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Livermore
Livermore
ZHEN

CM Management, LLC

SEC CIK
0001841857
Latest filing
Aug 13, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 4, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
71
+2 vs. Q2 2022
Portfolio value
$89.6M
−$4.37M (−4.7%) vs. Q2 2022
Filed
Nov 4, 2022
SEC
Holdings of CM Management, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ALCOAlico, Inc.COM175,000$4.94M5.5%00.0%UnchangedHistory
FOLDAmicus Therapeutics, Inc.COM450,000$4.70M5.2%00.0%UnchangedHistory
NHCNational Healthcare CorpCOM60,000$3.80M4.2%+4,000+7.1%AddedHistory
ARKRARK Restaurants CorpCOM180,000$3.35M3.7%+43,000+31.4%AddedHistory
RLGTRadiant Logistics, IncCOM545,000$3.10M3.5%+10,000+1.9%AddedHistory
TGBTrekor Metals LtdCOM2,500,000$2.85M3.2%00.0%UnchangedHistory
NMRKNewmark Group, Inc.CL A325,000$2.62M2.9%00.0%UnchangedHistory
TALOTalos Energy Inc.COM155,000$2.58M2.9%−75,000−32.6%ReducedHistory
SFESSafeguard Scientifics IncCOM NEW671,671$2.50M2.8%00.0%UnchangedHistory
CYTKCytokinetics IncCOM NEW50,000$2.42M2.7%−50,000−50.0%ReducedHistory
IMGNImmunoGen, Inc.COM500,000$2.39M2.7%+25,000+5.3%AddedHistory
DRRXDurect CorpCOM3,750,000$2.17M2.4%00.0%UnchangedHistory
SWNSouthwestern Energy CoCOM350,000$2.14M2.4%+50,000+16.7%AddedHistory
BGCBGC Group, Inc.CL A675,000$2.12M2.4%00.0%UnchangedHistory
PLPCPreformed Line Products CoCOM28,000$1.99M2.2%00.0%UnchangedHistory
CHRSCoherus Oncology, Inc.COM200,000$1.92M2.1%00.0%UnchangedHistory
RNWKRealnetworks IncCOM NEW2,593,688$1.80M2.0%00.0%UnchangedHistory
ARKOARKO Corp.COM190,000$1.78M2.0%−35,000−15.6%ReducedHistory
FNFFidelity National Financial, Inc.COM SHS45,000$1.63M1.8%+20,000+80.0%AddedHistory
RIGLRigel Pharmaceuticals IncCOM NEW1,300,000$1.53M1.7%00.0%UnchangedHistory
BATLBattalion Oil CorpCOM125,000$1.49M1.7%+10,000+8.7%AddedHistory
AVIRAtea Pharmaceuticals, Inc.COM250,000$1.42M1.6%+50,000+25.0%AddedHistory
WBAWalgreens Boots Alliance, Inc.COM45,000$1.41M1.6%+25,000+125.0%AddedHistory
NWLINational Western Life Group, Inc.CL A8,000$1.37M1.5%00.0%UnchangedHistory
KDKyndryl Holdings, Inc.Stock160,000$1.32M1.5%+20,000+14.3%AddedHistory
AMSCAmerican Superconductor CorpStock300,000$1.31M1.5%+80,000+36.4%AddedHistory
CLPTClearPoint Neuro, Inc.COM120,000$1.24M1.4%−5,000−4.0%ReducedHistory
HRTXHeron Therapeutics, Inc.COM275,000$1.16M1.3%+75,000+37.5%AddedHistory
DITAmcon Distributing CoCOM NEW5,500$1.16M1.3%+1,000+22.2%AddedHistory
JPMJPMorgan Chase & CoStock10,000$1.04M1.2%+10,000NewHistory
PRTKParatek Pharmaceuticals, Inc.COM400,000$1.03M1.1%+50,000+14.3%AddedHistory
Barrick Gold Corp067901108COM65,000$1.01M1.1%+55,000+550.0%Added–
RNACCartesian Therapeutics, Inc.COM600,000$984.0K1.1%00.0%UnchangedHistory
TRCTejon Ranch CoCOM65,000$936.0K1.0%00.0%UnchangedHistory
VNOVornado Realty TrustSH BEN INT40,000$926.0K1.0%+30,000+300.0%AddedHistory
CTSOCytosorbents CorpCOM NEW675,000$918.0K1.0%+75,000+12.5%AddedHistory
TASTCarrols Restaurant Group, Inc.COM550,000$897.0K1.0%−50,000−8.3%ReducedHistory
WBDWarner Bros. Discovery, Inc.Stock75,000$863.0K1.0%+25,000+50.0%AddedHistory
VTRSViatris IncStock100,000$852.0K1.0%00.0%UnchangedHistory
ETEnergy Transfer LPCOM UT LTD PTN75,000$827.0K0.9%−100,000−57.1%ReducedHistory
USAPUniversal Stainless & Alloy Products IncCOM115,000$819.0K0.9%+15,000+15.0%AddedHistory
YOUClear Secure, Inc.COM CL A35,000$800.0K0.9%+10,000+40.0%AddedHistory
OSPNOneSpan Inc.COM90,000$775.0K0.9%+20,000+28.6%AddedHistory
FDXFedEx CorpStock5,000$742.0K0.8%+5,000NewHistory
ARKO Corp.041242116*W EXP 12/22/202400,000$712.0K0.8%00.0%Unchanged–
VTOLBristow Group Inc.COM30,000$705.0K0.8%00.0%UnchangedHistory
ELDNEledon Pharmaceuticals, Inc.COM245,000$676.0K0.8%+20,000+8.9%AddedHistory
BCDABioCardia, Inc.COM329,000$638.0K0.7%00.0%UnchangedHistory
NEUENeueHealth, Inc.COM600,000$630.0K0.7%+100,000+20.0%AddedHistory
AIC3.ai, Inc.Stock50,000$625.0K0.7%+50,000NewHistory
CCitigroup IncStock15,000$625.0K0.7%−10,000−40.0%ReducedHistory
FISFidelity National Information Services, Inc.Stock7,500$567.0K0.6%+7,500NewHistory
ELTXElicio Therapeutics, Inc.COM600,000$552.0K0.6%+75,000+14.3%AddedHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A50,000$546.0K0.6%−100,000−66.7%ReducedHistory
SVCService Properties TrustCOM SH BEN INT100,000$519.0K0.6%00.0%UnchangedHistory
SMSISmith Micro Software, Inc.COM NEW215,000$486.0K0.5%+40,000+22.9%AddedHistory
AEAdams Resources & Energy, Inc.COM NEW15,000$447.0K0.5%−13,950−48.2%ReducedHistory
INTTIntest CorpCOM55,000$420.0K0.5%00.0%UnchangedHistory
GANXGain Therapeutics, Inc.COM125,000$408.0K0.5%00.0%UnchangedHistory
BCELAtreca, Inc.CL A COM249,282$391.0K0.4%+24,282+10.8%AddedHistory
RBCAARepublic Bancorp IncCL A10,000$383.0K0.4%−15,077−60.1%ReducedHistory
CBAYCymaBay Therapeutics, Inc.COM100,000$350.0K0.4%−110,000−52.4%ReducedHistory
SPPISpectrum Pharmaceuticals IncCOM800,000$344.0K0.4%+200,000+33.3%AddedHistory
FEMYFemasys IncCOM300,000$339.0K0.4%00.0%UnchangedHistory
AMRXAmneal Pharmaceuticals, Inc.COM STK CL A150,000$303.0K0.3%+50,000+50.0%AddedHistory
LTRNLantern Pharma Inc.COM50,000$239.0K0.3%+4,900+10.9%AddedHistory
PAASPan American Silver CorpStock15,000$238.0K0.3%+5,000+50.0%AddedHistory
EDSAEdesa Biotech, Inc.COM250,000$230.0K0.3%+250,000NewHistory
McLoud Technologies Corp582270609COM NEW142,764$223.0K0.2%−52,402−26.8%Reduced–
NBSENeuBase Therapeutics, Inc.COM450,000$178.0K0.2%+80,000+21.6%AddedHistory
NKTRNektar TherapeuticsCOM50,000$160.0K0.2%−75,000−60.0%ReducedHistory

Sold out since Q2 2022 (3)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of CM Management, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
PTCTPTC Therapeutics, Inc.COM45,000$1.80M1.9%History
CADECadence BancorporationEQUITY US CM70,000$1.64M1.7%History
CMPXCompass Therapeutics, Inc.COM30,000$80.0K0.1%History