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Livermore
Livermore
ZHEN

SageGuard Financial Group, LLC

SEC CIK
0001861378
Latest filing
Jul 27, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
15
−123 vs. Q2 2021
Portfolio value
$6.37M
−$213.9M (−97.1%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of SageGuard Financial Group, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF22,915$1.16M18.1%−10,115−30.6%Reduced–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF24,529$888.0K13.9%−9,733−28.4%Reduced–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF18,314$547.0K8.6%−7,427−28.9%Reduced–
SPDR Index Shs FDS78463X509ST PORT MARK ETF8,959$381.0K6.0%−3,752−29.5%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF2,432$363.0K5.7%−27,225−91.8%Reduced–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF4,423$354.0K5.6%−2,131−32.5%Reduced–
CATCaterpillar IncStock1,733$333.0K5.2%−14,538−89.3%ReducedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF3,509$331.0K5.2%−14,678−80.7%Reduced–
MSFTMicrosoft CorpStock1,172$330.0K5.2%−29,553−96.2%ReducedHistory
AMZNAmazon Com IncStock94$309.0K4.8%−4,229−97.8%ReducedHistory
Schwab Strategic Tr808524862SHT TM US TRES6,030$309.0K4.8%−2,326−27.8%Reduced–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF4,773$306.0K4.8%−3,128−39.6%Reduced–
Schwab US Tips ETF808524870ETF4,746$297.0K4.7%−2,390−33.5%Reduced–
SPDR Series Trust78464A664ST LON TREAS ETF6,519$269.0K4.2%−10,183−61.0%Reduced–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF4,364$201.0K3.2%−1,839−29.6%Reduced–

Sold out since Q2 2021 (123)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 123 by value last quarter.

Positions of SageGuard Financial Group, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN140,822$10.6M4.8%–
Vanguard Information Technology ETF92204A702ETF25,925$10.3M4.7%–
AAPLApple Inc.Stock71,805$9.83M4.5%History
DUKDuke Energy CORPStock97,765$9.65M4.4%History
TAT&T Inc.Stock251,107$7.23M3.3%History
Invesco QQQ Trust Series I46090E103ETF20,240$7.17M3.3%–
MRKMerck & Co., Inc.Stock83,136$6.47M2.9%History
BRK.BBerkshire Hathaway IncStock21,789$6.06M2.7%History
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD70,442$5.83M2.6%–
WMTWalmart Inc.Stock34,331$4.84M2.2%History
XOMExxonMobil Holdings CorpCOM76,256$4.81M2.2%History
Vanguard Morningstar Total Stock Market ETF922908769ETF19,131$4.26M1.9%–
MCDMcDonalds CorpStock13,752$3.18M1.4%History
State Street Financial Select Sector SPDR ETF81369Y605ETF85,785$3.15M1.4%–
UNHUnitedHealth Group IncStock7,233$2.90M1.3%History
CSCOCisco Systems, Inc.Stock54,171$2.87M1.3%History
PFEPfizer IncStock70,631$2.77M1.3%History
CVXChevron CorpStock26,078$2.73M1.2%History
JNJJohnson & JohnsonStock16,478$2.71M1.2%History
HDHome Depot, Inc.Stock8,305$2.65M1.2%History
BABoeing CoStock9,064$2.17M1.0%History
First Tr Exchange-Traded FD33734H106SHS52,874$2.10M1.0%–
State Street Health Care Select Sector SPDR ETF81369Y209ETF16,397$2.06M0.9%–
OKEONEOK IncCOM33,267$1.85M0.8%History
Schwab US Dividend Equity ETF808524797ETF24,043$1.82M0.8%–
LMTLockheed Martin CorpStock4,792$1.81M0.8%History
State Street Utilities Select Sector SPDR ETF81369Y886ETF28,189$1.78M0.8%–
BKNGBooking Holdings Inc.Stock780$1.71M0.8%History
TXNTexas Instruments IncStock8,858$1.70M0.8%History
Vanguard S&P 500 ETF922908363ETF4,081$1.61M0.7%–
KOCoca Cola CoStock29,217$1.58M0.7%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY18,204$1.57M0.7%–
NOCNorthrop Grumman CorpStock4,156$1.51M0.7%History
IAUiShares Gold TrustETF43,757$1.48M0.7%History
CLColgate Palmolive CoStock18,091$1.47M0.7%History
TSNTyson Foods, Inc.Stock19,698$1.45M0.7%History
iShares Select Dividend ETF464287168ETF12,171$1.42M0.6%–
WESWestern Midstream Partners, LPCOM UNIT LP INT63,326$1.36M0.6%History
GLDSPDR Gold TrustETF7,981$1.32M0.6%History
BLKBlackRock, Inc.COM1,434$1.25M0.6%History
CRCrane CoCOM13,106$1.21M0.5%History
Vanguard Communication Services ETF92204A884ETF8,260$1.19M0.5%–
HONHoneywell International IncCOM5,331$1.17M0.5%History
XYZBlock, Inc.CL A4,716$1.15M0.5%History
NVDANVIDIA CorpStock1,389$1.11M0.5%History
MKCMcCormick & Co IncStock11,842$1.05M0.5%History
DDominion Energy, IncStock13,949$1.03M0.5%History
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF13,891$972.0K0.4%–
TSLATesla, Inc.Stock1,299$883.0K0.4%History
DGDollar General CorpCOM4,008$867.0K0.4%History
BXBlackstone Inc.COM8,344$811.0K0.4%History
Enable Midstream Partners, LP292480100COM UNIT RP IN83,978$765.0K0.3%–
PRUPrudential Financial IncStock7,318$750.0K0.3%History
KREFKKR Real Estate Finance Trust Inc.COM31,465$681.0K0.3%History
PIMCO ETF Tr72201R718ENHNCD LW DUR AC6,363$647.0K0.3%–
iShares Core U.S. Aggregate Bond ETF464287226ETF5,383$621.0K0.3%–
CRMSalesforce, Inc.Stock2,503$611.0K0.3%History
VVisa Inc.Stock2,566$600.0K0.3%History
GMGeneral Motors CoCOM9,283$549.0K0.2%History
ARCCAres Capital CorpCEF27,679$542.0K0.2%History
PGProcter & Gamble CoStock3,956$534.0K0.2%History
CCLCarnival Corp Ltd.UNIT 99/99/999920,129$531.0K0.2%History
iShares Tr4642874407-10 YR TRSY BD4,492$519.0K0.2%–
PAGPPlains GP Holdings LPLTD PARTNR INT A41,984$501.0K0.2%History
DISWalt Disney CoStock2,831$498.0K0.2%History
LUVSouthwest Airlines CoCOM9,246$491.0K0.2%History
NKENIKE, Inc.Stock3,084$477.0K0.2%History
iShares Russell 1000 Growth ETF464287614ETF1,743$473.0K0.2%–
UALUnited Airlines Holdings, Inc.COM8,979$470.0K0.2%History
MPCMarathon Petroleum CorpStock7,681$464.0K0.2%History
ATOAtmos Energy CorpCOM4,800$461.0K0.2%History
ETEnergy Transfer LPCOM UT LTD PTN42,032$447.0K0.2%History
FFord Motor CoStock29,436$437.0K0.2%History
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF2,437$435.0K0.2%–
ENPHEnphase Energy, Inc.Stock2,314$425.0K0.2%History
Cambria ETF Tr132061201SHSHLD YIELD ETF6,560$420.0K0.2%–
VZVerizon Communications IncStock7,474$419.0K0.2%History
BRK.ABerkshire Hathaway IncCL A1$419.0K0.2%History
Vanguard Total Bond Market ETF921937835ETF4,819$414.0K0.2%–
iShares U.S. Treasury Bond ETF46429B267ETF15,451$411.0K0.2%–
iShares Tr464288166AGENCY BOND ETF3,452$409.0K0.2%–
GOOGAlphabet Inc.Stock154$386.0K0.2%History
BACBank of America CorpStock8,397$346.0K0.2%History
FDXFedEx CorpStock1,138$339.0K0.2%History
Vanguard Morningstar Value ETF922908744ETF2,456$338.0K0.2%–
HCAHCA Healthcare, Inc.COM1,622$335.0K0.2%History
LLYEli Lilly & CoStock1,455$334.0K0.2%History
AWFAlliancebernstein Global High Income Fund IncCOM24,504$307.0K0.1%History
AMDAdvanced Micro Devices IncStock3,076$289.0K0.1%History
MTDMettler Toledo International IncCOM208$288.0K0.1%History
MAMastercard IncStock764$279.0K0.1%History
DNPDNP Select Income Fund IncCOM26,435$276.0K0.1%History
ABBVAbbVie Inc.Stock2,347$264.0K0.1%History
SYYSysco CorpStock3,351$261.0K0.1%History
BMYBristol Myers Squibb CoStock3,876$259.0K0.1%History
ABAlliancebernstein Holding L.P.UNIT LTD PARTN5,376$250.0K0.1%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR2,040$245.0K0.1%History
CMICummins IncStock1,000$244.0K0.1%History
Vanguard Short-Term Bond ETF921937827ETF2,867$236.0K0.1%–
MGAMagna International IncCOM2,534$235.0K0.1%History