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Livermore
Livermore
ZHEN

West Financial Advisors, LLC

SEC CIK
0001843684
Latest filing
Jul 8, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed Apr 18, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
184
+10 vs. Q4 2021
Portfolio value
$380.1M
+$7.43M (+2.0%) vs. Q4 2021
Filed
Apr 18, 2022
SEC
Holdings of West Financial Advisors, LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPYSPDR S&P 500 ETF TrustETF200,102$90.4M23.8%+35,508+21.6%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF806,451$38.7M10.2%+13,531+1.7%Added–
Vanguard Total Bond Market ETF921937835ETF416,790$33.2M8.7%+14,415+3.6%Added–
iShares Tr464288414NATIONAL MUN ETF272,750$29.9M7.9%+2,136+0.8%Added–
iShares Tr464288158SHRT NAT MUN ETF186,406$19.5M5.1%−4,048−2.1%Reduced–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD248,197$19.4M5.1%+8,329+3.5%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF344,856$15.9M4.2%+16,172+4.9%Added–
iShares Core S&P Mid-Cap ETF464287507ETF56,847$15.3M4.0%−14,617−20.5%Reduced–
Dimensional ETF Trust25434V104US CORE EQT MKT400,354$12.6M3.3%+361,409+928.0%Added–
Vanguard Index FDS922908652EXTEND MKT ETF72,547$12.0M3.2%+1,473+2.1%Added–
iShares Tips Bond ETF464287176ETF93,588$11.7M3.1%−2,043−2.1%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF52,392$11.1M2.9%−1,750−3.2%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF67,632$11.0M2.9%−45,496−40.2%Reduced–
Dimensional ETF Trust25434V203INTL CORE EQT MK238,337$6.71M1.8%+214,923+917.9%Added–
Vanguard S&P 500 ETF922908363ETF16,127$6.70M1.8%+13,975+649.4%Added–
Vanguard Star FDS921909768VG TL INTL STK F79,803$4.77M1.3%+34,854+77.5%Added–
Invesco QQQ Trust Series I46090E103ETF12,899$4.68M1.2%−101−0.8%Reduced–
AAPLApple Inc.Stock15,356$2.68M0.7%+46+0.3%AddedHistory
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF12,033$2.06M0.5%−541−4.3%Reduced–
Vanguard Morningstar Growth ETF922908736ETF7,039$2.02M0.5%+2,780+65.3%Added–
State Street Utilities Select Sector SPDR ETF81369Y886ETF21,274$1.58M0.4%+21,274New–
State Street Financial Select Sector SPDR ETF81369Y605ETF40,305$1.54M0.4%+31,105+338.1%Added–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF20,094$1.52M0.4%+20,094New–
Vanguard Morningstar Mid-Cap ETF922908629ETF5,281$1.26M0.3%+4,320+449.5%Added–
Vanguard World FD921910725ESG INTL STK ETF21,400$1.22M0.3%+583+2.8%Added–
Vanguard World FD921910733ESG US STK ETF14,747$1.20M0.3%+226+1.6%Added–
Vanguard World FD921910873MEGA CAP INDEX7,063$1.12M0.3%00.0%Unchanged–
iShares Core MSCI Eafe ETF46432F842ETF15,631$1.09M0.3%+75+0.5%Added–
SCHWSchwab Charles CorpStock12,600$1.06M0.3%00.0%UnchangedHistory
ProShares Bitcoin ETF74347G440ETF34,539$986.0K0.3%+33,539+3,353.9%Added–
Vanguard Real Estate ETF922908553ETF9,014$977.0K0.3%+6,770+301.7%Added–
Schwab U.S. Broad Market ETF808524102ETF15,774$842.0K0.2%+2,644+20.1%AddedConverted for a 2-for-1 split–
MSFTMicrosoft CorpStock2,550$786.0K0.2%−5−0.2%ReducedHistory
LNTAlliant Energy CorpStock10,768$673.0K0.2%00.0%UnchangedHistory
iShares Tr464288802ESG OPTIMIZED6,437$623.0K0.2%+36+0.6%Added–
Vanguard World FD921910691ESG US CORP BD8,397$570.0K0.1%+89+1.1%Added–
iShares Tr464288570ESG MSCI KLD ETF6,450$559.0K0.1%+15+0.2%Added–
BRK.ABerkshire Hathaway IncCL A1$529.0K0.1%00.0%UnchangedHistory
AFLAflac IncStock7,669$494.0K0.1%00.0%UnchangedHistory
TYLTyler Technologies IncCOM889$396.0K0.1%+12+1.4%AddedHistory
Schwab US Dividend Equity ETF808524797ETF4,837$382.0K0.1%00.0%Unchanged–
AMGNAmgen IncStock1,549$375.0K0.1%00.0%UnchangedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF2,106$371.0K0.1%−15−0.7%Reduced–
Dimensional Emerging Core Equity Market ETF25434V302ETF13,758$361.0K0.1%+13,758New–
iShares MSCI Eafe ETF464287465ETF4,485$330.0K0.1%00.0%Unchanged–
Vanguard Morningstar Value ETF922908744ETF2,015$298.0K0.1%−52,520−96.3%Reduced–
Schwab US Aggregate Bond ETF808524839ETF5,811$294.0K0.1%−941−13.9%Reduced–
GOOGLAlphabet Inc.Stock104$289.0K0.1%+4+4.0%AddedHistory
GOOGAlphabet Inc.Stock100$279.0K0.1%00.0%UnchangedHistory
WisdomTree Tr97717X701EUROPE HEDGED EQ3,625$267.0K0.1%−3,430−48.6%Reduced–
QCOMQualcomm IncStock1,699$260.0K0.1%+99+6.2%AddedHistory
iShares Core S&P 500 ETF464287200ETF520$236.0K0.1%−67−11.4%Reduced–
UNHUnitedHealth Group IncStock450$229.0K0.1%00.0%UnchangedHistory
ADMArcher-Daniels-Midland CoStock2,500$226.0K0.1%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock975$217.0K0.1%00.0%UnchangedHistory
LOWLowes Companies IncStock1,029$208.0K0.1%+414+67.3%AddedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL3,000$201.0K0.1%00.0%Unchanged–
ACNAccenture plcStock588$198.0K0.1%+8+1.4%AddedHistory
CHDChurch & Dwight Co IncCOM1,983$197.0K0.1%00.0%UnchangedHistory
ORCLOracle CorpStock2,360$195.0K0.1%−75−3.1%ReducedHistory
MAMastercard IncStock522$187.0K<0.1%+22+4.4%AddedHistory
HONHoneywell International IncCOM864$168.0K<0.1%00.0%UnchangedHistory
BLKBlackRock, Inc.COM210$160.0K<0.1%+10+5.0%AddedHistory
FIBKFirst Interstate Bancsystem IncCOM4,212$155.0K<0.1%+4,212NewHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF1,239$150.0K<0.1%00.0%Unchanged–
Schwab International Equity ETF808524805ETF4,037$148.0K<0.1%−23−0.6%Reduced–
BDXBecton Dickinson & CoStock550$146.0K<0.1%00.0%UnchangedHistory
JNJJohnson & JohnsonStock800$142.0K<0.1%00.0%UnchangedHistory
Vanguard High Dividend Yield Index ETF921946406ETF1,244$140.0K<0.1%00.0%Unchanged–
TSLATesla, Inc.Stock126$136.0K<0.1%00.0%UnchangedHistory
Vanguard Whitehall FDS921946810INTL DVD ETF1,720$136.0K<0.1%00.0%Unchanged–
PFGPrincipal Financial Group IncCOM1,813$133.0K<0.1%+125+7.4%AddedHistory
CTVACorteva, Inc.Stock2,202$127.0K<0.1%00.0%UnchangedHistory
iShares Core S&P Small Cap ETF464287804ETF1,056$114.0K<0.1%00.0%Unchanged–
MRKMerck & Co., Inc.Stock1,369$112.0K<0.1%+83+6.5%AddedHistory
MDTMedtronic plcStock1,000$111.0K<0.1%00.0%UnchangedHistory
DGDollar General CorpCOM500$111.0K<0.1%00.0%UnchangedHistory
JPMJPMorgan Chase & CoStock791$108.0K<0.1%+41+5.5%AddedHistory
BAXBaxter International IncStock1,345$104.0K<0.1%00.0%UnchangedHistory
NKENIKE, Inc.Stock774$104.0K<0.1%+174+29.0%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF1,895$101.0K<0.1%00.0%Unchanged–
PGProcter & Gamble CoStock656$100.0K<0.1%00.0%UnchangedHistory
PEPPepsiCo IncStock595$100.0K<0.1%−30−4.8%ReducedHistory
APDAir Products & Chemicals, Inc.Stock350$87.0K<0.1%00.0%UnchangedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF1,501$83.0K<0.1%00.0%Unchanged–
iShares Russell Midcap ETF464287499ETF1,040$81.0K<0.1%00.0%Unchanged–
ICEIntercontinental Exchange, Inc.Stock600$79.0K<0.1%00.0%UnchangedHistory
CVSCVS Health CorpStock753$76.0K<0.1%00.0%UnchangedHistory
SPGIS&P Global Inc.Stock185$76.0K<0.1%−15−7.5%ReducedHistory
BBYBest Buy Co IncStock812$74.0K<0.1%+8+1.0%AddedHistory
RTXRTX CorpStock733$73.0K<0.1%00.0%UnchangedHistory
iShares Russell 2000 ETF464287655ETF343$70.0K<0.1%00.0%Unchanged–
iShares Russell 1000 Value ETF464287598ETF391$65.0K<0.1%00.0%Unchanged–
KRKroger CoStock1,112$64.0K<0.1%00.0%UnchangedHistory
iShares Tr464287234MSCI EMG MKT ETF1,420$64.0K<0.1%00.0%Unchanged–
AMZNAmazon Com IncStock19$62.0K<0.1%+3+18.8%AddedHistory
SBUXStarbucks CorpStock666$61.0K<0.1%00.0%UnchangedHistory
CMCSAComcast CorpStock1,300$61.0K<0.1%00.0%UnchangedHistory
COSTCostco Wholesale CorpStock100$58.0K<0.1%00.0%UnchangedHistory
TJXTJX Companies IncStock900$55.0K<0.1%00.0%UnchangedHistory

Sold out since Q4 2021 (21)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of West Financial Advisors, LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
State Street Technology Select Sector SPDR ETF81369Y803ETF9,253$1.61M0.4%–
State Street Health Care Select Sector SPDR ETF81369Y209ETF8,825$1.24M0.3%–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF23,869$1.24M0.3%–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF5,971$1.22M0.3%–
State Street Industrial Select Sector SPDR ETF81369Y704ETF3,268$346.0K0.1%–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF4,276$332.0K0.1%–
GWBGreat Western Bancorp, Inc.COM5,000$170.0K<0.1%History
iShares Tr464288638ISHS 5-10YR INVT2,770$164.0K<0.1%–
SGOLabrdn Gold ETF TrustETF6,371$112.0K<0.1%History
IAUiShares Gold TrustETF1,577$55.0K<0.1%History
State Street Materials Select Sector SPDR ETF81369Y100ETF598$54.0K<0.1%–
Schwab Strategic Tr808524862SHT TM US TRES817$42.0K<0.1%–
SNASnap-on IncCOM169$36.0K<0.1%History
ECLEcolab Inc.Stock125$29.0K<0.1%History
Invesco Exch Traded FD Tr II46138G888SHORT TERM ETF190$20.0K<0.1%–
IRTIndependence Realty Trust, Inc.COM774$20.0K<0.1%History
iShares Tr46429B7470-5 YR TIPS ETF190$20.0K<0.1%–
Vanguard Total International Bond ETF92203J407ETF91$5.00K<0.1%–
RITMRithm Capital Corp.REIT166$2.00K<0.1%History
ZYZymergen Inc.COM229$2.00K<0.1%History
DDD3D Systems CorpCOM NEW25$1.00K<0.1%History