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Livermore
Livermore
ZHEN

Sage Mountain Advisors LLC

SEC CIK
0001832274
Latest filing
Aug 5, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 2, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
690
+115 vs. Q3 2021
Portfolio value
$828.1M
+$140.6M (+20.5%) vs. Q3 2021
Filed
Feb 2, 2022
SEC
Holdings of Sage Mountain Advisors LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares MSCI USA Quality Factor ETF46432F339ETF750,753$109.3M13.2%+108,451+16.9%Added–
ARLPAlliance Resource Partners LPStock5,486,875$69.4M8.4%00.0%UnchangedHistory
Vanguard S&P 500 ETF922908363ETF94,365$41.2M5.0%−2,230−2.3%Reduced–
SPDR Series Trust78468R812ST STR MSCI USAQ198,398$25.9M3.1%−1,652−0.8%Reduced–
GBDCGolub Capital BDC, Inc.COM1,668,444$25.8M3.1%+287,028+20.8%AddedHistory
iShares Tr46434V456MSCI INTL QUALTY603,345$23.8M2.9%+124,490+26.0%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF68,783$15.5M1.9%−799−1.1%Reduced–
AAPLApple Inc.Stock76,478$13.6M1.6%+12,006+18.6%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF53,801$13.0M1.6%+13,293+32.8%Added–
Vanguard Ftse Developed Markets ETF921943858ETF195,739$9.99M1.2%+83,612+74.6%Added–
HDHome Depot, Inc.Stock22,389$9.29M1.1%+8,666+63.1%AddedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS146,500$8.91M1.1%00.0%Unchanged–
MSFTMicrosoft CorpStock20,326$6.84M0.8%+6,558+47.6%AddedHistory
SPYSPDR S&P 500 ETF TrustETF13,715$6.51M0.8%+3,837+38.8%AddedHistory
Invesco Exchange Traded FD T46137V233S&P 500 TOP 5015,783$5.83M0.7%−830−5.0%Reduced–
iShares Tr464287622RUS 1000 ETF19,471$5.15M0.6%00.0%Unchanged–
AMZNAmazon Com IncStock1,422$4.74M0.6%+399+39.0%AddedHistory
BRK.BBerkshire Hathaway IncStock15,761$4.71M0.6%+2,045+14.9%AddedHistory
Schwab U.S. Large-Cap ETF808524201ETF39,225$4.46M0.5%+39,225New–
Kismet Acquisition Three CorG5276C128UNIT 99/99/9999422,868$4.14M0.5%−1400.0%Reduced–
TLG Acquisition One Corp87257M207UNIT 99/99/9999415,193$4.11M0.5%−6,600−1.6%Reduced–
Kismet Acquisition Two CorpG52807123UNIT 99/99/9999412,740$4.06M0.5%−1,620−0.4%Reduced–
BRK.ABerkshire Hathaway IncCL A9$4.06M0.5%00.0%UnchangedHistory
SPDR Index Shs FDS78463X434ST STR MSCI EAFE48,881$3.75M0.5%+461+1.0%Added–
Churchill Capital Corp VII17144M201UNIT 99/99/9999373,310$3.74M0.5%−13,080−3.4%Reduced–
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW47,332$3.72M0.4%+47,144+25,076.6%Added–
Alpha Partners Tech Mergr CoG63290129UNIT 03/31/2028376,609$3.71M0.4%−6,258−1.6%Reduced–
JPMJPMorgan Chase & CoStock21,995$3.48M0.4%+2,415+12.3%AddedHistory
Ithax Acquisition CorpG49775110UNIT 12/31/2027328,096$3.30M0.4%−19,375−5.6%Reduced–
EJFAEJF Acquisition Corp.CL A SHS324,474$3.22M0.4%−33,087−9.3%ReducedHistory
ACAHAtlantic Coastal Acquisition Corp.CLASS A COM328,407$3.21M0.4%+328,407NewHistory
iShares Russell 1000 Growth ETF464287614ETF10,421$3.19M0.4%−449−4.1%Reduced–
SPDR Series Trust78468R804ST STR R1K LOWV19,407$2.92M0.4%+19,407New–
Arrowroot Acquisition Corp04282M201UNIT 01/29/2026280,830$2.77M0.3%−4,640−1.6%Reduced–
Flame Acquisition Corp33850F207UNIT 99/99/9999273,260$2.73M0.3%−5,683−2.0%Reduced–
ISLEIsleworth Healthcare Acquisition Corp.COM265,261$2.61M0.3%−1,008−0.4%ReducedHistory
Hudson Executive Inves III44376L206UNIT 02/22/2026265,148$2.60M0.3%+7,330+2.8%Added–
Colonnade Acquisition Corp IG2284B127UNIT 99/99/9999259,730$2.57M0.3%+12,870+5.2%Added–
GOOGAlphabet Inc.Stock879$2.54M0.3%+99+12.7%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF22,111$2.53M0.3%+3,167+16.7%Added–
Iron Spark I Inc46301G103CLASS A COM253,142$2.52M0.3%−3,320−1.3%Reduced–
Colicity Inc194170205UNIT 02/24/2026251,292$2.50M0.3%+525+0.2%Added–
Vanguard Morningstar Value ETF922908744ETF16,968$2.50M0.3%+9,503+127.3%Added–
Vanguard Morningstar Small-Cap Value ETF922908611ETF13,916$2.49M0.3%+11,070+389.0%Added–
Vanguard Total World Stock ETF922042742ETF22,010$2.37M0.3%−350−1.6%Reduced–
FISFidelity National Information Services, Inc.Stock21,463$2.34M0.3%−13−0.1%ReducedHistory
Pine Technology Acquisitn Co722850203UNIT 03/31/2028227,070$2.25M0.3%−4,310−1.9%Reduced–
Accelerate Acquisition Corp.00439D201UNIT 99/99/9999225,403$2.25M0.3%−270−0.1%Reduced–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF7,902$2.23M0.3%+7,902New–
ACNAccenture plcStock5,179$2.15M0.3%+4,135+396.1%AddedHistory
Fintech Evolution Acquis GroG3R19A112UNIT 99/99/9999206,698$2.04M0.2%−2,700−1.3%Reduced–
Twelve Seas Investment Co. II90118T205UNIT 99/99/9999203,390$2.02M0.2%−3,210−1.6%Reduced–
Mason Industrial Technolgy I57520Y205UNIT 99/99/9999200,927$1.99M0.2%−484−0.2%Reduced–
Property Solutions Acquisiti74350A207UNIT 03/01/2026199,800$1.98M0.2%−2,100−1.0%Reduced–
GSKYGreenSky, Inc.CL A172,990$1.97M0.2%−649,947−79.0%ReducedHistory
Virgin Group Acquisit Corp IG9460K102SHS CL A196,090$1.94M0.2%+196,090New–
Peridot Acquisition Corp. IIG7008B113UNIT 99/99/9999191,820$1.91M0.2%−1,190−0.6%Reduced–
Frontier Investment CorpG36816117UNIT 06/29/2026192,068$1.87M0.2%+2,950+1.6%Added–
Williams Rowland Acquisition Corp.96951B201UNIT 99/99/9999178,640$1.81M0.2%−3,096−1.7%Reduced–
SPDR Series Trust78464A763ST STR SP DIV13,900$1.79M0.2%00.0%Unchanged–
GOOGLAlphabet Inc.Stock618$1.79M0.2%+226+57.7%AddedHistory
Archimedes Tech Spac Partnr039562301UNIT 99/99/9999176,956$1.75M0.2%+176,956New–
TSLATesla, Inc.Stock1,644$1.74M0.2%+218+15.3%AddedHistory
Golden Arrow Merger Corp380799205UNIT 07/31/2026177,110$1.74M0.2%+110+0.1%Added–
Fusion Acquisition Corp. II36118N201UNIT 02/29/2028173,840$1.72M0.2%−2,280−1.3%Reduced–
Medicus Sciences AcquisitionG5960S108CL A SHS175,815$1.70M0.2%−3,351−1.9%Reduced–
Delwinds Ins Acquisition Cor24803C201UNIT 99/99/9999165,890$1.68M0.2%−13,060−7.3%Reduced–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF45,456$1.66M0.2%+4,478+10.9%Added–
Haymaker Acquisition Corp II42087R207UNIT 03/01/2026166,900$1.65M0.2%+10,590+6.8%Added–
Pivotal Investment Corp III72582M205UNIT 01/28/2028166,665$1.65M0.2%00.0%Unchanged–
Banner Acquisition Corp.06654K200UNIT 09/07/2026165,330$1.65M0.2%−2,700−1.6%Reduced–
PGProcter & Gamble CoStock10,079$1.65M0.2%+17+0.2%AddedHistory
GX Acquisition Corp II36260F204UNIT 03/17/2026167,310$1.65M0.2%+110+0.1%Added–
CSCOCisco Systems, Inc.Stock25,684$1.63M0.2%−1,384−5.1%ReducedHistory
E Merge Technology Acquisiti26873Y203UNIT 07/30/2025160,725$1.61M0.2%−5,233−3.2%Reduced–
JNJJohnson & JohnsonStock9,402$1.61M0.2%+640+7.3%AddedHistory
METAMeta Platforms, Inc.Stock4,760$1.60M0.2%+714+17.6%AddedHistory
TCW Special Purpose Acqu Cor87301L205UNIT 99/99/9999160,570$1.59M0.2%−3,370−2.1%Reduced–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF37,249$1.57M0.2%+23,031+162.0%Added–
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL21,152$1.56M0.2%+21,152New–
Broadscale Acquisition Corp11134Y101COM CL A156,476$1.56M0.2%+156,476New–
Kensington Capital AcquisitiG5251K111UNIT 99/99/9999146,620$1.53M0.2%−1,110−0.8%Reduced–
Crown PropTech AcquisitionsG25741102SHS CL A153,576$1.52M0.2%+153,576New–
Agile Growth Corp.G01202129UNIT 03/09/2026154,734$1.52M0.2%−1,480−0.9%Reduced–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF19,590$1.50M0.2%+19,590New–
VVisa Inc.Stock6,910$1.50M0.2%+338+5.1%AddedHistory
Forest Road Acquisition Cor34619V202UNIT 99/99/9999150,701$1.49M0.2%−2,339−1.5%Reduced–
Interprivate II Acquisition46064Q207UNIT 99/99/9999150,551$1.49M0.2%00.0%Unchanged–
iShares Russell 2000 ETF464287655ETF6,658$1.48M0.2%+3,600+117.7%Added–
Newbury Street Acquisitn Cor65101L203UNIT 04/30/2028148,980$1.48M0.2%−1,460−1.0%Reduced–
One Equity Partners Open WTR68237L204UNIT 01/14/2026148,310$1.47M0.2%−2,640−1.7%Reduced–
Tech and Energy Transition87823R201UNIT 03/31/2028147,517$1.46M0.2%−3,215−2.1%Reduced–
Orion Acquisition Corp68626A207UNIT 02/19/2026147,870$1.46M0.2%−3,830−2.5%Reduced–
Khosla Ventures Acqut Co III482506102COM CL A147,747$1.44M0.2%−9,760−6.2%Reduced–
KKR Acquisition Holding I Co48253T208UNIT 99/99/9999139,097$1.39M0.2%+33,217+31.4%Added–
Fortress Value Acquisi Corp34964K207UNIT 03/31/2028140,862$1.38M0.2%+2,860+2.1%Added–
PWP Forward Acquisition Corp74709Q200UNIT 03/10/2026139,185$1.37M0.2%−250−0.2%Reduced–
SBEASBEA Merger Sub LLCCOM CL A132,924$1.35M0.2%+132,924NewHistory
iShares MSCI Eafe ETF464287465ETF17,029$1.34M0.2%+25+0.1%Added–
Enterprise 4.0 Tec Acqstn CoG3137C122UNIT 10/14/2026132,050$1.33M0.2%+132,050New–

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sage Mountain Advisors LLC in Q4 2021
SecurityClassPutsCalls
FISFidelity National Information Services, Inc.Stock–$4.47M
SPYSPDR S&P 500 ETF TrustETF$1.09M–

Sold out since Q3 2021 (51)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Sage Mountain Advisors LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
Atlantic Coastal Acquistn Co048453203UNIT 03/02/2026335,830$3.32M0.5%–
Sports Entertainment Acqu Co84918M106COM CL A204,280$2.05M0.3%–
Silverbox Engaged Merger Co82836L200UNIT 03/31/2028197,372$1.96M0.3%–
Virgin Group Acquisit Corp IG9460K110UNIT 99/99/9999197,257$1.95M0.3%–
Archimedes Tech Spac Partnr039562202UNIT 03/10/2026180,413$1.79M0.3%–
Nextgen Acquisition Corp IIG65317102CLASS A ORD SHS171,990$1.71M0.2%–
Crown PropTech AcquisitionsG25741128UNIT 99/99/9999153,600$1.51M0.2%–
Adit Edtech Acquisition Corp007024201UNIT 99/99/9999114,950$1.15M0.2%–
GGPIGores Guggenheim, Inc.CLASS A COM97,535$997.0K0.1%History
M3-Brigade Acquisition II Corp.553800202UNIT 99/99/999991,649$947.0K0.1%–
Motive Capital CorpG6293A129UNIT 99/99/999951,080$521.0K0.1%–
Silver Crest Acquisition CorG81355110UNIT 12/15/202550,795$513.0K0.1%–
Dune Acquisition Corp265334201UNIT 10/29/202745,250$459.0K0.1%–
MDH Acquisition Corp55283P205UNIT 99/99/999945,092$457.0K0.1%–
UBERUber Technologies, IncStock9,303$417.0K0.1%History
Longview Acquisition Corp. II54319Q204UNIT 99/99/999931,028$314.0K<0.1%–
OPAL Fuels Inc.G0R21B120UNIT 03/16/202831,040$305.0K<0.1%–
Waldencast Acquisition CorpG9460C126UNIT 03/11/202629,610$300.0K<0.1%–
26 Capital Acquisition Corp.90138P209UNIT 12/31/202725,580$259.0K<0.1%–
Magnum Opus Acquisition LtdG5S70A120UNIT 06/03/202622,292$234.0K<0.1%–
CCICrown Castle Inc.REIT1,262$219.0K<0.1%History
KSUKansas City SouthernCOM NEW788$213.0K<0.1%History
Tailwind Two Acquisition CorG86613117UNIT 03/01/202821,000$209.0K<0.1%–
CF Acquisition Corp VI12521J202UNIT 99/99/999920,800$205.0K<0.1%–
Aries I Acquisition CorpG0542N107CLASS A ORD SHS16,909$168.0K<0.1%–
Poema Global Holdings CorpG7154B123UNIT 99/99/999915,700$162.0K<0.1%–
Interprivate III Financial P46064R205UNIT 99/99/999914,076$142.0K<0.1%–
EPZMEpizyme, Inc.COM24,273$124.0K<0.1%History
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF915$122.0K<0.1%–
TLRYTilray Brands, Inc.COM CL 210,744$121.0K<0.1%History
Avanti Acquisition CorpG0682V117UNIT 99/99/999911,884$120.0K<0.1%–
Bright Lights Acquisition Co10920K200UNIT 99/99/999911,900$119.0K<0.1%–
Astrea Acquisition Corp.04637C205UNIT 01/28/202810,481$112.0K<0.1%–
Khosla Ventures Acquisition482504107CL A10,390$103.0K<0.1%–
iShares Tr4642874571 3 YR TREAS BD874$75.0K<0.1%–
Hope Bancorp Inc43940TAB5NOTE 2.000% 5/1–$75.0K<0.1%–
Nextgen Acquisition Corp IIG65317128*W EXP 03/23/20238,318$64.0K<0.1%–
SCVX CorpG79448117*W EXP 01/24/20267,394$54.0K<0.1%–
Gores Guggenheim, Inc.38286Q115*W EXP 03/25/20219,507$41.0K<0.1%–
Vicarious Surgical Inc.92561V117*W EXP 08/05/20218,689$41.0K<0.1%–
State Street SPDR S&P Regional Banking ETF78464A698ETF570$39.0K<0.1%–
iShares U.S. Treasury Bond ETF46429B267ETF1,301$35.0K<0.1%–
iShares Tr46434V613CORE UNIVRSL USD649$35.0K<0.1%–
Nexters IncG6529J118*W EXP 08/26/20236,151$30.0K<0.1%–
GWHWWESS Tech, Inc.*W EXP 09/15/20220,565$26.0K<0.1%History
State Street Communication Services Select Sector SPDR ETF81369Y852ETF295$24.0K<0.1%–
SUPNSupernus Pharmaceuticals, Inc.COM574$15.0K<0.1%History
Supernus Pharmaceuticals, Inc.868459AD0NOTE 0.625% 4/0–$12.0K<0.1%–
SPDR Series Trust78468R101ST SHO TREAS ETF373$11.0K<0.1%–
Cerberus Telecom AcquisitionG2040C120*W EXP 99/99/99910,557$10.0K<0.1%–
SPDR Series Trust78468R739ST NUVE TERM ETF59$3.00K<0.1%–