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Livermore
Livermore
ZHEN

CM Management, LLC

SEC CIK
0001841857
Latest filing
Aug 13, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 4, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
71
+2 vs. Q2 2022
Portfolio value
$89.6M
−$4.37M (−4.7%) vs. Q2 2022
Filed
Nov 4, 2022
SEC
Holdings of CM Management, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
NKTRNektar TherapeuticsCOM50,000$160.0K0.2%−75,000−60.0%ReducedHistory
NBSENeuBase Therapeutics, Inc.COM450,000$178.0K0.2%+80,000+21.6%AddedHistory
McLoud Technologies Corp582270609COM NEW142,764$223.0K0.2%−52,402−26.8%Reduced–
EDSAEdesa Biotech, Inc.COM250,000$230.0K0.3%+250,000NewHistory
PAASPan American Silver CorpStock15,000$238.0K0.3%+5,000+50.0%AddedHistory
LTRNLantern Pharma Inc.COM50,000$239.0K0.3%+4,900+10.9%AddedHistory
AMRXAmneal Pharmaceuticals, Inc.COM STK CL A150,000$303.0K0.3%+50,000+50.0%AddedHistory
FEMYFemasys IncCOM300,000$339.0K0.4%00.0%UnchangedHistory
SPPISpectrum Pharmaceuticals IncCOM800,000$344.0K0.4%+200,000+33.3%AddedHistory
CBAYCymaBay Therapeutics, Inc.COM100,000$350.0K0.4%−110,000−52.4%ReducedHistory
RBCAARepublic Bancorp IncCL A10,000$383.0K0.4%−15,077−60.1%ReducedHistory
BCELAtreca, Inc.CL A COM249,282$391.0K0.4%+24,282+10.8%AddedHistory
GANXGain Therapeutics, Inc.COM125,000$408.0K0.5%00.0%UnchangedHistory
INTTIntest CorpCOM55,000$420.0K0.5%00.0%UnchangedHistory
AEAdams Resources & Energy, Inc.COM NEW15,000$447.0K0.5%−13,950−48.2%ReducedHistory
SMSISmith Micro Software, Inc.COM NEW215,000$486.0K0.5%+40,000+22.9%AddedHistory
SVCService Properties TrustCOM SH BEN INT100,000$519.0K0.6%00.0%UnchangedHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A50,000$546.0K0.6%−100,000−66.7%ReducedHistory
ELTXElicio Therapeutics, Inc.COM600,000$552.0K0.6%+75,000+14.3%AddedHistory
FISFidelity National Information Services, Inc.Stock7,500$567.0K0.6%+7,500NewHistory
AIC3.ai, Inc.Stock50,000$625.0K0.7%+50,000NewHistory
CCitigroup IncStock15,000$625.0K0.7%−10,000−40.0%ReducedHistory
NEUENeueHealth, Inc.COM600,000$630.0K0.7%+100,000+20.0%AddedHistory
BCDABioCardia, Inc.COM329,000$638.0K0.7%00.0%UnchangedHistory
ELDNEledon Pharmaceuticals, Inc.COM245,000$676.0K0.8%+20,000+8.9%AddedHistory
VTOLBristow Group Inc.COM30,000$705.0K0.8%00.0%UnchangedHistory
ARKO Corp.041242116*W EXP 12/22/202400,000$712.0K0.8%00.0%Unchanged–
FDXFedEx CorpStock5,000$742.0K0.8%+5,000NewHistory
OSPNOneSpan Inc.COM90,000$775.0K0.9%+20,000+28.6%AddedHistory
YOUClear Secure, Inc.COM CL A35,000$800.0K0.9%+10,000+40.0%AddedHistory
USAPUniversal Stainless & Alloy Products IncCOM115,000$819.0K0.9%+15,000+15.0%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN75,000$827.0K0.9%−100,000−57.1%ReducedHistory
VTRSViatris IncStock100,000$852.0K1.0%00.0%UnchangedHistory
WBDWarner Bros. Discovery, Inc.Stock75,000$863.0K1.0%+25,000+50.0%AddedHistory
TASTCarrols Restaurant Group, Inc.COM550,000$897.0K1.0%−50,000−8.3%ReducedHistory
CTSOCytosorbents CorpCOM NEW675,000$918.0K1.0%+75,000+12.5%AddedHistory
VNOVornado Realty TrustSH BEN INT40,000$926.0K1.0%+30,000+300.0%AddedHistory
TRCTejon Ranch CoCOM65,000$936.0K1.0%00.0%UnchangedHistory
RNACCartesian Therapeutics, Inc.COM600,000$984.0K1.1%00.0%UnchangedHistory
Barrick Gold Corp067901108COM65,000$1.01M1.1%+55,000+550.0%Added–
PRTKParatek Pharmaceuticals, Inc.COM400,000$1.03M1.1%+50,000+14.3%AddedHistory
JPMJPMorgan Chase & CoStock10,000$1.04M1.2%+10,000NewHistory
DITAmcon Distributing CoCOM NEW5,500$1.16M1.3%+1,000+22.2%AddedHistory
HRTXHeron Therapeutics, Inc.COM275,000$1.16M1.3%+75,000+37.5%AddedHistory
CLPTClearPoint Neuro, Inc.COM120,000$1.24M1.4%−5,000−4.0%ReducedHistory
AMSCAmerican Superconductor CorpStock300,000$1.31M1.5%+80,000+36.4%AddedHistory
KDKyndryl Holdings, Inc.Stock160,000$1.32M1.5%+20,000+14.3%AddedHistory
NWLINational Western Life Group, Inc.CL A8,000$1.37M1.5%00.0%UnchangedHistory
WBAWalgreens Boots Alliance, Inc.COM45,000$1.41M1.6%+25,000+125.0%AddedHistory
AVIRAtea Pharmaceuticals, Inc.COM250,000$1.42M1.6%+50,000+25.0%AddedHistory
BATLBattalion Oil CorpCOM125,000$1.49M1.7%+10,000+8.7%AddedHistory
RIGLRigel Pharmaceuticals IncCOM NEW1,300,000$1.53M1.7%00.0%UnchangedHistory
FNFFidelity National Financial, Inc.COM SHS45,000$1.63M1.8%+20,000+80.0%AddedHistory
ARKOARKO Corp.COM190,000$1.78M2.0%−35,000−15.6%ReducedHistory
RNWKRealnetworks IncCOM NEW2,593,688$1.80M2.0%00.0%UnchangedHistory
CHRSCoherus Oncology, Inc.COM200,000$1.92M2.1%00.0%UnchangedHistory
PLPCPreformed Line Products CoCOM28,000$1.99M2.2%00.0%UnchangedHistory
BGCBGC Group, Inc.CL A675,000$2.12M2.4%00.0%UnchangedHistory
SWNSouthwestern Energy CoCOM350,000$2.14M2.4%+50,000+16.7%AddedHistory
DRRXDurect CorpCOM3,750,000$2.17M2.4%00.0%UnchangedHistory
IMGNImmunoGen, Inc.COM500,000$2.39M2.7%+25,000+5.3%AddedHistory
CYTKCytokinetics IncCOM NEW50,000$2.42M2.7%−50,000−50.0%ReducedHistory
SFESSafeguard Scientifics IncCOM NEW671,671$2.50M2.8%00.0%UnchangedHistory
TALOTalos Energy Inc.COM155,000$2.58M2.9%−75,000−32.6%ReducedHistory
NMRKNewmark Group, Inc.CL A325,000$2.62M2.9%00.0%UnchangedHistory
TGBTrekor Metals LtdCOM2,500,000$2.85M3.2%00.0%UnchangedHistory
RLGTRadiant Logistics, IncCOM545,000$3.10M3.5%+10,000+1.9%AddedHistory
ARKRARK Restaurants CorpCOM180,000$3.35M3.7%+43,000+31.4%AddedHistory
NHCNational Healthcare CorpCOM60,000$3.80M4.2%+4,000+7.1%AddedHistory
FOLDAmicus Therapeutics, Inc.COM450,000$4.70M5.2%00.0%UnchangedHistory
ALCOAlico, Inc.COM175,000$4.94M5.5%00.0%UnchangedHistory

Sold out since Q2 2022 (3)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of CM Management, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
PTCTPTC Therapeutics, Inc.COM45,000$1.80M1.9%History
CADECadence BancorporationEQUITY US CM70,000$1.64M1.7%History
CMPXCompass Therapeutics, Inc.COM30,000$80.0K0.1%History