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Livermore
Livermore
ZHEN

Platform Technology Partners

SEC CIK
0001830817
Latest filing
Jul 24, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 4, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
236
−26 vs. Q2 2021
Portfolio value
$220.5M
−$22.3M (−9.2%) vs. Q2 2021
Filed
Nov 4, 2021
SEC
Holdings of Platform Technology Partners in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
CLXClorox CoStock3,557$589.0K0.3%+76+2.2%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF2,649$588.0K0.3%−39−1.5%Reduced–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT11,574$585.0K0.3%−7,675−39.9%Reduced–
AMTAmerican Tower CorpREIT2,181$579.0K0.3%−260−10.7%ReducedHistory
EDConsolidated Edison IncStock7,936$576.0K0.3%−3,913−33.0%ReducedHistory
FLYYSpirit Aviation Holdings, Inc.COM22,186$576.0K0.3%+22,186NewHistory
GLDSPDR Gold TrustETF3,393$557.0K0.3%−130−3.7%ReducedHistory
TAT&T Inc.Stock20,284$548.0K0.2%−40,006−66.4%ReducedHistory
EMOClearBridge Energy Midstream Opportunity Fund Inc.COM24,885$544.0K0.2%+597+2.5%AddedHistory
ABNBAirbnb, Inc.Stock3,239$543.0K0.2%+402+14.2%AddedHistory
CSCOCisco Systems, Inc.Stock9,933$541.0K0.2%−762−7.1%ReducedHistory
SRTAStrata Critical Medical, Inc.CL A COM51,452$535.0K0.2%+18,138+54.4%AddedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS19,838$530.0K0.2%+1,053+5.6%AddedHistory
CMCSAComcast CorpStock9,429$527.0K0.2%−1,720−15.4%ReducedHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF24,435$502.0K0.2%+1,700+7.5%Added–
First Tr Exchange-Traded FD33738D309SENIOR LN FD10,469$501.0K0.2%+825+8.6%Added–
CSXCSX CorpStock16,716$497.0K0.2%00.0%UnchangedHistory
YUMYum Brands IncStock4,006$490.0K0.2%−277−6.5%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF4,484$490.0K0.2%+10.0%Added–
VRSKVerisk Analytics, Inc.COM2,435$488.0K0.2%00.0%UnchangedHistory
AKAMAkamai Technologies IncCOM4,656$487.0K0.2%−660−12.4%ReducedHistory
WOOFPetco Health & Wellness Company, Inc.CL A COM23,073$487.0K0.2%+23,073NewHistory
DDominion Energy, IncStock6,662$486.0K0.2%−1,442−17.8%ReducedHistory
BKHBlack Hills CorpCOM7,720$485.0K0.2%00.0%UnchangedHistory
DKNGDraftKings Inc.COM CL A9,995$481.0K0.2%−1,547−13.4%ReducedHistory
ISBCInvestors Bancorp, Inc.COM31,219$472.0K0.2%−13,142−29.6%ReducedHistory
PLBYPlayboy, Inc.COM19,955$470.0K0.2%+14,755+283.8%AddedHistory
WFCWells Fargo & CompanyStock10,085$468.0K0.2%−270−2.6%ReducedHistory
First Tr Exchange Traded FD33738R118NASD TECH DIV8,241$465.0K0.2%+754+10.1%Added–
SRCLStericycle IncCOM6,842$465.0K0.2%−278−3.9%ReducedHistory
LLYEli Lilly & CoStock1,962$453.0K0.2%−2,655−57.5%ReducedHistory
CHWYChewy, Inc.CL A6,656$453.0K0.2%+450+7.3%AddedHistory
HYFMHydrofarm Holdings Group, Inc.COM11,865$449.0K0.2%00.0%UnchangedHistory
IBMInternational Business Machines CorpStock3,198$444.0K0.2%−667−17.3%ReducedHistory
CATCaterpillar IncStock2,257$433.0K0.2%+35+1.6%AddedHistory
BIIBBiogen Inc.COM1,486$421.0K0.2%00.0%UnchangedHistory
NEENextera Energy IncStock5,114$402.0K0.2%−6,621−56.4%ReducedHistory
GABGabelli Equity Trust IncCOM59,886$398.0K0.2%−99,301−62.4%ReducedHistory
NVDANVIDIA CorpStock1,916$397.0K0.2%−3,244−62.9%ReducedConverted for a 4-for-1 splitHistory
GEGeneral Electric CoStock3,841$396.0K0.2%−192−4.8%ReducedConverted for a 1-for-8 splitHistory
SIVBSVB Financial GroupCOM606$392.0K0.2%00.0%UnchangedHistory
Invesco Actively Managed Exc46090A705S&P500 DOWNSID10,910$390.0K0.2%00.0%Unchanged–
PNCPNC Financial Services Group, Inc.Stock1,977$387.0K0.2%00.0%UnchangedHistory
ADBEAdobe Inc.Stock645$371.0K0.2%−49−7.1%ReducedHistory
MDLZMondelez International, Inc.Stock6,201$361.0K0.2%−448−6.7%ReducedHistory
CPRICapri Holdings LtdSHS7,463$361.0K0.2%+25+0.3%AddedHistory
DVNDevon Energy CorpStock10,103$359.0K0.2%+10,103NewHistory
INTCIntel CorpStock6,666$355.0K0.2%−932−12.3%ReducedHistory
iShares Russell 1000 Growth ETF464287614ETF1,292$354.0K0.2%00.0%Unchanged–
ETF Ser Solutions26922A172NATIONWIDE RSK12,769$351.0K0.2%−645−4.8%Reduced–
EXPEExpedia Group, Inc.Stock2,127$349.0K0.2%−20−0.9%ReducedHistory
SOSouthern CoStock5,584$346.0K0.2%−12,463−69.1%ReducedHistory
AEPAmerican Electric Power Co IncStock4,204$341.0K0.2%−614−12.7%ReducedHistory
STLSterling BancorpCOM13,581$339.0K0.2%−1,511−10.0%ReducedHistory
SPLKSplunk IncCOM2,326$337.0K0.2%+2,326NewHistory
ULUnilever PLCSPON ADR NEW6,224$337.0K0.2%+34+0.5%AddedHistory
BKNGBooking Holdings Inc.Stock138$328.0K0.1%−73−34.6%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF2,067$324.0K0.1%00.0%Unchanged–
TAOXTAO Synergies Inc.COM NEW32,500$323.0K0.1%00.0%UnchangedHistory
VRTXVertex Pharmaceuticals IncStock1,771$321.0K0.1%+13+0.7%AddedHistory
SRPTSarepta Therapeutics, Inc.COM3,405$315.0K0.1%−920−21.3%ReducedHistory
Signature BK New York N Y82669G104COM1,149$313.0K0.1%00.0%Unchanged–
GENGen Digital Inc.Stock12,290$311.0K0.1%+73+0.6%AddedHistory
EXASExact Sciences CorpCOM3,253$310.0K0.1%00.0%UnchangedHistory
DISHDISH Network CORPCL A6,966$303.0K0.1%+6,966NewHistory
BLKBlackRock, Inc.COM359$301.0K0.1%−50−12.2%ReducedHistory
KOCoca Cola CoStock5,590$293.0K0.1%+626+12.6%AddedHistory
UPSUnited Parcel Service IncStock1,593$290.0K0.1%−338−17.5%ReducedHistory
CCitigroup IncStock4,063$285.0K0.1%−517−11.3%ReducedHistory
BABAAlibaba Group Holding LtdADR1,875$278.0K0.1%+92+5.2%AddedHistory
SNAPSnap IncStock3,722$275.0K0.1%−78−2.1%ReducedHistory
CUENCuentas Inc.COM NEW95,219$275.0K0.1%+53,219+126.7%AddedHistory
BlackRock New York Municipal Income Trust09248L106SH BEN INT17,857$274.0K0.1%00.0%Unchanged–
iShares MSCI Eafe ETF464287465ETF3,500$273.0K0.1%+175+5.3%Added–
iShares Tr464287234MSCI EMG MKT ETF5,401$272.0K0.1%+493+10.0%Added–
TTTrane Technologies plcSHS1,570$271.0K0.1%00.0%UnchangedHistory
BUDAnheuser-Busch InBev SA/NVADR4,795$270.0K0.1%−176−3.5%ReducedHistory
DTDynatrace, Inc.Stock3,770$268.0K0.1%00.0%UnchangedHistory
EWEdwards Lifesciences CorpStock2,353$266.0K0.1%−875−27.1%ReducedHistory
SWKSSkyworks Solutions, Inc.Stock1,615$266.0K0.1%+65+4.2%AddedHistory
ROKRockwell Automation, IncStock901$265.0K0.1%−25−2.7%ReducedHistory
IFFInternational Flavors & Fragrances IncCOM1,944$260.0K0.1%−1,582−44.9%ReducedHistory
YUMCYum China Holdings, Inc.COM4,435$258.0K0.1%−323−6.8%ReducedHistory
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM17,419$253.0K0.1%−10,489−37.6%ReducedHistory
NVSNovartis AGADR3,058$250.0K0.1%+13+0.4%AddedHistory
TMUST-Mobile US, Inc.Stock1,911$244.0K0.1%+60+3.2%AddedHistory
IRDMIridium Communications Inc.COM5,900$235.0K0.1%00.0%UnchangedHistory
ROKURoku, IncCOM CL A730$229.0K0.1%−30−3.9%ReducedHistory
DUKDuke Energy CORPStock2,310$225.0K0.1%−3,039−56.8%ReducedHistory
PMPhilip Morris International Inc.Stock2,308$219.0K0.1%−1,789−43.7%ReducedHistory
GMDAGamida Cell Ltd.SHS55,875$219.0K0.1%+10,500+23.1%AddedHistory
MTNBMatinas BioPharma Holdings, Inc.COM165,160$215.0K0.1%−26,000−13.6%ReducedHistory
CVSCVS Health CorpStock2,525$214.0K0.1%−246−8.9%ReducedHistory
CUENWCuentas Inc.*W EXP 99/99/999254,184$214.0K0.1%+34,448+15.7%AddedHistory
ATERAterian, Inc.Equity19,692$213.0K0.1%+4,650+30.9%AddedHistory
CHTRCharter Communications, Inc.CL A286$208.0K0.1%−96−25.1%ReducedHistory
CRMTAmericas Carmart IncCOM1,781$208.0K0.1%+174+10.8%AddedHistory
BRWSaba Capital Income & Opportunities FundSHARES45,317$206.0K0.1%−3,844−7.8%ReducedHistory
XYZBlock, Inc.CL A851$204.0K0.1%−260−23.4%ReducedHistory
iShares Russell Midcap ETF464287499ETF2,591$203.0K0.1%00.0%Unchanged–

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Platform Technology Partners in Q3 2021
SecurityClassPutsCalls
ATERAterian, Inc.Equity–$22.0K

Sold out since Q2 2021 (40)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Platform Technology Partners sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
BMEBlackRock Health Sciences TrustCOM14,800$718.0K0.3%History
IHRTiHeartMedia, Inc.COM CL A17,919$483.0K0.2%History
EXCExelon CorpStock9,466$419.0K0.2%History
UTGReaves Utility Income FundCOM SH BEN INT11,385$391.0K0.2%History
GDVGabelli Dividend & Income TrustCOM13,930$366.0K0.2%History
MOAltria Group, Inc.Stock7,364$351.0K0.1%History
ACREAres Commercial Real Estate CorpCOM19,936$293.0K0.1%History
TEAMAtlassian CorpCL A1,138$292.0K0.1%History
AMATApplied Materials IncStock2,039$290.0K0.1%History
ZBRAZebra Technologies CorpCL A539$285.0K0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP5,757$282.0K0.1%History
PRUPrudential Financial IncStock2,735$280.0K0.1%History
AVGOBroadcom Inc.Stock563$268.0K0.1%History
CMPRCIMPRESS plcSHS EURO2,462$267.0K0.1%History
OKEONEOK IncCOM4,737$264.0K0.1%History
GDRXGoodRx Holdings, Inc.COM CL A7,232$260.0K0.1%History
ETREntergy CorpCOM2,538$253.0K0.1%History
GMGeneral Motors CoCOM4,218$250.0K0.1%History
ENBEnbridge IncStock6,221$249.0K0.1%History
TWLOTwilio IncCL A610$240.0K0.1%History
PEGPublic Service Enterprise Group IncCOM3,960$237.0K0.1%History
State Street Energy Select Sector SPDR ETF81369Y506ETF4,376$236.0K0.1%–
UBERUber Technologies, IncStock4,716$236.0K0.1%History
TDToronto Dominion BankStock3,326$233.0K0.1%History
GILDGilead Sciences, Inc.Stock3,333$230.0K0.1%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN12,100$229.0K0.1%–
NGGNational Grid PLCSPONSORED ADR NE3,558$228.0K0.1%History
SPRSpirit AeroSystems Holdings, Inc.COM CL A4,748$224.0K0.1%History
SDGRSchrodinger, Inc.COM2,950$223.0K0.1%History
LMTLockheed Martin CorpStock577$218.0K0.1%History
CGCCanopy Growth CorpCOM8,988$218.0K0.1%History
Churchill Capital Corp IV171439102CL A7,000$202.0K0.1%–
DBIDesigner Brands Inc.CL A11,312$187.0K0.1%History
NUVNuveen Municipal Value Fund IncCOM16,164$186.0K0.1%History
BFLYButterfly Network, Inc.COM CL A10,697$155.0K0.1%History
GRTSGritstone bio, Inc.COM10,950$100.0K<0.1%History
TDAYUSA TODAY Co., Inc.COM14,750$81.0K<0.1%History
Iconix Brand Group, Inc.451055305COM NEW19,000$59.0K<0.1%–
TELLTellurian Inc.COM10,489$49.0K<0.1%History
Gabelli Equity Tr Inc362397218RIGHT 07/14/202121,350$2.00K<0.1%–