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Livermore
Livermore
ZHEN

Lebenthal Global Advisors, LLC

SEC CIK
0001845766
Latest filing
Jul 30, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 1, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
127
−30 vs. Q2 2021
Portfolio value
$159.1M
−$27.0M (−14.5%) vs. Q2 2021
Filed
Nov 1, 2021
SEC
Holdings of Lebenthal Global Advisors, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
BBNBlackRock Taxable Municipal Bond TrustSHS722,627$18.6M11.7%+549+0.1%AddedHistory
SPYSPDR S&P 500 ETF TrustETF41,534$17.8M11.2%−638−1.5%ReducedHistory
Schwab Fundamental International Equity ETF808524755ETF416,464$13.7M8.6%+2,712+0.7%Added–
WisdomTree Tr97717X578EM EX ST-OWNED223,475$8.34M5.2%+1,212+0.5%Added–
ARK Innovation ETF00214Q104ETF52,647$5.82M3.7%−28,638−35.2%Reduced–
AAPLApple Inc.Stock37,386$5.29M3.3%−1,145−3.0%ReducedHistory
iShares Russell 1000 Growth ETF464287614ETF15,787$4.33M2.7%−8,384−34.7%Reduced–
Vanguard Whitehall FDS921946794INTL HIGH ETF64,118$4.24M2.7%+64,118New–
State Street Materials Select Sector SPDR ETF81369Y100ETF50,842$4.02M2.5%+46,642+1,110.5%Added–
iShares Tr464288513IBOXX HI YD ETF45,399$3.97M2.5%+241+0.5%Added–
iShares Core S&P Small Cap ETF464287804ETF32,717$3.57M2.2%+6,336+24.0%Added–
Schwab US Dividend Equity ETF808524797ETF47,305$3.51M2.2%−19,115−28.8%Reduced–
Vanguard Health Care ETF92204A504ETF14,192$3.51M2.2%−13,121−48.0%Reduced–
iShares MSCI USA Quality Factor ETF46432F339ETF25,855$3.40M2.1%−1,656−6.0%Reduced–
Vanguard Morningstar Value ETF922908744ETF24,176$3.27M2.1%−202−0.8%Reduced–
HDHome Depot, Inc.Stock5,608$1.84M1.2%+66+1.2%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF34,086$1.70M1.1%+743+2.2%Added–
VZVerizon Communications IncStock27,851$1.50M0.9%+240+0.9%AddedHistory
ABBVAbbVie Inc.Stock10,799$1.16M0.7%+1,315+13.9%AddedHistory
AVGOBroadcom Inc.Stock2,321$1.13M0.7%+645+38.5%AddedHistory
iShares Tr46435G102CONV BD ETF10,440$1.04M0.7%+888+9.3%Added–
NEENextera Energy IncStock12,962$1.02M0.6%+890+7.4%AddedHistory
MSFTMicrosoft CorpStock3,292$928.0K0.6%+62+1.9%AddedHistory
MMacy's, Inc.COM40,062$905.0K0.6%+15,190+61.1%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF5,945$887.0K0.6%−2,800−32.0%Reduced–
BRK.BBerkshire Hathaway IncStock3,237$883.0K0.6%00.0%UnchangedHistory
AMZNAmazon Com IncStock259$850.0K0.5%+10+4.0%AddedHistory
IQVIQVIA Holdings Inc.Stock3,501$838.0K0.5%+1,542+78.7%AddedHistory
INSPInspire Medical Systems, Inc.COM3,540$824.0K0.5%+400+12.7%AddedHistory
VLOValero Energy CorpStock11,668$823.0K0.5%+1,478+14.5%AddedHistory
TSLATesla, Inc.Stock1,055$818.0K0.5%−50−4.5%ReducedHistory
GOOGAlphabet Inc.Stock290$772.0K0.5%+6+2.1%AddedHistory
MUMicron Technology IncStock10,400$738.0K0.5%+3,969+61.7%AddedHistory
SCHWSchwab Charles CorpStock10,107$736.0K0.5%+156+1.6%AddedHistory
JPMJPMorgan Chase & CoStock4,439$726.0K0.5%+1,559+54.1%AddedHistory
WBAWalgreens Boots Alliance, Inc.COM15,436$726.0K0.5%+4,915+46.7%AddedHistory
KMIKinder Morgan, Inc.Stock43,352$725.0K0.5%+13,941+47.4%AddedHistory
BPBP PLCADR26,351$720.0K0.5%+455+1.8%AddedHistory
Paramount Global92556H206CL B17,470$690.0K0.4%+194+1.1%Added–
MRKMerck & Co., Inc.Stock9,172$688.0K0.4%+1,578+20.8%AddedHistory
EXRExtra Space Storage Inc.COM4,080$685.0K0.4%+59+1.5%AddedHistory
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI25,300$679.0K0.4%+345+1.4%Added–
BHCBausch Health Companies Inc.Stock24,258$675.0K0.4%+43+0.2%AddedHistory
QCOMQualcomm IncStock5,184$668.0K0.4%+1,623+45.6%AddedHistory
NLYAnnaly Capital Management IncCOM79,422$668.0K0.4%+41,889+111.6%AddedHistory
Barrick Gold Corp067901108COM36,800$664.0K0.4%+12,002+48.4%Added–
GNRCGenerac Holdings Inc.Stock1,594$651.0K0.4%+680+74.4%AddedHistory
DKSDick's Sporting Goods, Inc.Stock5,403$647.0K0.4%−875−13.9%ReducedHistory
IBMInternational Business Machines CorpStock4,518$627.0K0.4%−3,991−46.9%ReducedHistory
UWMCUWM Holdings CorpCOM CL A89,883$624.0K0.4%+41,709+86.6%AddedHistory
TAT&T Inc.Stock21,132$570.0K0.4%+115+0.5%AddedHistory
KMBKimberly Clark CorpStock4,213$557.0K0.4%−207−4.7%ReducedHistory
FFord Motor CoStock38,868$550.0K0.3%−883−2.2%ReducedHistory
TXNTexas Instruments IncStock2,833$544.0K0.3%+58+2.1%AddedHistory
EBAYeBay IncCOM7,799$543.0K0.3%+109+1.4%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF10,290$536.0K0.3%+10,290New–
RVTYRevvity, Inc.COM3,023$523.0K0.3%+1,027+51.5%AddedHistory
HPQHP IncStock18,487$505.0K0.3%−8,031−30.3%ReducedHistory
ASTRAstra Space, Inc.Common Stock57,759$501.0K0.3%+57,759NewHistory
FCXFreeport-McMoran IncStock15,296$497.0K0.3%+5,196+51.4%AddedHistory
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN3,300$474.0K0.3%−60−1.8%Reduced–
INMDInMode Ltd.SHS2,950$470.0K0.3%+692+30.6%AddedHistory
UNHUnitedHealth Group IncStock1,189$464.0K0.3%+1+0.1%AddedHistory
GSGoldman Sachs Group IncStock1,167$441.0K0.3%−3−0.3%ReducedHistory
iShares U S ETF Tr46431W507SHOR DURA BD ETF8,700$436.0K0.3%−1,400−13.9%Reduced–
CRSRCorsair Gaming, Inc.COM16,850$436.0K0.3%+2,920+21.0%AddedHistory
NTAPNetApp, Inc.Stock4,792$430.0K0.3%+4,792NewHistory
DBXDropbox, Inc.CL A14,697$429.0K0.3%+14,697NewHistory
WMBWilliams Companies, Inc.COM15,950$413.0K0.3%+328+2.1%AddedHistory
OMCLOmnicell, Inc.COM2,755$408.0K0.3%+2,755NewHistory
KEYKeycorpCOM18,754$405.0K0.3%+2,816+17.7%AddedHistory
iShares Tr46429B655FLTG RATE NT ETF7,950$404.0K0.3%−760−8.7%Reduced–
DISWalt Disney CoStock2,385$403.0K0.3%+203+9.3%AddedHistory
BGSB&G Foods, Inc.COM13,100$391.0K0.2%00.0%UnchangedHistory
JNJJohnson & JohnsonStock2,419$390.0K0.2%+75+3.2%AddedHistory
HSYHershey CoCOM2,287$387.0K0.2%+2,287NewHistory
DDominion Energy, IncStock5,167$377.0K0.2%−20.0%ReducedHistory
GEGeneral Electric CoStock3,655$376.0K0.2%−126−3.3%ReducedConverted for a 1-for-8 splitHistory
XOMExxonMobil Holdings CorpCOM6,351$373.0K0.2%−4,027−38.8%ReducedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 11,100$372.0K0.2%−4,640−80.8%ReducedHistory
TROWPrice T Rowe Group IncStock1,888$371.0K0.2%+608+47.5%AddedHistory
TRMBTrimble Inc.COM4,496$369.0K0.2%+4,496NewHistory
METAMeta Platforms, Inc.Stock1,085$368.0K0.2%+2+0.2%AddedHistory
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS2,870$366.0K0.2%+300+11.7%Added–
MSMorgan StanleyStock3,724$362.0K0.2%−69−1.8%ReducedHistory
GBDCGolub Capital BDC, Inc.COM22,843$361.0K0.2%+500+2.2%AddedHistory
FSKFS KKR Capital CorpCOM16,064$354.0K0.2%00.0%UnchangedHistory
BXMTBlackstone Mortgage Trust, Inc.COM CL A11,603$351.0K0.2%−2,758−19.2%ReducedHistory
GOOGLAlphabet Inc.Stock131$350.0K0.2%+1+0.8%AddedHistory
AALAmerican Airlines Group Inc.Stock16,739$343.0K0.2%+16,739NewHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF3,992$340.0K0.2%−997−20.0%Reduced–
VanEck Semiconductor ETF92189F676ETF1,300$333.0K0.2%−2,000−60.6%Reduced–
GLDSPDR Gold TrustETF2,012$330.0K0.2%00.0%UnchangedHistory
SOSouthern CoStock5,081$314.0K0.2%00.0%UnchangedHistory
MMM3M CoStock1,773$311.0K0.2%+1,773NewHistory
BLDQXO Insulation, LLCStock1,482$303.0K0.2%+1,482NewHistory
STWDStarwood Property Trust, Inc.COM12,270$299.0K0.2%+269+2.2%AddedHistory
iShares Tr464287770U.S. FIN SVC ETF1,579$297.0K0.2%−20,878−93.0%Reduced–
Fidelity MSCI Information Technology Index ETF316092808ETF2,470$293.0K0.2%+80+3.3%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF7,660$287.0K0.2%−36,071−82.5%Reduced–

Sold out since Q2 2021 (47)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Lebenthal Global Advisors, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Vanguard Financials ETF92204A405ETF29,064$2.63M1.4%–
BMYBristol Myers Squibb CoStock15,150$1.01M0.5%History
EOGEOG Resources IncStock9,923$827.0K0.4%History
FANGDiamondback Energy, Inc.Stock8,607$808.0K0.4%History
NEWTNewtekOne, Inc.COM NEW22,780$795.0K0.4%History
PMTPennyMac Mortgage Investment TrustCOM37,487$789.0K0.4%History
GRMNGarmin LtdSHS4,267$617.0K0.3%History
FDXFedEx CorpStock1,990$593.0K0.3%History
Vanguard Index FDS922908652EXTEND MKT ETF3,000$565.0K0.3%–
iShares Tr464288281JPMORGAN USD EMG5,000$562.0K0.3%–
Vanguard Morningstar Mid-Cap ETF922908629ETF2,362$560.0K0.3%–
iShares Russell 2000 ETF464287655ETF2,368$543.0K0.3%–
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A6,564$494.0K0.3%History
RILYBRC Group Holdings, Inc.COM6,500$490.0K0.3%History
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF2,000$472.0K0.3%–
HESHess CorpStock5,235$457.0K0.2%History
KLICKulicke & Soffa Industries IncCOM7,383$451.0K0.2%History
AMATApplied Materials IncStock3,158$449.0K0.2%History
OKEONEOK IncCOM7,372$410.0K0.2%History
ARESAres Management CorpCL A COM STK6,368$404.0K0.2%History
HOGHarley-Davidson, Inc.COM8,363$383.0K0.2%History
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF2,100$374.0K0.2%–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF2,470$331.0K0.2%–
iShares Tr464289875CORE 40 MODE ETF7,100$319.0K0.2%–
ABRArbor Realty Trust IncCOM17,427$310.0K0.2%History
LOGILogitech International S.A.SHS2,511$303.0K0.2%History
COPConocoPhillipsStock4,973$302.0K0.2%History
iShares Russell Mid-Cap Growth ETF464287481ETF2,600$294.0K0.2%–
TERTeradyne, IncStock2,186$292.0K0.2%History
State Street SPDR S&P Homebuilders ETF78464A888ETF3,960$290.0K0.2%–
NNNNNN REIT, Inc.REIT5,851$274.0K0.1%History
GDGeneral Dynamics CorpStock1,390$261.0K0.1%History
YETIYETI Holdings, Inc.COM2,839$260.0K0.1%History
JHGJanus Henderson Group Ltd.ORD SHS6,639$257.0K0.1%History
MEDMedifast IncCOM907$256.0K0.1%History
CIVICivitas Resources, Inc.COM NEW5,355$252.0K0.1%History
TPVGTriplePoint Venture Growth BDC Corp.COM16,348$248.0K0.1%History
OMFOneMain Holdings, Inc.COM4,035$241.0K0.1%History
ACREAres Commercial Real Estate CorpCOM16,294$239.0K0.1%History
MCMoelis & CoCL A4,048$230.0K0.1%History
LMTLockheed Martin CorpStock593$224.0K0.1%History
ADMArcher-Daniels-Midland CoStock3,684$223.0K0.1%History
Vanguard Real Estate ETF922908553ETF2,109$214.0K0.1%–
HASIHA Sustainable Infrastructure Capital, Inc.COM3,790$212.0K0.1%History
PDCEPDC Energy, Inc.COM4,651$212.0K0.1%History
RHRHCOM311$211.0K0.1%History
REZIResideo Technologies, Inc.Stock6,704$201.0K0.1%History