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Livermore
Livermore
ZHEN

Emfo, LLC

SEC CIK
0001859434
Latest filing
Jul 26, 2024

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 2, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
299
−25 vs. Q3 2022
Portfolio value
$99.7M
−$5.14M (−4.9%) vs. Q3 2022
Filed
Feb 2, 2023
SEC
Holdings of Emfo, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ARCCAres Capital CorpCEF463,506$8.56M8.6%−13,002−2.7%ReducedHistory
AAPLApple Inc.Stock40,803$5.30M5.3%+656+1.6%AddedHistory
REFIChicago Atlantic Real Estate Finance, Inc.COM285,659$4.30M4.3%00.0%UnchangedHistory
BHPBHP Group LtdADR65,744$4.08M4.1%00.0%UnchangedHistory
SPYSPDR S&P 500 ETF TrustETF8,928$3.41M3.4%−136−1.5%ReducedHistory
JPMJPMorgan Chase & CoStock22,628$3.03M3.0%00.0%UnchangedHistory
MRKMerck & Co., Inc.Stock21,688$2.41M2.4%00.0%UnchangedHistory
CVXChevron CorpStock13,175$2.36M2.4%00.0%UnchangedHistory
JNJJohnson & JohnsonStock13,065$2.31M2.3%−607−4.4%ReducedHistory
DOWDow Inc.Stock43,306$2.18M2.2%+5,000+13.1%AddedHistory
CATCaterpillar IncStock8,893$2.13M2.1%−510−5.4%ReducedHistory
IBMInternational Business Machines CorpStock14,676$2.07M2.1%00.0%UnchangedHistory
CSCOCisco Systems, Inc.Stock41,293$1.97M2.0%00.0%UnchangedHistory
KOCoca Cola CoStock30,618$1.95M2.0%−440−1.4%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF13,692$1.92M1.9%−3,010−18.0%Reduced–
PGProcter & Gamble CoStock11,984$1.82M1.8%−100−0.8%ReducedHistory
VVisa Inc.Stock8,346$1.73M1.7%00.0%UnchangedHistory
AMZNAmazon Com IncStock20,620$1.73M1.7%−350−1.7%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock3,049$1.68M1.7%00.0%UnchangedHistory
GLDSPDR Gold TrustETF7,815$1.33M1.3%−540−6.5%ReducedHistory
MAMastercard IncStock3,809$1.32M1.3%00.0%UnchangedHistory
MSFTMicrosoft CorpStock5,358$1.28M1.3%+3+0.1%AddedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF8,000$1.09M1.1%−500−5.9%Reduced–
IAUiShares Gold TrustETF28,242$976.9K1.0%−2,778−9.0%ReducedHistory
NEENextera Energy IncStock11,321$946.4K0.9%00.0%UnchangedHistory
DVNDevon Energy CorpStock15,000$922.6K0.9%+15,000NewHistory
ProShares Tr74348A467S&P 500 DV ARIST10,150$913.4K0.9%−2,373−18.9%Reduced–
IEPIcahn Enterprises L.P.DEPOSITARY UNIT18,032$913.3K0.9%−2,477−12.1%ReducedHistory
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD40,351$903.5K0.9%−16,020−28.4%Reduced–
PLUGPlug Power IncStock72,800$900.5K0.9%−1,750−2.3%ReducedHistory
CGCarlyle Group Inc.COM28,725$857.2K0.9%+500+1.8%AddedHistory
GOOGAlphabet Inc.Stock9,281$823.5K0.8%−3,700−28.5%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF5,256$798.1K0.8%−618−10.5%Reduced–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM14,500$790.1K0.8%−3,000−17.1%Reduced–
GSGoldman Sachs Group IncStock2,235$767.5K0.8%−850−27.6%ReducedHistory
SWKSSkyworks Solutions, Inc.Stock8,350$760.9K0.8%00.0%UnchangedHistory
iShares Select Dividend ETF464287168ETF6,144$740.9K0.7%+129+2.1%Added–
Invesco S&P 500 Quality ETF46137V241ETF16,669$733.4K0.7%+30.0%Added–
BABoeing CoStock3,700$704.8K0.7%−300−7.5%ReducedHistory
ABBVAbbVie Inc.Stock4,330$699.8K0.7%00.0%UnchangedHistory
WBAWalgreens Boots Alliance, Inc.COM18,461$689.7K0.7%−22,487−54.9%ReducedHistory
iShares Tr464287556ISHARES BIOTECH5,136$674.3K0.7%−430−7.7%Reduced–
METAMeta Platforms, Inc.Stock4,959$596.8K0.6%−110−2.2%ReducedHistory
ROSTRoss Stores, Inc.COM5,085$590.2K0.6%00.0%UnchangedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF2,858$546.4K0.5%00.0%Unchanged–
iShares MSCI USA Min Vol Factor ETF46429B697ETF7,362$530.8K0.5%−1,495−16.9%Reduced–
PIIIP3 Health Partners Inc.COM279,075$513.5K0.5%−57,774−17.2%ReducedHistory
CVSCVS Health CorpStock5,310$494.8K0.5%−2,700−33.7%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF1,822$485.2K0.5%−8−0.4%Reduced–
LLYEli Lilly & CoStock1,250$457.3K0.5%00.0%UnchangedHistory
HONHoneywell International IncCOM2,000$428.6K0.4%00.0%UnchangedHistory
VEEVVeeva Systems IncStock2,566$414.1K0.4%00.0%UnchangedHistory
ACGLArch Capital Group Ltd.Stock6,570$412.5K0.4%00.0%UnchangedHistory
Schwab Fundamental U.S. Small Company ETF808524763ETF8,683$405.7K0.4%−708−7.5%Reduced–
TJXTJX Companies IncStock4,924$391.9K0.4%00.0%UnchangedHistory
AMTAmerican Tower CorpREIT1,810$383.5K0.4%00.0%UnchangedHistory
ETF Managers Tr26924G201PRIME CYBR SCRTY8,536$376.0K0.4%−375−4.2%Reduced–
GOOGLAlphabet Inc.Stock4,260$375.9K0.4%00.0%UnchangedHistory
CNQCanadian Natural Resources LtdCOM6,650$369.3K0.4%00.0%UnchangedHistory
PFEPfizer IncStock7,081$362.8K0.4%−8,200−53.7%ReducedHistory
CUBECubeSmartREIT8,930$359.4K0.4%00.0%UnchangedHistory
ProShares Tr74347B680S&P MDCP 400 DIV4,850$347.0K0.3%00.0%Unchanged–
Vanguard High Dividend Yield Index ETF921946406ETF3,071$332.3K0.3%00.0%Unchanged–
HDHome Depot, Inc.Stock1,018$321.5K0.3%−179−15.0%ReducedHistory
CRGYCrescent Energy CoCL A COM25,750$308.7K0.3%00.0%UnchangedHistory
Pacer US Cash Cows 100 ETF69374H881ETF6,133$283.7K0.3%−510−7.7%Reduced–
MCDMcDonalds CorpStock1,055$278.0K0.3%−460−30.4%ReducedHistory
DPZDominos Pizza IncCOM785$271.9K0.3%00.0%UnchangedHistory
TFCTruist Financial CorpCOM6,315$271.7K0.3%00.0%UnchangedHistory
Vanguard S&P 500 ETF922908363ETF750$263.5K0.3%00.0%Unchanged–
MDTMedtronic plcStock3,296$256.2K0.3%−7,500−69.5%ReducedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF2,988$249.8K0.3%00.0%Unchanged–
PGRProgressive CorpStock1,890$245.2K0.2%00.0%UnchangedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF2,750$240.5K0.2%00.0%Unchanged–
CODICompass Diversified HoldingsSH BEN INT13,000$237.0K0.2%+3,000+30.0%AddedHistory
CCICrown Castle Inc.REIT1,690$229.2K0.2%00.0%UnchangedHistory
NNNNNN REIT, Inc.REIT5,000$228.8K0.2%−4,500−47.4%ReducedHistory
ZTSZoetis Inc.Stock1,500$219.8K0.2%+500+50.0%AddedHistory
STRAStrategic Education, Inc.COM2,745$215.0K0.2%00.0%UnchangedHistory
ProShares Tr74347B698RUSS 2000 DIVD3,400$208.7K0.2%00.0%Unchanged–
WMTWalmart Inc.Stock1,466$207.9K0.2%00.0%UnchangedHistory
BXBlackstone Inc.COM2,779$206.2K0.2%+2,711+3,986.8%AddedHistory
NVRNVR IncCOM44$203.0K0.2%00.0%UnchangedHistory
State Street SPDR S&P Biotech ETF78464A870ETF2,300$190.9K0.2%−1,200−34.3%Reduced–
iShares Tr464288851US OIL GS EX ETF2,000$185.7K0.2%−3,000−60.0%Reduced–
SRNESorrento Therapeutics, Inc.COM NEW209,398$185.5K0.2%−21,319−9.2%ReducedHistory
Vanguard Industrials ETF92204A603ETF1,015$185.4K0.2%00.0%Unchanged–
PLTRPalantir Technologies Inc.Stock27,225$174.8K0.2%−4,200−13.4%ReducedHistory
AVGOBroadcom Inc.Stock310$173.3K0.2%00.0%UnchangedHistory
STEMStem, Inc.CL A19,140$171.1K0.2%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT1,122$170.1K0.2%00.0%Unchanged–
LMTLockheed Martin CorpStock341$165.9K0.2%00.0%UnchangedHistory
iShares U.S. Medical Devices ETF464288810ETF3,100$163.0K0.2%−100−3.1%Reduced–
EPDEnterprise Products Partners L.P.Stock6,697$161.5K0.2%00.0%UnchangedHistory
NVDANVIDIA CorpStock1,100$160.8K0.2%00.0%UnchangedHistory
PEPPepsiCo IncStock870$157.2K0.2%00.0%UnchangedHistory
LRNStride, Inc.COM5,000$156.4K0.2%00.0%UnchangedHistory
CRMSalesforce, Inc.Stock1,163$154.2K0.2%00.0%UnchangedHistory
TLRYTilray Brands, Inc.COM CL 257,030$153.4K0.2%00.0%UnchangedHistory
EXPDExpeditors International of Washington IncCOM1,440$149.6K0.2%00.0%UnchangedHistory

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Emfo, LLC in Q4 2022
SecurityClassPutsCalls
STEMStem, Inc.CL A–$89.4K
ALTAltimmune, Inc.COM NEW–$43.6K

Sold out since Q3 2022 (30)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Emfo, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Lattice Strategies Tr518416102HARTFORD MLT ETF22,300$485.0K0.5%–
XPOXPO, Inc.COM7,500$334.0K0.3%History
Flagstar Bank, National Association649445103COM38,000$324.0K0.3%–
HIGHartford Insurance Group, Inc.Stock3,150$195.0K0.2%History
ADIAnalog Devices IncStock1,300$181.0K0.2%History
RGAReinsurance Group of America IncCOM NEW947$119.0K0.1%History
HUMHumana IncStock240$116.0K0.1%History
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL1,465$102.0K0.1%–
FASTFastenal CoStock2,047$94.0K0.1%History
TSNTyson Foods, Inc.Stock1,409$93.0K0.1%History
Bank of Amer Corp0605056827.25%CNV PFD L65$76.0K0.1%–
OMCOmnicom Group Inc.COM750$47.0K<0.1%History
Vanguard Health Care ETF92204A504ETF200$45.0K<0.1%–
AMRSAmyris, Inc.COM NEW13,400$39.0K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE2,151$37.0K<0.1%–
QSQuantumScape CorpCOM CL A3,800$32.0K<0.1%History
SBCFSeacoast Banking Corp of FloridaCOM NEW851$26.0K<0.1%History
HRTXHeron Therapeutics, Inc.COM6,000$25.0K<0.1%History
CLVSClovis Oncology, Inc.COM16,000$19.0K<0.1%History
GMGeneral Motors CoCOM500$16.0K<0.1%History
MBIOMustang Bio, Inc.COM32,000$15.0K<0.1%History
ATNMActinium Pharmaceuticals, Inc.COM1,666$12.0K<0.1%History
BAMBrookfield Asset Management Ltd.CL A LTD VT SH300$12.0K<0.1%History
STLAStellantis N.V.SHS753$9.00K<0.1%History
AvePoint, Inc.053604112EQUITY WRT10,000$6.00K<0.1%–
PTPIPetros Pharmaceuticals, Inc.COM10,000$5.00K<0.1%History
CGCCanopy Growth CorpCOM1,110$3.00K<0.1%History
TRAWTraws Pharma, Inc.COM NEW3,333$3.00K<0.1%History
AMBPArdagh Metal Packaging S.A.SHS200$1.00K<0.1%History
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG2$00.0%–