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Livermore
Livermore
ZHEN

Sterling Manor Financial, LLC

SEC CIK
0001842015
Latest filing
Apr 13, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Jul 16, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
85
+6 vs. Q1 2021
Portfolio value
$125.1M
+$12.7M (+11.3%) vs. Q1 2021
Filed
Jul 16, 2021
SEC
Holdings of Sterling Manor Financial, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
First Tr Exch Traded FD III33739P202EME MRK BD ETF187,743$6.54M5.2%+187,743New–
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX147,459$6.29M5.0%+90,093+157.0%Added–
First Trust Rising Dividend Achievers ETF33738R506ETF130,765$6.28M5.0%+98,918+310.6%Added–
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF234,593$6.25M5.0%+113,108+93.1%Added–
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX493,288$5.63M4.5%+110,515+28.9%Added–
State Street SPDR S&P Software & Services ETF78464A599ETF29,160$5.00M4.0%+29,160New–
First Tr Exchng Traded FD VI33740F870LOW DUR STRTGC242,607$4.92M3.9%+39,822+19.6%Added–
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH64,015$4.82M3.9%+64,015New–
SPDR Ser Tr78464A532S&P TRANSN ETF54,512$4.63M3.7%+54,512New–
First Tr Exchange-Traded FD33736Q104UT COM SHS ETF82,015$4.53M3.6%−1,937−2.3%Reduced–
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH81,240$4.14M3.3%+11,184+16.0%Added–
First Tr Exchange Trad FD VI33739H101FST TR GLB FD173,905$4.11M3.3%−35,892−17.1%Reduced–
First Trust Dow Jones Internet Index Fund33733E302ETF15,947$3.90M3.1%+15,947New–
First Tr Exchange-Traded FD33734G108COM134,893$3.78M3.0%+134,893New–
First Tr Exchange-Traded Alp33735K108COM SHS33,460$3.67M2.9%+2,415+7.8%Added–
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM179,578$3.60M2.9%−3,315−1.8%ReducedHistory
First Tr Exchange-Traded Alp33734Y109COM SHS35,047$3.27M2.6%−7,536−17.7%Reduced–
iShares MSCI Acwi Ex U.S. ETF464288240ETF54,245$3.12M2.5%−7,489−12.1%Reduced–
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF52,301$2.94M2.4%+4,420+9.2%Added–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR49,507$2.92M2.3%−8,268−14.3%Reduced–
First Tr Exchange Traded FD33738R704RBA INDL ETF69,292$2.84M2.3%−91,569−56.9%Reduced–
AAPLApple Inc.Stock15,321$2.10M1.7%+775+5.3%AddedHistory
First Tr Exchng Traded FD VI33740F409INCOME OPPRTNTES78,848$2.01M1.6%−19,653−20.0%Reduced–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF28,485$1.92M1.5%+5,535+24.1%Added–
EPDEnterprise Products Partners L.P.Stock74,332$1.79M1.4%+74,332NewHistory
First Tr Exchange-Traded FD33734X168MATERIALS ALPH20,695$1.19M1.0%−19,912−49.0%Reduced–
SPYSPDR S&P 500 ETF TrustETF2,234$956.0K0.8%−63−2.7%ReducedHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF12,911$946.0K0.8%−22,239−63.3%Reduced–
First Tr Exchng Traded FD VI33740F854FT VEST U.S.25,926$891.0K0.7%−55,233−68.1%Reduced–
First Tr Exchng Traded FD VI33740U109TCW SECURITIZED31,224$810.0K0.6%+31,224New–
CVXChevron CorpStock7,322$767.0K0.6%00.0%UnchangedHistory
MSFTMicrosoft CorpStock2,452$664.0K0.5%−59−2.3%ReducedHistory
SIGISelective Insurance Group IncCOM7,455$605.0K0.5%+252+3.5%AddedHistory
GSGoldman Sachs Group IncStock1,527$580.0K0.5%+1,527NewHistory
AMZNAmazon Com IncStock155$533.0K0.4%00.0%UnchangedHistory
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF7,625$528.0K0.4%−454−5.6%Reduced–
BERYBerry Global Group, Inc.COM7,947$518.0K0.4%−445−5.3%ReducedHistory
XOMExxonMobil Holdings CorpCOM8,023$506.0K0.4%−825−9.3%ReducedHistory
CATCaterpillar IncStock2,255$491.0K0.4%+2+0.1%AddedHistory
FTNTFortinet, Inc.Stock2,049$488.0K0.4%+2,049NewHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP9,762$477.0K0.4%+4,012+69.8%AddedHistory
EVREvercore Inc.CLASS A3,378$476.0K0.4%−299−8.1%ReducedHistory
First Tr Exchange-Traded FD33734X176TECH ALPHADEX3,715$461.0K0.4%−732−16.5%Reduced–
XYZBlock, Inc.CL A1,832$447.0K0.4%−268−12.8%ReducedHistory
OKEONEOK IncCOM7,900$440.0K0.4%00.0%UnchangedHistory
CNQCanadian Natural Resources LtdCOM11,906$432.0K0.3%−333−2.7%ReducedHistory
DUKDuke Energy CORPStock4,362$431.0K0.3%+20.0%AddedHistory
GPMTGranite Point Mortgage Trust Inc.COM STK27,848$411.0K0.3%+27,848NewHistory
SIVBSVB Financial GroupCOM732$407.0K0.3%−85−10.4%ReducedHistory
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW6,713$402.0K0.3%−118,270−94.6%Reduced–
DEDeere & CoStock1,131$399.0K0.3%+26+2.4%AddedHistory
First Tr Exchange Traded FD33738R118NASD TECH DIV6,844$392.0K0.3%−476−6.5%Reduced–
State Street SPDR S&P Semiconductor ETF78464A862ETF1,927$371.0K0.3%−27,829−93.5%Reduced–
STWDStarwood Property Trust, Inc.COM14,150$370.0K0.3%+14,150NewHistory
Vedanta Limited92242Y100SPONSORED ADR24,936$354.0K0.3%+3,200+14.7%Added–
First Tr Exch Traded FD III33739N108MANAGD MUN ETF5,912$339.0K0.3%−900−13.2%Reduced–
GOOGLAlphabet Inc.Stock138$337.0K0.3%+24+21.1%AddedHistory
Vanguard World FD921910816MEGA GRWTH IND1,426$330.0K0.3%00.0%Unchanged–
KALUKaiser Aluminum CorpCOM PAR $0.012,498$308.0K0.2%−133−5.1%ReducedHistory
MSMorgan StanleyStock3,351$307.0K0.2%+3,351NewHistory
XPOXPO, Inc.COM2,140$299.0K0.2%00.0%UnchangedHistory
CVLTCommvault Systems IncCOM3,719$291.0K0.2%+3,719NewHistory
FLLFull House Resorts IncCOM29,319$291.0K0.2%+783+2.7%AddedHistory
LAZLazard, Inc.SHS A6,400$290.0K0.2%00.0%UnchangedHistory
SPDR Series Trust78464A573ST STR SP HCSVC2,301$263.0K0.2%00.0%Unchanged–
First Tr Exchng Traded FD VI33740F664FT VEST US EQT7,731$263.0K0.2%−4,537−37.0%Reduced–
JCIJohnson Controls International plcStock3,800$261.0K0.2%00.0%UnchangedHistory
DHILDiamond Hill Investment Group IncCOM NEW1,525$255.0K0.2%00.0%UnchangedHistory
MMSMaximus, Inc.COM2,824$248.0K0.2%+2,824NewHistory
VZVerizon Communications IncStock4,321$242.0K0.2%+24+0.6%AddedHistory
BPBP PLCADR9,116$241.0K0.2%00.0%UnchangedHistory
BABAAlibaba Group Holding LtdADR1,045$237.0K0.2%+1,045NewHistory
VanEck ETF Trust92189F700AGRIBUSINESS ETF2,577$235.0K0.2%+2,577New–
BNSBank of Nova ScotiaCOM3,563$232.0K0.2%+7+0.2%AddedHistory
First Tr Exchange-Traded FD33734H106SHS5,762$229.0K0.2%00.0%Unchanged–
WMTWalmart Inc.Stock1,615$228.0K0.2%+1,615NewHistory
Global X FDS37954Y343GLBL X MLP ETF5,700$220.0K0.2%+5,700New–
BGBunge Global SACOM2,770$216.0K0.2%00.0%UnchangedHistory
iShares Tr46428743220 YR TR BD ETF1,462$211.0K0.2%+1,462New–
PYPLPayPal Holdings, Inc.Stock703$205.0K0.2%−556−44.2%ReducedHistory
ASMLASML Holding NVADR293$202.0K0.2%+293NewHistory
AMAntero Midstream CorpStock18,400$191.0K0.2%00.0%UnchangedHistory
GEGeneral Electric CoCOM12,756$172.0K0.1%−786−5.8%ReducedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM16,353$145.0K0.1%00.0%UnchangedHistory
Occidental Pete Corp WT Exp 080327674599162Stock187$3.00K<0.1%00.0%Unchanged–

Sold out since Q1 2021 (15)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Sterling Manor Financial, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
ARK Innovation ETF00214Q104ETF38,098$4.57M4.1%–
iShares MSCI India ETF46429B598ETF67,485$2.85M2.5%–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD52,190$2.76M2.5%–
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP29,555$2.06M1.8%–
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF30,727$1.96M1.7%–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT9,869$504.0K0.4%–
HPEHewlett Packard Enterprise CoCOM29,279$461.0K0.4%History
BHPBHP Group LtdADR6,584$457.0K0.4%History
PHMPultegroup IncCOM6,770$355.0K0.3%History
iShares Tips Bond ETF464287176ETF2,620$329.0K0.3%–
ONTOOnto Innovation Inc.COM4,839$318.0K0.3%History
TRTNTriton International LtdCL A5,217$287.0K0.3%History
VanEck Vectors ETF Tr92189F114VIDEO GAMING3,927$268.0K0.2%–
AMATApplied Materials IncStock1,960$262.0K0.2%History
AVGOBroadcom Inc.Stock439$204.0K0.2%History