	7	$0	0.0%	−153−95.6%	Reduced	History
GILGildan Activewear Inc.	Stock	9	$0	0.0%	00.0%	Unchanged	History
BNYBank of New York Mellon Corp	Stock	3	$0	0.0%	−144−98.0%	Reduced	History
VFCV F Corp	Stock	14	$0	0.0%	−80−85.1%	Reduced	History
WUWestern Union CO	Stock	40	$0	0.0%	+40	New	History
Occidental Pete Corp WT Exp 080327674599162	Stock	1	$0	0.0%	00.0%	Unchanged	–
NFGNational Fuel Gas Co	Stock	2	$0	0.0%	00.0%	Unchanged	History
ZBHZimmer Biomet Holdings, Inc.	Stock	6	$0	0.0%	+3+100.0%	Added	History
iShares S&P Small-Cap 600 Value ETF464287879	ETF	3	$0	0.0%	00.0%	Unchanged	–
ARK Innovation ETF00214Q104	ETF	1	$0	0.0%	−504−99.8%	Reduced	–
CAHCardinal Health Inc	Stock	20	$0	0.0%	+20	New	History
FAFFirst American Financial Corp	Stock	9	$0	0.0%	00.0%	Unchanged	History
ARK ETF Tr00214Q807	SPACE & DEFENSE	10	$0	0.0%	−42−80.8%	Reduced	–
SEICSEI Investments Co	COM	6	$0	0.0%	−1−14.3%	Reduced	History
iShares Tr464287432	20 YR TR BD ETF	2	$0	0.0%	−13−86.7%	Reduced	–
ATOAtmos Energy Corp	COM	3	$0	0.0%	00.0%	Unchanged	History
RDNRadian Group Inc	COM	7	$0	0.0%	−1−12.5%	Reduced	History
JXNJackson Financial Inc.	COM CL A	16	$0	0.0%	+16	New	History
PVHPVH Corp.	COM	2	$0	0.0%	−1−33.3%	Reduced	History
HLIHoulihan Lokey, Inc.	CL A	1	$0	0.0%	00.0%	Unchanged	History
UFCSUnited Fire Group Inc	COM	1	$0	0.0%	00.0%	Unchanged	History
SEISolaris Energy Infrastructure, Inc.	COM CL A	37	$0	0.0%	00.0%	Unchanged	History
PKEPark Aerospace Corp	COM	35	$0	0.0%	00.0%	Unchanged	History
MHKMohawk Industries Inc	COM	2	$0	0.0%	00.0%	Unchanged	History
ESNTEssent Group Ltd.	COM	5	$0	0.0%	00.0%	Unchanged	History
ARWRArrowhead Pharmaceuticals, Inc.	COM	4	$0	0.0%	+4	New	History
BCOBrinks Co	COM	5	$0	0.0%	00.0%	Unchanged	History
MTGMgic Investment Corp	COM	12	$0	0.0%	00.0%	Unchanged	History
FTDRFrontdoor, Inc.	COM	2	$0	0.0%	00.0%	Unchanged	History
ROLRollins Inc	COM	1	$0	0.0%	00.0%	Unchanged	History
GMGeneral Motors Co	COM	3	$0	0.0%	−392−99.2%	Reduced	History
AVNTAvient Corp	COM	8	$0	0.0%	00.0%	Unchanged	History
BOKFBok Financial Corp	COM NEW	1	$0	0.0%	00.0%	Unchanged	History
DTMDT Midstream, Inc.	COMMON STOCK	8	$0	0.0%	+8	New	History
FFINFirst Financial Bankshares Inc	COM	1	$0	0.0%	00.0%	Unchanged	History
RNGRingCentral, Inc.	CL A	2	$0	0.0%	00.0%	Unchanged	History
OKTAOkta, Inc.	CL A	4	$0	0.0%	+4	New	History
SIGSignet Jewelers Ltd	SHS	3	$0	0.0%	00.0%	Unchanged	History
UDRUDR, Inc.	COM	3	$0	0.0%	00.0%	Unchanged	History
iShares Tr464287630	RUS 2000 VAL ETF	1	$0	0.0%	00.0%	Unchanged	–
RSReliance, Inc.	COM	1	$0	0.0%	00.0%	Unchanged	History
OPLNOPENLANE, Inc.	COM	10	$0	0.0%	00.0%	Unchanged	History
ATLOAmes National Corp	COM	17	$0	0.0%	00.0%	Unchanged	History
CMCOColumbus McKinnon Corp	COM	1	$0	0.0%	00.0%	Unchanged	History
EBMTEagle Bancorp Montana, Inc.	COM	14	$0	0.0%	−1−6.7%	Reduced	History
ESPEspey Mfg & Electronics Corp	COM	1	$0	0.0%	−1−50.0%	Reduced	History
FETForum Energy Technologies, Inc.	COM	1	$0	0.0%	00.0%	Unchanged	History
KEQUKewaunee Scientific Corp	COM	1	$0	0.0%	00.0%	Unchanged	History
LYTSLsi Industries Inc	COM	1	$0	0.0%	00.0%	Unchanged	History
VALUValue Line Inc	COM	1	$0	0.0%	−1−50.0%	Reduced	History
AUBNAuburn National Bancorporation, Inc	COM	14	$0	0.0%	−1−6.7%	Reduced	History
CERNCERNER Corp	COM	2	$0	0.0%	−34−94.4%	Reduced	History
CLRContinental Resources, Inc	COM	9	$0	0.0%	00.0%	Unchanged	History
EWEdwards Lifesciences Corp	COM	3	$0	0.0%	−987−99.7%	Reduced	History
CPAYCorpay, Inc.	COM	1	$0	0.0%	00.0%	Unchanged	History
HIHillenbrand, Inc.	COM	1	$0	0.0%	00.0%	Unchanged	History
FWONALiberty Media Corp	COM SER A FRMLA	6	$0	0.0%	+3+100.0%	Added	History
LTHMLivent Corp.	COM	7	$0	0.0%	+1+16.7%	Added	History
MGPMGM Growth Properties LLC	CL A COM	1	$0	0.0%	00.0%	Unchanged	History
DOORMasonite International Corp	COM	4	$0	0.0%	00.0%	Unchanged	History
SIXSix Flags Entertainment Corp	COM	8	$0	0.0%	−1−11.1%	Reduced	History
STEMStem, Inc.	CL A	20	$0	0.0%	+20	New	History
TMXTerminix Global Holdings Inc	COM	6	$0	0.0%	+6	New	History
CHRCheer Holding, Inc.	SHS	75	$0	0.0%	+75	New	History
The Original Bark Company68622E112	*W EXP 05/01/202	89	$0	0.0%	+89	New	–
VMEOVimeo, Inc.	COMMON STOCK	18	$0	0.0%	+18	New	History
Brookfield Asset Mgmt ReinsG16169107	CL A EXCH LT VTG	24	$0	0.0%	+12+100.0%	Added	–
Mabvax Therapeutics55414P702	COMMON STOCK	23	$0	0.0%	+23	New	–
SLGCWSomaLogic, Inc.	*W EXP 03/01/202	50	$0	0.0%	+50	New	History
HESHess Corp	Stock	13	$1.00K	<0.1%	−68−84.0%	Reduced	History
ONBOld National Bancorp	Stock	65	$1.00K	<0.1%	00.0%	Unchanged	History
Vanguard Morningstar Growth ETF922908736	ETF	4	$1.00K	<0.1%	00.0%	Unchanged	–
HIGHartford Insurance Group, Inc.	Stock	14	$1.00K	<0.1%	−104−88.1%	Reduced	History
KEKimball Electronics, Inc.	Stock	50	$1.00K	<0.1%	00.0%	Unchanged	History
POWLPowell Industries Inc	Stock	38	$1.00K	<0.1%	00.0%	Unchanged	History
GBXGreenbrier Companies Inc	Stock	26	$1.00K	<0.1%	+26	New	History
SRESempra	Stock	11	$1.00K	<0.1%	−100−90.1%	Reduced	History
NWPXNWPX Infrastructure, Inc.	COM	25	$1.00K	<0.1%	00.0%	Unchanged	History
MRTNMarten Transport Ltd	COM	86	$1.00K	<0.1%	00.0%	Unchanged	History
SMFGSumitomo Mitsui Financial Group, Inc.	SPONSORED ADR	90	$1.00K	<0.1%	−1,602−94.7%	Reduced	History
MIDDMIDDLEBY Corp	COM	3	$1.00K	<0.1%	00.0%	Unchanged	History
PBRPetrobras - Petroleo Brasileiro SA	SPONSORED ADR	160	$1.00K	<0.1%	+160	Added	History
COHUCohu Inc	COM	27	$1.00K	<0.1%	00.0%	Unchanged	History
PGCPeapack Gladstone Financial Corp	COM	28	$1.00K	<0.1%	00.0%	Unchanged	History
ASTEAstec Industries Inc	COM	22	$1.00K	<0.1%	00.0%	Unchanged	History
LKQLKQ Corp	COM	18	$1.00K	<0.1%	−242−93.1%	Reduced	History
FSTRFoster L B Co	COM	60	$1.00K	<0.1%	00.0%	Unchanged	History
WYNNWynn Resorts Ltd	COM	8	$1.00K	<0.1%	00.0%	Unchanged	History
CBOECboe Global Markets, Inc.	COM	9	$1.00K	<0.1%	−95−91.3%	Reduced	History
CBRECbre Group, Inc.	CL A	9	$1.00K	<0.1%	00.0%	Unchanged	History
OTTROtter Tail Corp	COM	22	$1.00K	<0.1%	00.0%	Unchanged	History
UALUnited Airlines Holdings, Inc.	COM	17	$1.00K	<0.1%	−2−10.5%	Reduced	History
VICIVici Properties Inc.	COM	21	$1.00K	<0.1%	+21	New	History
BMIBadger Meter Inc	COM	14	$1.00K	<0.1%	−1−6.7%	Reduced	History
NTGRNetgear, Inc.	COM	34	$1.00K	<0.1%	00.0%	Unchanged	History
TRMKTrustmark Corp	COM	40	$1.00K	<0.1%	00.0%	Unchanged	History
ICUIIcu Medical Inc	COM	4	$1.00K	<0.1%	00.0%	Unchanged	History
BCPCBalchem Corp	COM	8	$1.00K	<0.1%	00.0%	Unchanged	History
FLOFlowers Foods Inc	COM	36	$1.00K	<0.1%	00.0%	Unchanged	History
APOGApogee Enterprises, Inc.	COM	36	$1.00K	<0.1%	00.0%	Unchanged	History

Options (42)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Eagle Bay Advisors LLC in Q3 2021
Security	Class	Puts	Calls
Vanguard Ftse Developed Markets ETF921943858	ETF	$2.01M	$1.38M
MSFTMicrosoft Corp	Stock	$87.0K	$1.16M
GBDCGolub Capital BDC, Inc.	COM	$1.00K	$484.0K
UNHUnitedHealth Group Inc	Stock	$302.0K	$118.0K
Invesco Exchange Traded FD T46137V837	DORS WRI MOM ETF	–	$252.0K
iShares Core S&P 500 ETF464287200	ETF	–	$154.0K
UPSUnited Parcel Service Inc	Stock	$111.0K	$1.00K
SYFSynchrony Financial	COM	–	$104.0K
ULUnilever PLC	SPON ADR NEW	$102.0K	–
VZVerizon Communications Inc	Stock	$10.0K	$91.0K
Vanguard Whitehall FDS921946810	INTL DVD ETF	$23.0K	$56.0K
UUnity Software Inc.	COM	–	$67.0K
Paramount Global92556H206	CL B	$37.0K	$26.0K
UNPUnion Pacific Corp	Stock	$52.0K	$7.00K
WMTWalmart Inc.	Stock	–	$53.0K
URIUnited Rentals, Inc.	COM	$39.0K	$4.00K
VODVodafone Group Public Ltd Co	ADR	$39.0K	$1.00K
VTRSViatris Inc	Stock	$30.0K	$0
VSTOVista Outdoor Inc.	COM	$5.00K	$14.0K
USBUS Bancorp DE	COM NEW	$18.0K	–
UTLUnitil Corp	COM	–	$17.0K
OLEDUniversal Display Corp	COM	$17.0K	–
CCICrown Castle Inc.	REIT	–	$15.0K
SMFGSumitomo Mitsui Financial Group, Inc.	SPONSORED ADR	$6.00K	$7.00K
SUSuncor Energy Inc	Stock	–	$12.0K
VRTXVertex Pharmaceuticals Inc	Stock	$9.00K	–
VMCVulcan Materials CO	COM	–	$8.00K
VOYAVoya Financial, Inc.	COM	–	$8.00K
SUPNSupernus Pharmaceuticals, Inc.	COM	$2.00K	$6.00K
WBAWalgreens Boots Alliance, Inc.	COM	$5.00K	$3.00K
WABWestinghouse Air Brake Technologies Corp	Stock	$4.00K	$1.00K
Vanguard Ftse Emerging Markets ETF922042858	ETF	–	$5.00K
SUISun Communities Inc	COM	$1.00K	$4.00K
UPSTUpstart Holdings, Inc.	COM	$5.00K	–
RUNSunrun Inc.	COM	$3.00K	–
IAUiShares Gold Trust	ETF	–	$2.00K
VSTVistra Corp.	Stock	$2.00K	–
Invesco Exch Traded FD Tr II46138G706	SOLAR ETF	–	$2.00K
UMCUnited Microelectronics Corp	SPON ADR NEW	$2.00K	–
XUnited States Steel Corp	COM	$2.00K	–
VORVor Biopharma Inc.	COM	–	$2.00K
VICIVici Properties Inc.	COM	–	$1.00K

Sold out since Q2 2021 (71)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Eagle Bay Advisors LLC sold out since Q2 2021
Security	Class	Shares in Q2 2021	Value in Q2 2021	% of portfolio in Q2 2021	History
Vanguard Total Bond Market ETF921937835	ETF	29,781	$2.56M	2.1%	–
Invesco QQQ Tr04609E107	UNIT SER 1	1,178	$418.0K	0.3%	–
Kayne Anderson Nextgen Energy48661E112	OTR	34,418	$269.0K	0.2%	–
CEFSprott Physical Gold & Silver Trust	PHYSICAL GOLD AN	9,907	$196.0K	0.2%	History
Brookfield Ppty REIT Inc11282X103	CL A	7,191	$126.0K	0.1%	–
ARK ETF Tr00214Q302	GENOMIC REV ETF	1,000	$93.0K	0.1%	–
QTSQTS Realty Trust, Inc.	COM CL A	1,081	$85.0K	0.1%	History
ENBEnbridge Inc	Stock	1,968	$80.0K	0.1%	History
TECKTeck Resources Ltd	CL B	2,293	$70.0K	0.1%	History
ARK ETF Tr00214Q203	AUTNMUS TECHNLGY	750	$65.0K	0.1%	–
ARK Next Generation Technology ETF00214Q401	ETF	400	$62.0K	<0.1%	–
SSRMSSR Mining Inc.	Stock	2,757	$51.0K	<0.1%	History
Shaw Communications Inc82028K200	CL B CONV	1,500	$44.0K	<0.1%	–
ALXNAlexion Pharmaceuticals, Inc.	COM	201	$39.0K	<0.1%	History
iShares Core High Dividend ETF46429B663	ETF	380	$37.0K	<0.1%	–
PFPTProofpoint Inc	COM	197	$37.0K	<0.1%	History
iShares S&P Mid-Cap 400 Growth ETF464287606	ETF	403	$33.0K	<0.1%	–
FNVFranco Nevada Corp	Stock	136	$28.0K	<0.1%	History
Beyond Meat Inc Com08862E112	Equities	135	$22.0K	<0.1%	–
QRVOQorvo, Inc.	Stock	105	$21.0K	<0.1%	History
SWISolarWinds Corp	COM	1,181	$21.0K	<0.1%	History
FXFInvesco CurrencyShares Swiss Franc Trust	SWISS FRANC	200	$20.0K	<0.1%	History
CNPCenterpoint Energy Inc	COM	764	$19.0K	<0.1%	History
RYNRayonier Inc	COM	820	$18.0K	<0.1%	History
SUSuncor Energy Inc	Stock	603	$16.0K	<0.1%	History
Nuveen Massachusets QLT Mun FD Com67061E108	Equities	966	$15.0K	<0.1%	–
Vanguard Consumer Staples ETF92204A207	ETF	75	$14.0K	<0.1%	–
iShares Russell Mid-Cap Growth ETF464287481	ETF	118	$14.0K	<0.1%	–
Pershing Square Tontine Hldg71531R109	COM CL A	600	$14.0K	<0.1%	–
PAYCPaycom Software, Inc.	Stock	34	$13.0K	<0.1%	History
RCLRoyal Caribbean Cruises Ltd	COM	135	$12.0K	<0.1%	History
TPRTapestry, Inc.	COM	251	$12.0K	<0.1%	History
LVSLas Vegas Sands Corp	COM	202	$11.0K	<0.1%	History
RVTRoyce Small-Cap Trust, Inc.	COM	570	$11.0K	<0.1%	History
KMXCarMax Inc	COM	71	$10.0K	<0.1%	History
DHIHorton D R Inc	COM	103	$10.0K	<0.1%	History
MTLSMaterialise NV	SPONSORED ADS	400	$10.0K	<0.1%	History
State Street Utilities Select Sector SPDR ETF81369Y886	ETF	90	$6.00K	<0.1%	–
Soaring Eagle Acquisition CoG8354H126	CL A SHS	507	$6.00K	<0.1%	–
Mountain Crest Acqustn Corp62402D105	COM	500	$5.00K	<0.1%	–
GMEGameStop Corp.	Stock	15	$4.00K	<0.1%	History
DOCHealthpeak Properties, Inc.	COM	72	$4.00K	<0.1%	History
Reinvent Technology PartnersG7483N129	CL A	302	$4.00K	<0.1%	–
Vector Acquisition CorpG9442R126	COM CL A	300	$4.00K	<0.1%	–
GENGen Digital Inc.	Stock	100	$3.00K	<0.1%	History
iShares Global Clean Energy ETF464288224	ETF	109	$3.00K	<0.1%	–
VORVor Biopharma Inc.	COM	150	$3.00K	<0.1%	History
The Original Bark Company68622E108	COM	270	$3.00K	<0.1%	–
NTESNetEase, Inc.	SPONSORED ADS	15	$2.00K	<0.1%	History
Score Media & Gaming Inc80919D202	CL A SUB VTG SHS	100	$2.00K	<0.1%	–
Goldmining Inc Com NPV Isin #CA38149E1016 Sedol #BYZGY6438149E105	Equities	1,000	$2.00K	<0.1%	–
FXEInvesco CurrencyShares Euro Trust	EURO SHS	5	$1.00K	<0.1%	History
INCYIncyte Corp	COM	6	$1.00K	<0.1%	History
TFXTeleflex Inc	COM	1	$1.00K	<0.1%	History
The Original Bark Company WTS Exp 05/01/202668622E116	Rights & Warrants	89	$1.00K	<0.1%	–
AMPSAltus Power, Inc.	COM CL A	1,000	$0	0.0%	History
FVTFortress Value Acquisition Corp. III	COM CL A	900	$0	0.0%	History
North Atlantic Acquisitn CorG66139109	CL A SHS	500	$0	0.0%	–
PPGPPG Industries Inc	Stock	1	–	–	History
MKSIMKS Inc	COM	1	–	–	History
GHMGraham Corp	COM	1	–	–	History
RVTYRevvity, Inc.	COM	1	–	–	History
AZTAAzenta, Inc.	COM	1	–	–	History
LECOLincoln Electric Holdings Inc	COM	1	–	–	History
FELEFranklin Electric Co Inc	COM	1	–	–	History
CNKCinemark Holdings, Inc.	COM	1	–	–	History
ASHAshland Inc.	COM	1	–	–	History
ACNTAscent Industries Co.	COM	1	–	–	History
HYHyster-Yale, Inc.	CL A	1	–	–	History
WNCWabash National Corp	COM	1	–	–	History
GIFIGulf Island Fabrication Inc	COM	1	–	–	History