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Livermore
Livermore
ZHEN

Emfo, LLC

SEC CIK
0001859434
Latest filing
Jul 26, 2024

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 27, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
340
−11 vs. Q3 2021
Portfolio value
$113.3M
+$22.0K (0.0%) vs. Q3 2021
Filed
Jan 27, 2022
SEC
Holdings of Emfo, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ARCCAres Capital CorpCEF454,043$9.62M8.5%+1,195+0.3%AddedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM229,549$3.58M3.2%00.0%UnchangedHistory
AAPLApple Inc.Stock19,086$3.39M3.0%00.0%UnchangedHistory
SPYSPDR S&P 500 ETF TrustETF6,425$3.05M2.7%00.0%UnchangedHistory
BHPBHP Group LtdADR47,985$2.90M2.6%+47,985NewHistory
KOCoca Cola CoStock46,755$2.77M2.4%+2,500+5.6%AddedHistory
MCDMcDonalds CorpStock10,135$2.72M2.4%00.0%UnchangedHistory
JPMJPMorgan Chase & CoStock17,120$2.71M2.4%00.0%UnchangedHistory
CSCOCisco Systems, Inc.Stock41,593$2.64M2.3%00.0%UnchangedHistory
CVXChevron CorpStock20,360$2.39M2.1%00.0%UnchangedHistory
Vanguard Morningstar Value ETF922908744ETF16,232$2.39M2.1%00.0%Unchanged–
JNJJohnson & JohnsonStock13,672$2.34M2.1%−34−0.2%ReducedHistory
PIIIP3 Health Partners Inc.COM311,649$2.19M1.9%+311,649NewHistory
MRKMerck & Co., Inc.Stock28,542$2.19M1.9%−355−1.2%ReducedHistory
DOWDow Inc.Stock38,186$2.17M1.9%+2,000+5.5%AddedHistory
WBAWalgreens Boots Alliance, Inc.COM40,948$2.14M1.9%00.0%UnchangedHistory
PLUGPlug Power IncStock74,550$2.10M1.9%−10,850−12.7%ReducedHistory
VZVerizon Communications IncStock38,706$2.01M1.8%−9,097−19.0%ReducedHistory
IBMInternational Business Machines CorpStock14,676$1.96M1.7%00.0%UnchangedHistory
TRVTravelers Companies, Inc.Stock11,990$1.88M1.7%00.0%UnchangedHistory
INTCIntel CorpStock32,877$1.69M1.5%−4,624−12.3%ReducedHistory
CGCarlyle Group Inc.COM28,625$1.57M1.4%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD59,508$1.54M1.4%−382−0.6%Reduced–
SWKSSkyworks Solutions, Inc.Stock8,350$1.29M1.1%00.0%UnchangedHistory
Vanguard Dividend Appreciation ETF921908844ETF7,160$1.23M1.1%00.0%Unchanged–
MSFTMicrosoft CorpStock3,647$1.23M1.1%+2+0.1%AddedHistory
ProShares Tr74348A467S&P 500 DV ARIST11,685$1.15M1.0%−111−0.9%Reduced–
IAUiShares Gold TrustETF31,305$1.09M1.0%00.0%UnchangedHistory
GLDSPDR Gold TrustETF6,069$1.04M0.9%−3,250−34.9%ReducedHistory
SRNESorrento Therapeutics, Inc.COM NEW221,217$1.03M0.9%−11,791−5.1%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF4,245$1.02M0.9%00.0%Unchanged–
AXPAmerican Express CoStock6,000$982.0K0.9%+6,000NewHistory
Invesco S&P 500 Quality ETF46137V241ETF18,158$966.0K0.9%+20.0%Added–
PFEPfizer IncStock15,281$902.0K0.8%−1,200−7.3%ReducedHistory
CVSCVS Health CorpStock8,161$842.0K0.7%00.0%UnchangedHistory
CUBECubeSmartREIT13,930$793.0K0.7%+13,930NewHistory
iShares Tr464287556ISHARES BIOTECH5,066$773.0K0.7%00.0%Unchanged–
Lattice Strategies Tr518416102HARTFORD MLT ETF24,982$752.0K0.7%−2,278−8.4%Reduced–
iShares Select Dividend ETF464287168ETF5,999$735.0K0.6%−150−2.4%Reduced–
iShares MSCI USA Min Vol Factor ETF46429B697ETF8,857$717.0K0.6%−963−9.8%Reduced–
Schwab Fundamental U.S. Small Company ETF808524763ETF12,806$712.0K0.6%00.0%Unchanged–
MMM3M CoStock3,896$692.0K0.6%−6,828−63.7%ReducedHistory
ABBVAbbVie Inc.Stock4,930$668.0K0.6%00.0%UnchangedHistory
PLTRPalantir Technologies Inc.Stock34,580$630.0K0.6%+1,330+4.0%AddedHistory
CKPTCheckpoint Therapeutics, Inc.COM196,250$610.0K0.5%−47,200−19.4%ReducedHistory
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF7,793$598.0K0.5%00.0%Unchanged–
GSGoldman Sachs Group IncStock1,535$587.0K0.5%+850+124.1%AddedHistory
IEPIcahn Enterprises L.P.DEPOSITARY UNIT11,709$581.0K0.5%−2,154−15.5%ReducedHistory
ETF Managers Tr26924G201PRIME CYBR SCRTY8,719$536.0K0.5%−150−1.7%Reduced–
COINCoinbase Global, Inc.COM CL A1,957$494.0K0.4%−350−15.2%ReducedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF4,048$466.0K0.4%00.0%Unchanged–
CRMSalesforce, Inc.Stock1,817$462.0K0.4%+700+62.7%AddedHistory
Vanguard S&P 500 ETF922908363ETF1,000$437.0K0.4%00.0%Unchanged–
HONHoneywell International IncCOM2,053$428.0K0.4%00.0%UnchangedHistory
NXPINXP Semiconductors N.V.COM1,822$415.0K0.4%+250+15.9%AddedHistory
METAMeta Platforms, Inc.Stock1,224$412.0K0.4%00.0%UnchangedHistory
TLRYTilray Brands, Inc.COM CL 258,430$411.0K0.4%−838−1.4%ReducedHistory
BABoeing CoStock1,980$399.0K0.4%+800+67.8%AddedHistory
NEENextera Energy IncStock4,120$385.0K0.3%00.0%UnchangedHistory
CODICompass Diversified HoldingsSH BEN INT12,500$382.0K0.3%00.0%UnchangedHistory
KKRKKR & Co. Inc.COM5,000$373.0K0.3%00.0%UnchangedHistory
ASANAsana, Inc.CL A5,000$373.0K0.3%00.0%UnchangedHistory
TFCTruist Financial CorpCOM6,315$370.0K0.3%00.0%UnchangedHistory
UNMUnum GroupStock15,000$369.0K0.3%+15,000NewHistory
STEMStem, Inc.CL A19,140$363.0K0.3%+19,140NewHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST32,700$362.0K0.3%00.0%Unchanged–
ProShares Tr74347B680S&P MDCP 400 DIV4,850$358.0K0.3%00.0%Unchanged–
iShares Russell 1000 Growth ETF464287614ETF1,166$356.0K0.3%00.0%Unchanged–
GNRCGenerac Holdings Inc.Stock1,000$352.0K0.3%00.0%UnchangedHistory
REKRRekor Systems, Inc.COM53,500$350.0K0.3%+1,500+2.9%AddedHistory
Vanguard High Dividend Yield Index ETF921946406ETF3,071$344.0K0.3%00.0%Unchanged–
AIGAmerican International Group, Inc.Stock6,000$341.0K0.3%00.0%UnchangedHistory
GMGeneral Motors CoCOM5,700$334.0K0.3%−3,000−34.5%ReducedHistory
NVDANVIDIA CorpStock1,100$324.0K0.3%00.0%UnchangedHistory
MSMorgan StanleyStock3,250$319.0K0.3%00.0%UnchangedHistory
GXOGXO Logistics, Inc.Stock3,500$318.0K0.3%00.0%UnchangedHistory
TTCFTattooed Chef, Inc.COM CL A20,000$311.0K0.3%00.0%UnchangedHistory
Schwab US Tips ETF808524870ETF4,894$308.0K0.3%+4,704+2,475.8%Added–
Vanguard Ftse Developed Markets ETF921943858ETF6,000$306.0K0.3%+1,500+33.3%Added–
BGHBarings Global Short Duration High Yield FundCOM17,650$306.0K0.3%00.0%UnchangedHistory
APOApollo Global Management, Inc.COM CL A4,205$305.0K0.3%00.0%UnchangedHistory
ACGLArch Capital Group Ltd.Stock6,570$292.0K0.3%+1,400+27.1%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM4,500$284.0K0.3%00.0%Unchanged–
PIIIWP3 Health Partners Inc.*W EXP 99/99/999270,545$284.0K0.3%+270,545NewHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF5,000$278.0K0.2%+5,000New–
HDHome Depot, Inc.Stock667$277.0K0.2%00.0%UnchangedHistory
TGTXTG Therapeutics, Inc.COM14,500$276.0K0.2%00.0%UnchangedHistory
ZTSZoetis Inc.Stock1,100$268.0K0.2%00.0%UnchangedHistory
AMZNAmazon Com IncStock78$260.0K0.2%+10+14.7%AddedHistory
STXSeagate Technology Holdings plcORD SHS2,298$260.0K0.2%00.0%UnchangedHistory
Vanguard Industrials ETF92204A603ETF1,273$258.0K0.2%00.0%Unchanged–
Flagstar Bank, National Association649445103COM20,000$244.0K0.2%00.0%Unchanged–
TGTTarget CorpStock1,000$231.0K0.2%00.0%UnchangedHistory
CCitigroup IncStock3,800$229.0K0.2%+3,800NewHistory
ProShares Tr74347B698RUSS 2000 DIVD3,400$227.0K0.2%00.0%Unchanged–
TSLATesla, Inc.Stock213$225.0K0.2%00.0%UnchangedHistory
TAT&T Inc.Stock8,867$218.0K0.2%−500−5.3%ReducedHistory
WMTWalmart Inc.Stock1,466$212.0K0.2%00.0%UnchangedHistory
iShares U.S. Medical Devices ETF464288810ETF3,200$211.0K0.2%−100−3.0%Reduced–
AVGOBroadcom Inc.Stock310$206.0K0.2%00.0%UnchangedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Emfo, LLC in Q4 2021
SecurityClassPutsCalls
ALTAltimmune, Inc.COM NEW–$46.0K

Sold out since Q3 2021 (30)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Emfo, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
P3 Health Partners Inc.34552Y106CL A364,665$3.60M3.2%–
Paramount Global92556H206CL B12,500$494.0K0.4%–
QRVOQorvo, Inc.Stock2,000$334.0K0.3%History
SOFISoFi Technologies, Inc.Stock15,000$238.0K0.2%History
MTCHMatch Group, Inc.COM1,500$235.0K0.2%History
MLMMartin Marietta Materials IncCOM500$171.0K0.2%History
MCFContango Oil & Gas CoCOM NEW26,675$122.0K0.1%History
Foresight Acquisition Corp34552Y114*W EXP 01/29/202121,546$107.0K0.1%–
LIDRAEye, Inc.CLASS A COM15,000$82.0K0.1%History
PSFEPaysafe LtdORD10,000$78.0K0.1%History
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS3,499$74.0K0.1%History
ALTAltimmune, Inc.COM NEW5,000$57.0K0.1%History
PSAPublic StorageCOM178$53.0K<0.1%History
ALLYAlly Financial Inc.Stock1,000$51.0K<0.1%History
Talkspace, Inc.87427V111*W EXP 06/21/20250,000$39.0K<0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A685$31.0K<0.1%–
UVXYProShares Trust IIULTRA VIX SHORT1,000$25.0K<0.1%History
NVAXNovavax IncCOM NEW110$23.0K<0.1%History
ULUnilever PLCSPON ADR NEW400$22.0K<0.1%History
EDITEditas Medicine, Inc.COM460$19.0K<0.1%History
KVHIKVH Industries IncCOM2,000$19.0K<0.1%History
KSUKansas City SouthernCOM NEW62$17.0K<0.1%History
PNWPinnacle West Capital CorpCOM200$14.0K<0.1%History
BPBP PLCADR350$10.0K<0.1%History
ACBAurora Cannabis IncCOM1,346$9.00K<0.1%History
GILDGilead Sciences, Inc.Stock92$6.00K<0.1%History
AVPTAvePoint, Inc.COM CL A698$6.00K<0.1%History
COUPCoupa Software IncCOM20$4.00K<0.1%History
Occidental Pete Corp WT Exp 080327674599162Stock246$3.00K<0.1%–
OPKOpko Health, Inc.COM740$3.00K<0.1%History