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Livermore
Livermore
ZHEN

Sage Mountain Advisors LLC

SEC CIK
0001832274
Latest filing
Aug 5, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 1, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
575
+51 vs. Q2 2021
Portfolio value
$687.5M
+$83.5M (+13.8%) vs. Q2 2021
Filed
Nov 1, 2021
SEC
Holdings of Sage Mountain Advisors LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares MSCI USA Quality Factor ETF46432F339ETF642,302$84.6M12.3%+76,211+13.5%Added–
ARLPAlliance Resource Partners LPStock5,486,875$59.6M8.7%00.0%UnchangedHistory
Vanguard S&P 500 ETF922908363ETF96,595$38.1M5.5%−398−0.4%Reduced–
SPDR Series Trust78468R812ST STR MSCI USAQ200,050$23.9M3.5%−610−0.3%Reduced–
GBDCGolub Capital BDC, Inc.COM1,381,416$21.8M3.2%+100,502+7.8%AddedHistory
iShares Tr46434V456MSCI INTL QUALTY478,855$18.1M2.6%+68,589+16.7%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF69,582$15.2M2.2%−404−0.6%Reduced–
GSKYGreenSky, Inc.CL A822,937$9.20M1.3%+522,937+174.3%AddedHistory
AAPLApple Inc.Stock64,472$9.12M1.3%+54+0.1%AddedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS146,500$9.00M1.3%00.0%Unchanged–
Vanguard Morningstar Total Stock Market ETF922908769ETF40,508$8.99M1.3%+5,482+15.7%Added–
Vanguard Ftse Developed Markets ETF921943858ETF112,127$5.66M0.8%+6,766+6.4%Added–
Invesco Exchange Traded FD T46137V233S&P 500 TOP 5016,613$5.48M0.8%+16,613New–
iShares Tr464287622RUS 1000 ETF19,471$4.71M0.7%00.0%Unchanged–
HDHome Depot, Inc.Stock13,723$4.50M0.7%+289+2.2%AddedHistory
SPYSPDR S&P 500 ETF TrustETF9,878$4.24M0.6%+62+0.6%AddedHistory
TLG Acquisition One Corp87257M207UNIT 99/99/9999421,793$4.19M0.6%+3,624+0.9%Added–
Kismet Acquisition Three CorG5276C128UNIT 99/99/9999423,008$4.17M0.6%−2,630−0.6%Reduced–
Kismet Acquisition Two CorpG52807123UNIT 99/99/9999414,360$4.08M0.6%−850−0.2%Reduced–
MSFTMicrosoft CorpStock13,768$3.88M0.6%+779+6.0%AddedHistory
Churchill Capital Corp VII17144M201UNIT 99/99/9999386,390$3.82M0.6%+17,200+4.7%Added–
Alpha Partners Tech Mergr CoG63290129UNIT 03/31/2028382,867$3.79M0.6%+382,867New–
BRK.BBerkshire Hathaway IncStock13,716$3.74M0.5%+656+5.0%AddedHistory
BRK.ABerkshire Hathaway IncCL A9$3.70M0.5%00.0%UnchangedHistory
SPDR Index Shs FDS78463X434ST STR MSCI EAFE48,420$3.64M0.5%−5,505−10.2%Reduced–
EJFAEJF Acquisition Corp.CL A SHS357,561$3.53M0.5%+357,561NewHistory
Ithax Acquisition CorpG49775110UNIT 12/31/2027347,471$3.44M0.5%−860.0%Reduced–
AMZNAmazon Com IncStock1,023$3.36M0.5%+72+7.6%AddedHistory
Atlantic Coastal Acquistn Co048453203UNIT 03/02/2026335,830$3.32M0.5%00.0%Unchanged–
JPMJPMorgan Chase & CoStock19,580$3.21M0.5%+1,223+6.7%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF10,870$2.98M0.4%00.0%Unchanged–
Arrowroot Acquisition Corp04282M201UNIT 01/29/2026285,470$2.83M0.4%−6,070−2.1%Reduced–
Flame Acquisition Corp33850F207UNIT 99/99/9999278,943$2.77M0.4%−27,302−8.9%Reduced–
ISLEIsleworth Healthcare Acquisition Corp.COM266,269$2.62M0.4%−4,053−1.5%ReducedHistory
FISFidelity National Information Services, Inc.Stock21,476$2.61M0.4%+30+0.1%AddedHistory
Iron Spark I Inc46301G103CLASS A COM256,462$2.56M0.4%+56,262+28.1%Added–
Hudson Executive Inves III44376L206UNIT 02/22/2026257,818$2.54M0.4%+43,748+20.4%Added–
Colicity Inc194170205UNIT 02/24/2026250,767$2.49M0.4%+73,486+41.5%Added–
Colonnade Acquisition Corp IG2284B127UNIT 99/99/9999246,860$2.39M0.3%+5,800+2.4%Added–
Pine Technology Acquisitn Co722850203UNIT 03/31/2028231,380$2.30M0.3%+280+0.1%Added–
Vanguard Total World Stock ETF922042742ETF22,360$2.28M0.3%+20,192+931.4%Added–
Accelerate Acquisition Corp.00439D201UNIT 99/99/9999225,673$2.27M0.3%00.0%Unchanged–
GOOGAlphabet Inc.Stock780$2.08M0.3%−1−0.1%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF18,944$2.07M0.3%−253−1.3%Reduced–
Fintech Evolution Acquis GroG3R19A112UNIT 99/99/9999209,398$2.07M0.3%−4,430−2.1%Reduced–
Sports Entertainment Acqu Co84918M106COM CL A204,280$2.05M0.3%+4,700+2.4%Added–
Twelve Seas Investment Co. II90118T205UNIT 99/99/9999206,600$2.04M0.3%+2,180+1.1%Added–
Mason Industrial Technolgy I57520Y205UNIT 99/99/9999201,411$2.00M0.3%+26,697+15.3%Added–
Property Solutions Acquisiti74350A207UNIT 03/01/2026201,900$2.00M0.3%+810+0.4%Added–
Silverbox Engaged Merger Co82836L200UNIT 03/31/2028197,372$1.96M0.3%−2,368−1.2%Reduced–
Virgin Group Acquisit Corp IG9460K110UNIT 99/99/9999197,257$1.95M0.3%+3,236+1.7%Added–
Peridot Acquisition Corp. IIG7008B113UNIT 99/99/9999193,010$1.90M0.3%−5,000−2.5%Reduced–
Frontier Investment CorpG36816117UNIT 06/29/2026189,118$1.86M0.3%+189,118New–
Williams Rowland Acquisition Corp.96951B201UNIT 99/99/9999181,736$1.84M0.3%+181,736New–
Archimedes Tech Spac Partnr039562202UNIT 03/10/2026180,413$1.79M0.3%+3,340+1.9%Added–
Delwinds Ins Acquisition Cor24803C201UNIT 99/99/9999178,950$1.77M0.3%−1,150−0.6%Reduced–
Golden Arrow Merger Corp380799205UNIT 07/31/2026177,000$1.75M0.3%+35,990+25.5%Added–
Medicus Sciences AcquisitionG5960S108CL A SHS179,166$1.75M0.3%+8,330+4.9%Added–
Fusion Acquisition Corp. II36118N201UNIT 02/29/2028176,120$1.71M0.2%−7,080−3.9%Reduced–
Nextgen Acquisition Corp IIG65317102CLASS A ORD SHS171,990$1.71M0.2%+171,990New–
Banner Acquisition Corp.06654K200UNIT 09/07/2026168,030$1.67M0.2%+168,030New–
E Merge Technology Acquisiti26873Y203UNIT 07/30/2025165,958$1.65M0.2%−2,322−1.4%Reduced–
GX Acquisition Corp II36260F204UNIT 03/17/2026167,200$1.65M0.2%+4,410+2.7%Added–
Pivotal Investment Corp III72582M205UNIT 01/28/2028166,665$1.65M0.2%−16,716−9.1%Reduced–
SPDR Series Trust78464A763ST STR SP DIV13,900$1.63M0.2%+2,350+20.3%Added–
TCW Special Purpose Acqu Cor87301L205UNIT 99/99/9999163,940$1.61M0.2%−2,800−1.7%Reduced–
Broadscale Acquisition Corp11134Y200UNIT 02/02/2026156,496$1.55M0.2%+18,212+13.2%Added–
Agile Growth Corp.G01202129UNIT 03/09/2026156,214$1.55M0.2%00.0%Unchanged–
Khosla Ventures Acqut Co III482506102COM CL A157,507$1.54M0.2%+22,345+16.5%Added–
Haymaker Acquisition Corp II42087R207UNIT 03/01/2026156,310$1.54M0.2%−4,250−2.6%Reduced–
Forest Road Acquisition Cor34619V202UNIT 99/99/9999153,040$1.51M0.2%+35,725+30.5%Added–
Crown PropTech AcquisitionsG25741128UNIT 99/99/9999153,600$1.51M0.2%−4,400−2.8%Reduced–
Kensington Capital AcquisitiG5251K111UNIT 99/99/9999147,730$1.51M0.2%+147,730New–
Orion Acquisition Corp68626A207UNIT 02/19/2026151,700$1.50M0.2%−3,430−2.2%Reduced–
One Equity Partners Open WTR68237L204UNIT 01/14/2026150,950$1.50M0.2%+31,600+26.5%Added–
Tech and Energy Transition87823R201UNIT 03/31/2028150,732$1.49M0.2%+28,790+23.6%Added–
Interprivate II Acquisition46064Q207UNIT 99/99/9999150,551$1.49M0.2%00.0%Unchanged–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF40,978$1.48M0.2%+122+0.3%Added–
Newbury Street Acquisitn Cor65101L203UNIT 04/30/2028150,440$1.48M0.2%00.0%Unchanged–
CSCOCisco Systems, Inc.Stock27,068$1.47M0.2%+3,491+14.8%AddedHistory
VVisa Inc.Stock6,572$1.46M0.2%+279+4.4%AddedHistory
JNJJohnson & JohnsonStock8,762$1.42M0.2%−8−0.1%ReducedHistory
Vanguard Star FDS921909768VG TL INTL STK F22,290$1.41M0.2%+13,128+143.3%Added–
PGProcter & Gamble CoStock10,062$1.41M0.2%+1,843+22.4%AddedHistory
PLUGPlug Power IncStock55,083$1.41M0.2%+55,083NewHistory
Springwater SPL Situations C85205U206UNIT 12/01/2027139,464$1.39M0.2%+139,464New–
PWP Forward Acquisition Corp74709Q200UNIT 03/10/2026139,435$1.39M0.2%+57,140+69.4%Added–
METAMeta Platforms, Inc.Stock4,046$1.37M0.2%+113+2.9%AddedHistory
Fortress Value Acquisi Corp34964K207UNIT 03/31/2028138,002$1.36M0.2%−11,235−7.5%Reduced–
iShares MSCI Eafe ETF464287465ETF17,004$1.33M0.2%+40+0.2%Added–
First Reserve Sustainable GW336169206UNIT 03/05/2026128,312$1.29M0.2%+9,052+7.6%Added–
Tribe Capital Growth Corp I89601Y200UNIT 02/24/2026128,390$1.28M0.2%−430−0.3%Reduced–
Marlin Technology Corp.G58411128UNIT 99/99/9999126,140$1.26M0.2%00.0%Unchanged–
SCVX CorpG79448208COM125,188$1.24M0.2%00.0%Unchanged–
Anzu Special Acquisitin Corp03737A200UNIT 01/27/2026124,980$1.24M0.2%−3,800−3.0%Reduced–
Northern Star Invest Corp II66574L209UNIT 02/25/2028124,370$1.23M0.2%+27,150+27.9%Added–
PEPPepsiCo IncStock8,145$1.23M0.2%+2,491+44.1%AddedHistory
Ross Acquisition Corp IIG7641C122UNIT 99/99/9999122,660$1.22M0.2%00.0%Unchanged–
Lead Edge Growth Oprtunts LTG54085124UNIT 04/01/2026119,608$1.20M0.2%00.0%Unchanged–
Live Oak Crestview Climate A538086208UNIT 99/99/9999121,700$1.19M0.2%+121,700New–

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sage Mountain Advisors LLC in Q3 2021
SecurityClassPutsCalls
FISFidelity National Information Services, Inc.Stock–$4.99M
SPYSPDR S&P 500 ETF TrustETF$2.10M–

Sold out since Q2 2021 (64)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Sage Mountain Advisors LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
EJF Acquisition Corp.G2955B117UNIT 03/10/2026357,155$3.56M0.6%–
Gores Guggenheim, Inc.38286Q206UNIT 03/25/2028234,730$2.35M0.4%–
Nextgen Acquisition Corp IIG65317110UNIT 03/23/2026191,590$2.07M0.3%–
Kismet Acquisition One CorpG52753103SHS150,188$1.49M0.2%–
Growth Cap Acquisition Corp39986V206UNIT 06/01/2027128,410$1.28M0.2%–
Artisan Acquisition CorpG0509L110UNIT 03/26/2026128,513$1.28M0.2%–
Athena Technology Acquisi Co04687A208UNIT 99/99/9999115,995$1.16M0.2%–
Isos Acquisition CorporationG4962C120UNIT 99/99/9999111,800$1.14M0.2%–
Healthcare Capital Corp42228C200UNIT 12/31/2025100,690$1.00M0.2%–
Lionheart Acquisition Corp I53625R203UNIT 08/13/202595,489$972.0K0.2%–
Mcap Acquisition Corp55282T208UNIT 02/18/203092,970$928.0K0.2%–
Reinvent Technology PartnersG7484L114UNIT 03/12/202691,596$924.0K0.2%–
D8 Holdings CorpG2614K110SHS CL A89,840$896.0K0.1%–
Big Cypress Acquisition Corp089115208UNIT 07/25/202782,880$863.0K0.1%–
Aldel Financial Inc01407X203UNIT 99/99/999970,850$723.0K0.1%–
Khosla Ventures Acqustn Co I482505104COM CL A72,462$720.0K0.1%–
Acon S2 Acquisition CorpG00748106CL SHS61,695$611.0K0.1%–
Kensington Capital Acquisiti49006L203UNIT 99/99/999956,250$585.0K0.1%–
Navsight Hldgs Inc639358100CL A58,286$582.0K0.1%–
Pathfinder Acquisition CorpG04119114UNIT 02/17/202653,000$527.0K0.1%–
Thayer Ventures Acqu Corp88332T209UNIT 01/01/203047,700$510.0K0.1%–
Queens Gambit Growth CapitalG7315C127UNIT 01/19/202646,233$463.0K0.1%–
Omnichannel Acquisition Corp.68218L207UNIT 99/99/999943,278$445.0K0.1%–
Far Peak Acquisition CorpG3312L129UNIT 99/99/999936,524$380.0K0.1%–
Better World Acquisition Cor08772B203UNIT 11/15/202733,513$366.0K0.1%–
Amplitude Hlthcre Aqustin Co03212A105COM CL A35,696$355.0K0.1%–
LGL Sys Acquisition Corp50201G106COM CL A34,356$343.0K0.1%–
ENBEnbridge IncStock8,532$342.0K0.1%History
Cartesian Growth CorpG19276123UNIT 02/26/202833,849$338.0K0.1%–
CF Acquisition Corp V12520R205UNIT 01/25/202633,000$337.0K0.1%–
European Sustainable GrowthG3194F125UNIT 01/18/202433,050$335.0K0.1%–
CTACKing LLC Merger Sub, LLCSHS CL A31,671$314.0K0.1%History
Kingswood Acquisition Corp.496861204UNIT 99/99/999927,350$288.0K<0.1%–
BABAAlibaba Group Holding LtdADR982$223.0K<0.1%History
VSTOVista Outdoor Inc.COM4,754$220.0K<0.1%History
CAHCardinal Health IncStock3,721$212.0K<0.1%History
Sports Entertainment Acqu Co84918M114*W EXP 10/30/20294,403$206.0K<0.1%–
Sustainable Opportnts Acq CoG8598Y109ORD SHS A19,816$197.0K<0.1%–
Merida Merger Corp I58953M106COM19,269$191.0K<0.1%–
Altimar Acquisition Corp IIG03709113UNIT 99/99/999917,292$174.0K<0.1%–
ARCCAres Capital CorpCEF7,200$141.0K<0.1%History
FTAC Athena Acquisition Corp.G37283127UNIT 99/99/999913,000$133.0K<0.1%–
NRG Energy, Inc.629377CG5DBCV 2.750% 6/0–$123.0K<0.1%–
Social Capital Hedosopha HLDG82514129UNIT 99/99/999911,001$121.0K<0.1%–
Highland Transcend PartnersG44690116UNIT 99/99/999911,402$114.0K<0.1%–
Tiga Acquisition CorpG88672129UNIT 99/99/999910,573$111.0K<0.1%–
Kismet Acquisition One CorpG52753111*W EXP 99/99/99981,301$97.0K<0.1%–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF1,392$88.0K<0.1%–
D8 Holdings CorpG2614K128*W EXP 08/05/20252,180$87.0K<0.1%–
Coherus Biosciences Inc19249HAB9NOTE 1.500% 4/1–$66.0K<0.1%–
Atlas Air Worldwide Hldgs IN049164BH8NOTE 2.250% 6/0–$60.0K<0.1%–
Vanguard Morningstar Mid-Cap ETF922908629ETF221$52.0K<0.1%–
LGL Sys Acquisition Corp50201G114*W EXP 11/12/20228,807$52.0K<0.1%–
Navsight Hldgs Inc639358118*W EXP 01/01/20329,899$50.0K<0.1%–
iShares Tr464288182MSCI AC ASIA ETF389$37.0K<0.1%–
New MTN Fin Corp647551AC4NOTE 5.750% 8/1–$25.0K<0.1%–
NRGNRG Energy, Inc.Stock607$24.0K<0.1%History
Sustainable Opportnts Acq CoG8598Y117*W EXP 99/99/99915,172$22.0K<0.1%–
Newhold Investment Corp651448110*W EXP 03/10/20211,793$21.0K<0.1%–
Ares Capital Corp04010LAW3NOTE 4.625% 3/0–$15.0K<0.1%–
Pacira BioSciences, Inc.695127AD2NOTE 2.375% 4/0–$11.0K<0.1%–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF140$8.00K<0.1%–
FLYYSpirit Aviation Holdings, Inc.COM57$2.00K<0.1%History
PCRXPacira BioSciences, Inc.COM8$00.0%History