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Livermore
Livermore
ZHEN

Rise Advisors, LLC

SEC CIK
0001831316
Latest filing
Jul 10, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Jan 10, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
617
−55 vs. Q3 2023
Portfolio value
$143.0M
+$16.9M (+13.4%) vs. Q3 2023
Filed
Jan 10, 2024
SEC
Holdings of Rise Advisors, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
INSGInseego Corp.COM10$2<0.1%00.0%UnchangedHistory
SBFMSunshine Biopharma Inc.Common Stock18$5<0.1%00.0%UnchangedHistory
NVTAInvitae CorpCOM25$16<0.1%00.0%UnchangedHistory
VFCV F CorpStock1$20<0.1%00.0%UnchangedHistory
SFESSafeguard Scientifics IncCOM NEW27$21<0.1%00.0%UnchangedHistory
SFIXStitch Fix, Inc.Stock10$36<0.1%00.0%UnchangedHistory
GDVGabelli Dividend & Income TrustCOM2$38<0.1%00.0%UnchangedHistory
Occidental Pete Corp WT Exp 080327674599162Stock1$39<0.1%00.0%Unchanged–
AMRNAmarin Corp PLCSPONS ADR NEW50$44<0.1%00.0%UnchangedHistory
BANDBandwidth Inc.COM CL A4$58<0.1%00.0%UnchangedHistory
GANGAN LtdORD SHS55$87<0.1%00.0%UnchangedHistory
FIRYFiry Inc.COM CL A16$100<0.1%00.0%UnchangedHistory
RVTRoyce Small-Cap Trust, Inc.COM8$119<0.1%00.0%UnchangedHistory
BYNDBeyond Meat, Inc.COM15$134<0.1%00.0%UnchangedHistory
OMOutset Medical, Inc.COM25$135<0.1%00.0%UnchangedHistory
DNMRDanimer Scientific, Inc.COM CL A140$143<0.1%00.0%UnchangedHistory
MAPSWM Technology, Inc.COM200$144<0.1%−400−66.7%ReducedHistory
BODIBeachbody Company, Inc.COM CL A NEW18$149<0.1%+18NewHistory
TELLTellurian Inc.COM200$151<0.1%00.0%UnchangedHistory
MSGEMadison Square Garden Entertainment Corp.COM CL A5$159<0.1%00.0%UnchangedHistory
GRWGGrowGeneration Corp.COM65$163<0.1%00.0%UnchangedHistory
AMCAMC Entertainment Holdings, Inc.CL A NEW27$165<0.1%00.0%UnchangedHistory
SPHRSphere Entertainment Co.CL A5$170<0.1%00.0%UnchangedHistory
ASANAsana, Inc.CL A10$190<0.1%00.0%UnchangedHistory
UPWheels Up Experience Inc.COM CL A59$202<0.1%00.0%UnchangedHistory
METCBRamaco Resources, Inc.COM CL B16$207<0.1%+1+6.7%AddedHistory
TRIPTripAdvisor, Inc.COM10$215<0.1%00.0%UnchangedHistory
NEGGNewegg Commerce, Inc.COMMON SHARES200$252<0.1%00.0%UnchangedHistory
GDRXGoodRx Holdings, Inc.COM CL A40$268<0.1%00.0%UnchangedHistory
Series Portfolios Tr81752T494UNUSUAL WHALES10$278<0.1%00.0%Unchanged–
CCChemours CoStock9$281<0.1%00.0%UnchangedHistory
ZGZillow Group, Inc.CL A5$284<0.1%00.0%UnchangedHistory
CNDTCONDUENT IncCOM80$292<0.1%00.0%UnchangedHistory
Series Portfolios Tr81752T510UNUSUAL WHLS DEM10$308<0.1%00.0%Unchanged–
TRUPTrupanion, Inc.COM20$310<0.1%00.0%UnchangedHistory
FSRFisker Inc.CL A COM STK184$322<0.1%00.0%UnchangedHistory
Allego N V Ord ShsN0796A100Stock253$342<0.1%00.0%Unchanged–
CGCCanopy Growth CorpCOM NEW67$342<0.1%00.0%UnchangedConverted for a 1-for-10 splitHistory
GPROGoPro, Inc.CL A100$347<0.1%00.0%UnchangedHistory
WOLFWolfspeed, Inc.Stock8$348<0.1%00.0%UnchangedHistory
MDTMedtronic plcStock4$369<0.1%−29−87.9%ReducedHistory
CHTRCharter Communications, Inc.CL A1$389<0.1%00.0%UnchangedHistory
RMTIRockwell Medical, Inc.COM NEW215$406<0.1%00.0%UnchangedHistory
SVMSilvercorp Metals IncCOM155$408<0.1%+1+0.6%AddedHistory
CRONCronos Group Inc.COM200$418<0.1%00.0%UnchangedHistory
Amplify ETF Tr032108854SEYMOUR CANNBS100$427<0.1%00.0%Unchanged–
DBCInvesco DB Commodity Index Tracking FundUNIT20$442<0.1%+1+5.3%AddedHistory
OPENOpendoor Technologies Inc.COM100$448<0.1%00.0%UnchangedHistory
NVCRNovoCure LtdORD SHS30$448<0.1%00.0%UnchangedHistory
BMEBlackRock Health Sciences TrustCOM11$449<0.1%00.0%UnchangedHistory
LYFTLyft, Inc.CL A COM30$450<0.1%00.0%UnchangedHistory
DXCDXC Technology CoStock21$486<0.1%00.0%UnchangedHistory
SESea LtdSPONSORD ADS12$486<0.1%00.0%UnchangedHistory
OLNOLIN CorpStock10$529<0.1%00.0%UnchangedHistory
VFFVillage Farms International, Inc.COM700$533<0.1%00.0%UnchangedHistory
DDD3D Systems CorpCOM NEW85$540<0.1%00.0%UnchangedHistory
STNEStoneCo Ltd.COM30$541<0.1%00.0%UnchangedHistory
GRMNGarmin LtdSHS4$543<0.1%−6−60.0%ReducedHistory
HASHasbro, Inc.COM11$554<0.1%00.0%UnchangedHistory
BHCBausch Health Companies Inc.Stock70$561<0.1%00.0%UnchangedHistory
BHFBrighthouse Financial, Inc.COM11$582<0.1%00.0%UnchangedHistory
JKSJinkoSolar Holding Co., Ltd.SPONSORED ADR16$604<0.1%−14−46.7%ReducedHistory
OXYOccidental Petroleum CorpStock10$608<0.1%00.0%UnchangedHistory
AMBAAmbarella IncSHS10$613<0.1%00.0%UnchangedHistory
DOCNDigitalOcean Holdings, Inc.COM17$624<0.1%00.0%UnchangedHistory
ADPAutomatic Data Processing IncStock3$635<0.1%00.0%UnchangedHistory
MATVMativ Holdings, Inc.COM42$638<0.1%+1+2.4%AddedHistory
SSYSStratasys Ltd.SHS45$643<0.1%00.0%UnchangedHistory
PENNPENN Entertainment, Inc.COM25$651<0.1%00.0%UnchangedHistory
OTISOtis Worldwide CorpStock7$659<0.1%00.0%UnchangedHistory
CHGGChegg, IncCOM60$682<0.1%−80−57.1%ReducedHistory
ULBIUltralife CorpCOM100$682<0.1%00.0%UnchangedHistory
SWKSSkyworks Solutions, Inc.Stock6$685<0.1%00.0%UnchangedHistory
Cambria ETF Tr132061821CANNABIS ETF118$685<0.1%+3+2.6%Added–
PTONPeloton Interactive, Inc.CL A COM118$719<0.1%−44−27.2%ReducedHistory
TWSTTwist Bioscience CorpCOM20$737<0.1%00.0%UnchangedHistory
DAVAEndava plcADS10$779<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F171GREEN BOND ETF33$789<0.1%00.0%Unchanged–
MNKDMannkind CorpCOM NEW225$819<0.1%00.0%UnchangedHistory
VETVermilion Energy Inc.COM68$820<0.1%00.0%UnchangedHistory
FOLDAmicus Therapeutics, Inc.COM58$823<0.1%00.0%UnchangedHistory
RGRSturm Ruger & Co IncStock18$832<0.1%00.0%UnchangedHistory
CRDLCardiol Therapeutics Inc.COM CL A1,000$843<0.1%00.0%UnchangedHistory
Paramount Global92556H206CL B58$856<0.1%00.0%Unchanged–
SONOSonos IncCOM50$857<0.1%00.0%UnchangedHistory
IEIvanhoe Electric Inc.COM85$857<0.1%00.0%UnchangedHistory
CTVACorteva, Inc.Stock18$865<0.1%00.0%UnchangedHistory
RHRHCOM3$874<0.1%00.0%UnchangedHistory
NVXNOVONIX LtdSPONSORED ADS456$885<0.1%00.0%UnchangedHistory
CARRCarrier Global CorpStock16$901<0.1%00.0%UnchangedHistory
TOSTToast, Inc.Stock50$913<0.1%00.0%UnchangedHistory
STEMStem, Inc.CL A236$916<0.1%00.0%UnchangedHistory
WisdomTree Tr97717Y592BATTERY VL CHAIN30$922<0.1%00.0%Unchanged–
SWBISmith & Wesson Brands, Inc.COM71$961<0.1%−99−58.2%ReducedHistory
EQTEQT CorpStock25$970<0.1%+25NewHistory
IAUiShares Gold TrustETF25$976<0.1%−25−50.0%ReducedHistory
OGNOrganon & Co.Stock68$976<0.1%+1+1.5%AddedHistory
AFRMAffirm Holdings, Inc.COM CL A20$983<0.1%00.0%UnchangedHistory
CLFCleveland-Cliffs Inc.COM50$1.02K<0.1%00.0%UnchangedHistory
SAMBoston Beer Co IncCL A3$1.04K<0.1%00.0%UnchangedHistory

Sold out since Q3 2023 (83)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Rise Advisors, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
BDXBecton Dickinson & CoStock305$79.0K0.1%History
SPDR Series Trust78464A763ST STR SP DIV350$40.3K<0.1%–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF509$38.7K<0.1%–
iShares Tr464288836U.S. PHARMA ETF169$30.0K<0.1%–
iShares Tr464287341GLOBAL ENERG ETF716$29.5K<0.1%–
ProShares Bitcoin ETF74347G440ETF1,978$27.3K<0.1%–
iShares Tr464287770U.S. FIN SVC ETF168$26.0K<0.1%–
LNCLincoln National CorpCOM1,024$25.3K<0.1%History
iShares Tr464288646ISHS 1-5YR INVS485$24.2K<0.1%–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF192$19.6K<0.1%–
iShares Tr464287713US TELECOM ETF819$17.4K<0.1%–
AMTAmerican Tower CorpREIT97$16.0K<0.1%History
OBDCBlue Owl Capital CorpCOM1,119$15.5K<0.1%History
BALLBALL CorpCOM301$15.0K<0.1%History
ATVIActivision Blizzard, Inc.COM133$12.5K<0.1%History
DUKDuke Energy CORPStock132$11.7K<0.1%History
ELEstee Lauder Companies IncCL A68$9.79K<0.1%History
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT58$8.15K<0.1%–
Invesco Exch Traded FD Tr II46138E511PFD ETF672$7.36K<0.1%–
iShares Tr464288851US OIL GS EX ETF67$6.49K<0.1%–
Vanguard Short-Term Bond ETF921937827ETF79$5.90K<0.1%–
HUNHuntsman CORPCOM211$5.14K<0.1%History
TDToronto Dominion BankStock79$4.78K<0.1%History
STTState Street CorpCOM50$3.36K<0.1%History
AESAES CorpStock221$3.36K<0.1%History
BENFranklin Templeton IncCOM136$3.35K<0.1%History
SGENSeagen Inc.COM15$3.18K<0.1%History
First Tr Exchange Traded FD33734X143HLTH CARE ALPH30$2.92K<0.1%–
iShares Core S&P US Value ETF464287663ETF39$2.88K<0.1%–
ITWIllinois Tool Works IncStock12$2.87K<0.1%History
Invesco Exchange Traded FD T46137V118GBL LISTED PVT54$2.77K<0.1%–
NICENICE Ltd.SPONSORED ADR16$2.72K<0.1%History
HRLHormel Foods CorpCOM54$2.05K<0.1%History
iShares Tr464288877EAFE VALUE ETF39$1.93K<0.1%–
EBAYeBay IncCOM42$1.84K<0.1%History
iShares Tr464288273EAFE SML CP ETF33$1.84K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER50$1.83K<0.1%–
TROWPrice T Rowe Group IncStock17$1.81K<0.1%History
CHKPCheck Point Software Technologies LtdORD10$1.33K<0.1%History
MEHCQChrome Holding Co.CLASS A COM1,347$1.32K<0.1%History
KEYSKeysight Technologies, Inc.Stock9$1.19K<0.1%History
NXDRNextdoor Holdings, Inc.COM CL A600$1.09K<0.1%History
MTCHMatch Group, Inc.COM25$979<0.1%History
VODVodafone Group Public Ltd CoADR75$713<0.1%History
LINLinde PLCStock1$414<0.1%History
OGIOrganigram Global Inc.Stock277$366<0.1%History
CICigna GroupStock1$276<0.1%History
Beachbody Company, Inc.073463101COM CL A925$273<0.1%–
CCitigroup IncStock4$154<0.1%History
TRIThomson Reuters CorpCOM NO PAR1$113<0.1%History
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF1$88<0.1%–
JBTMJBT Marel CorpCOM1$78<0.1%History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF1$71<0.1%–
TECHBIO-TECHNE CorpCOM1$64<0.1%History
iShares Tr4642886613 7 YR TREAS BD1$62<0.1%–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF1$57<0.1%–
DHRDanaher CorpStock0$51<0.1%History
iShares Tr4642874571 3 YR TREAS BD1$49<0.1%–
Schwab Intermediate-Term US Treasury ETF808524854ETF1$45<0.1%–
ENTGEntegris IncCOM0$44<0.1%History
iShares Tr4642874407-10 YR TRSY BD0$43<0.1%–
iShares Core High Dividend ETF46429B663ETF0$40<0.1%–
WDWalker & Dunlop, Inc.COM1$39<0.1%History
APHAmphenol CorpCL A0$38<0.1%History
BAHBooz Allen Hamilton Holding CorpCL A0$35<0.1%History
GPNGlobal Payments IncStock0$34<0.1%History
GGGGraco IncCOM0$33<0.1%History
NUENucor CorpCOM0$27<0.1%History
AREAlexandria Real Estate Equities, Inc.COM0$23<0.1%History
WKHSWorkhorse Group Inc.COM NEW50$21<0.1%History
CLColgate Palmolive CoStock0$18<0.1%History
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS0$15<0.1%–
ACBAurora Cannabis IncCOM25$15<0.1%History
AAPAdvance Auto Parts IncCOM0$12<0.1%History
NRGNRG Energy, Inc.Stock0$9<0.1%History
Invesco Exch Traded FD Tr II46138G508SR LN ETF0$9<0.1%–
PECOPhillips Edison & Company, Inc.COMMON STOCK0$8<0.1%History
BAXBaxter International IncStock0$7<0.1%History
ALLYAlly Financial Inc.Stock0$6<0.1%History
LKQLKQ CorpCOM0$3<0.1%History
STWDStarwood Property Trust, Inc.COM0$3<0.1%History
SPDR Ser Tr78468R648S&P KENSHO NEW0$3<0.1%–
ARCCAres Capital CorpCEF0$1<0.1%History