Skip to main content
Livermore
Livermore
ZHEN

West Financial Advisors, LLC

SEC CIK
0001843684
Latest filing
Jul 8, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 19, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
174
+22 vs. Q3 2021
Portfolio value
$372.6M
+$31.2M (+9.1%) vs. Q3 2021
Filed
Jan 19, 2022
SEC
Holdings of West Financial Advisors, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPYSPDR S&P 500 ETF TrustETF164,594$78.2M21.0%+8,217+5.3%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF792,920$40.5M10.9%+48,936+6.6%Added–
Vanguard Total Bond Market ETF921937835ETF402,375$34.1M9.2%−47,603−10.6%Reduced–
iShares Tr464288414NATIONAL MUN ETF270,614$31.5M8.4%−54,059−16.7%Reduced–
iShares Tr464288158SHRT NAT MUN ETF190,454$20.4M5.5%+84,416+79.6%Added–
iShares Core S&P Mid-Cap ETF464287507ETF71,464$20.2M5.4%+2,105+3.0%Added–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD239,868$19.5M5.2%+22,480+10.3%Added–
Vanguard Dividend Appreciation ETF921908844ETF113,128$19.4M5.2%−4,930−4.2%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF328,684$16.3M4.4%+28,544+9.5%Added–
Vanguard Index FDS922908652EXTEND MKT ETF71,074$13.0M3.5%+1,789+2.6%Added–
iShares Tips Bond ETF464287176ETF95,631$12.4M3.3%+32,932+52.5%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF54,142$12.2M3.3%+1,895+3.6%Added–
Vanguard Morningstar Value ETF922908744ETF54,535$8.02M2.2%−6,171−10.2%Reduced–
Invesco QQQ Trust Series I46090E103ETF13,000$5.17M1.4%−235−1.8%Reduced–
Vanguard Star FDS921909768VG TL INTL STK F44,949$2.86M0.8%+1,610+3.7%Added–
AAPLApple Inc.Stock15,310$2.72M0.7%−42−0.3%ReducedHistory
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF12,574$2.16M0.6%00.0%Unchanged–
State Street Technology Select Sector SPDR ETF81369Y803ETF9,253$1.61M0.4%+570+6.6%Added–
Vanguard Morningstar Growth ETF922908736ETF4,259$1.37M0.4%+335+8.5%Added–
Vanguard World FD921910725ESG INTL STK ETF20,817$1.29M0.3%+47+0.2%Added–
Dimensional ETF Trust25434V104US CORE EQT MKT38,945$1.28M0.3%+38,945New–
Vanguard World FD921910733ESG US STK ETF14,521$1.28M0.3%−430−2.9%Reduced–
State Street Health Care Select Sector SPDR ETF81369Y209ETF8,825$1.24M0.3%+1,029+13.2%Added–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF23,869$1.24M0.3%+2,545+11.9%Added–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF5,971$1.22M0.3%+5,971New–
Vanguard World FD921910873MEGA CAP INDEX7,063$1.19M0.3%00.0%Unchanged–
iShares Core MSCI Eafe ETF46432F842ETF15,556$1.16M0.3%+994+6.8%Added–
SCHWSchwab Charles CorpStock12,600$1.06M0.3%00.0%UnchangedHistory
Vanguard S&P 500 ETF922908363ETF2,152$940.0K0.3%−121−5.3%Reduced–
MSFTMicrosoft CorpStock2,555$859.0K0.2%00.0%UnchangedHistory
Schwab U.S. Broad Market ETF808524102ETF6,565$742.0K0.2%+664+11.3%Added–
Dimensional ETF Trust25434V203INTL CORE EQT MK23,414$692.0K0.2%+23,414New–
iShares Tr464288802ESG OPTIMIZED6,401$680.0K0.2%−247−3.7%Reduced–
LNTAlliant Energy CorpStock10,768$662.0K0.2%00.0%UnchangedHistory
Vanguard World FD921910691ESG US CORP BD8,308$610.0K0.2%+1,913+29.9%Added–
iShares Tr464288570ESG MSCI KLD ETF6,435$598.0K0.2%−271−4.0%Reduced–
WisdomTree Tr97717X701EUROPE HEDGED EQ7,055$566.0K0.2%−515−6.8%Reduced–
TYLTyler Technologies IncCOM877$472.0K0.1%−129−12.8%ReducedHistory
BRK.ABerkshire Hathaway IncCL A1$451.0K0.1%00.0%UnchangedHistory
AFLAflac IncStock7,669$448.0K0.1%00.0%UnchangedHistory
Schwab US Dividend Equity ETF808524797ETF4,837$391.0K0.1%−12−0.2%Reduced–
Vanguard Morningstar Small-Cap Value ETF922908611ETF2,121$379.0K0.1%+40+1.9%Added–
Schwab US Aggregate Bond ETF808524839ETF6,752$364.0K0.1%−21−0.3%Reduced–
State Street Financial Select Sector SPDR ETF81369Y605ETF9,200$359.0K0.1%−27,193−74.7%Reduced–
iShares MSCI Eafe ETF464287465ETF4,485$353.0K0.1%00.0%Unchanged–
AMGNAmgen IncStock1,549$348.0K0.1%+1,549NewHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF3,268$346.0K0.1%00.0%Unchanged–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF4,276$332.0K0.1%00.0%Unchanged–
METAMeta Platforms, Inc.Stock975$328.0K0.1%−455−31.8%ReducedHistory
QCOMQualcomm IncStock1,600$293.0K0.1%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock100$290.0K0.1%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock100$289.0K0.1%00.0%UnchangedHistory
iShares Core S&P 500 ETF464287200ETF587$280.0K0.1%00.0%Unchanged–
Vanguard Real Estate ETF922908553ETF2,244$260.0K0.1%−111−4.7%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF961$245.0K0.1%−21−2.1%Reduced–
ACNAccenture plcStock580$240.0K0.1%00.0%UnchangedHistory
UNHUnitedHealth Group IncStock450$226.0K0.1%00.0%UnchangedHistory
ORCLOracle CorpStock2,435$212.0K0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL3,000$206.0K0.1%00.0%Unchanged–
CHDChurch & Dwight Co IncCOM1,983$203.0K0.1%00.0%UnchangedHistory
BLKBlackRock, Inc.COM200$183.0K<0.1%00.0%UnchangedHistory
MAMastercard IncStock500$180.0K<0.1%00.0%UnchangedHistory
HONHoneywell International IncCOM864$180.0K<0.1%00.0%UnchangedHistory
GWBGreat Western Bancorp, Inc.COM5,000$170.0K<0.1%00.0%UnchangedHistory
ADMArcher-Daniels-Midland CoStock2,500$169.0K<0.1%00.0%UnchangedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF1,239$164.0K<0.1%00.0%Unchanged–
iShares Tr464288638ISHS 5-10YR INVT2,770$164.0K<0.1%00.0%Unchanged–
LOWLowes Companies IncStock615$159.0K<0.1%00.0%UnchangedHistory
Schwab International Equity ETF808524805ETF4,060$158.0K<0.1%+104+2.6%Added–
Vanguard Whitehall FDS921946810INTL DVD ETF1,720$147.0K<0.1%00.0%Unchanged–
DISWalt Disney CoStock915$142.0K<0.1%00.0%UnchangedHistory
Vanguard High Dividend Yield Index ETF921946406ETF1,244$139.0K<0.1%00.0%Unchanged–
BDXBecton Dickinson & CoStock550$138.0K<0.1%00.0%UnchangedHistory
JNJJohnson & JohnsonStock800$137.0K<0.1%00.0%UnchangedHistory
TSLATesla, Inc.Stock126$133.0K<0.1%00.0%UnchangedHistory
PFGPrincipal Financial Group IncCOM1,688$122.0K<0.1%00.0%UnchangedHistory
iShares Core S&P Small Cap ETF464287804ETF1,056$121.0K<0.1%−63−5.6%Reduced–
JPMJPMorgan Chase & CoStock750$119.0K<0.1%00.0%UnchangedHistory
DGDollar General CorpCOM500$118.0K<0.1%00.0%UnchangedHistory
BAXBaxter International IncStock1,345$115.0K<0.1%00.0%UnchangedHistory
SGOLabrdn Gold ETF TrustETF6,371$112.0K<0.1%+6,371NewHistory
PEPPepsiCo IncStock625$109.0K<0.1%00.0%UnchangedHistory
PGProcter & Gamble CoStock656$107.0K<0.1%00.0%UnchangedHistory
APDAir Products & Chemicals, Inc.Stock350$106.0K<0.1%00.0%UnchangedHistory
iShares Core Dividend Growth ETF46434V621ETF1,895$105.0K<0.1%+1,845+3,690.0%Added–
CTVACorteva, Inc.Stock2,202$104.0K<0.1%00.0%UnchangedHistory
MDTMedtronic plcStock1,000$103.0K<0.1%00.0%UnchangedHistory
NKENIKE, Inc.Stock600$100.0K<0.1%00.0%UnchangedHistory
MRKMerck & Co., Inc.Stock1,286$99.0K<0.1%00.0%UnchangedHistory
SPGIS&P Global Inc.Stock200$94.0K<0.1%00.0%UnchangedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF1,501$90.0K<0.1%+688+84.6%Added–
iShares Russell Midcap ETF464287499ETF1,040$86.0K<0.1%00.0%Unchanged–
ICEIntercontinental Exchange, Inc.Stock600$82.0K<0.1%00.0%UnchangedHistory
BBYBest Buy Co IncStock804$82.0K<0.1%+6+0.8%AddedHistory
SBUXStarbucks CorpStock666$78.0K<0.1%00.0%UnchangedHistory
CVSCVS Health CorpStock753$78.0K<0.1%00.0%UnchangedHistory
iShares Russell 2000 ETF464287655ETF343$76.0K<0.1%00.0%Unchanged–
iShares Tr464287234MSCI EMG MKT ETF1,420$69.0K<0.1%00.0%Unchanged–
TJXTJX Companies IncStock900$68.0K<0.1%00.0%UnchangedHistory
iShares Russell 1000 Value ETF464287598ETF391$66.0K<0.1%+213+119.7%Added–

Sold out since Q3 2021 (4)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of West Financial Advisors, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
iShares Core S&P US Value ETF464287663ETF40$3.00K<0.1%–
Vanguard World FD921910840MEGA CAP VAL ETF30$3.00K<0.1%–
iShares Tr464287630RUS 2000 VAL ETF10$2.00K<0.1%–
Tidal ETF Tr886364835GOTHAM ENHNCD100$2.00K<0.1%–