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Livermore
Livermore
ZHEN

Platform Technology Partners

SEC CIK
0001830817
Latest filing
Jul 24, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 4, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
236
−26 vs. Q2 2021
Portfolio value
$220.5M
−$22.3M (−9.2%) vs. Q2 2021
Filed
Nov 4, 2021
SEC
Holdings of Platform Technology Partners in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SNDLSNDL Inc.COM12,952$9.00K<0.1%00.0%UnchangedHistory
EVFMEvofem Biosciences, Inc.COM13,000$10.0K<0.1%00.0%UnchangedHistory
TLSATiziana Life Sciences LtdSPONSORED ADS10,000$15.0K<0.1%00.0%UnchangedHistory
YARWYarrow Bioscience, Inc.COM14,457$20.0K<0.1%−1,375−8.7%ReducedHistory
ABEOAbeona Therapeutics Inc.COM18,506$21.0K<0.1%00.0%UnchangedHistory
XCURExicure, Inc.COM18,000$22.0K<0.1%00.0%UnchangedHistory
KAVLKaival Brands Innovations Group, Inc.COM NEW15,986$22.0K<0.1%+15,986NewHistory
ZKINZK International Group Co., Ltd.SHS10,000$28.0K<0.1%00.0%UnchangedHistory
DFTXDefinium Therapeutics, Inc.COM15,000$35.0K<0.1%00.0%UnchangedHistory
LYGLloyds Banking Group plcSPONSORED ADR16,516$40.0K<0.1%−5,114−23.6%ReducedHistory
GSATGlobalstar, Inc.COM24,500$41.0K<0.1%−1,500−5.8%ReducedHistory
HIVEHIVE Digital Technologies Ltd.COM16,500$44.0K<0.1%+16,500NewHistory
CELPCypress Environmental Partners, L.P.LTD PARTNER INT26,916$48.0K<0.1%+3,897+16.9%AddedHistory
MMATMeta Materials Inc.COM10,000$58.0K<0.1%+10,000NewHistory
NSLNuveen Senior Income FundCOM10,125$59.0K<0.1%00.0%UnchangedHistory
CRBPCorbus Pharmaceuticals Holdings, Inc.COM60,000$61.0K<0.1%00.0%UnchangedHistory
MOGUMOGU Inc.SPON ADS64,000$62.0K<0.1%+1,000+1.6%AddedHistory
XWELXWELL, Inc.COM44,528$65.0K<0.1%00.0%UnchangedHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW11,900$67.0K<0.1%+11,900NewHistory
TXMDTherapeuticsMD, Inc.COM100,000$74.0K<0.1%+60,000+150.0%AddedHistory
SURFSurface Oncology, Inc.COM10,000$76.0K<0.1%00.0%UnchangedHistory
PTPIPetros Pharmaceuticals, Inc.COM44,000$88.0K<0.1%00.0%UnchangedHistory
EVLVEvolv Technologies Holdings, Inc.COM CL A15,200$91.0K<0.1%+15,200NewHistory
BNGOBionano Genomics, Inc.COM17,250$95.0K<0.1%+250+1.5%AddedHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD14,569$99.0K<0.1%+8+0.1%AddedHistory
GUTGabelli Utility TrustCOM12,998$102.0K<0.1%00.0%UnchangedHistory
MLCOMelco Resorts & Entertainment LTDADR10,000$102.0K<0.1%+10,000NewHistory
OPKOpko Health, Inc.COM29,000$106.0K<0.1%00.0%UnchangedHistory
INODInnodata IncCOM NEW12,700$121.0K0.1%00.0%UnchangedHistory
SABRSabre CorpCOM11,891$141.0K0.1%+112+1.0%AddedHistory
APLEApple Hospitality REIT, Inc.REIT10,842$171.0K0.1%00.0%UnchangedHistory
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM24,394$178.0K0.1%+24,394NewHistory
NOKNokia CorpSPONSORED ADR34,181$186.0K0.1%−51−0.1%ReducedHistory
KMIKinder Morgan, Inc.Stock11,589$194.0K0.1%−1,470−11.3%ReducedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM25,228$202.0K0.1%−29,657−54.0%ReducedHistory
iShares Russell Midcap ETF464287499ETF2,591$203.0K0.1%00.0%Unchanged–
DDOGDatadog, Inc.CL A COM1,435$203.0K0.1%+1,435NewHistory
XYZBlock, Inc.CL A851$204.0K0.1%−260−23.4%ReducedHistory
BRWSaba Capital Income & Opportunities FundSHARES45,317$206.0K0.1%−3,844−7.8%ReducedHistory
CHTRCharter Communications, Inc.CL A286$208.0K0.1%−96−25.1%ReducedHistory
CRMTAmericas Carmart IncCOM1,781$208.0K0.1%+174+10.8%AddedHistory
ATERAterian, Inc.Equity19,692$213.0K0.1%+4,650+30.9%AddedHistory
CVSCVS Health CorpStock2,525$214.0K0.1%−246−8.9%ReducedHistory
CUENWCuentas Inc.*W EXP 99/99/999254,184$214.0K0.1%+34,448+15.7%AddedHistory
MTNBMatinas BioPharma Holdings, Inc.COM165,160$215.0K0.1%−26,000−13.6%ReducedHistory
PMPhilip Morris International Inc.Stock2,308$219.0K0.1%−1,789−43.7%ReducedHistory
GMDAGamida Cell Ltd.SHS55,875$219.0K0.1%+10,500+23.1%AddedHistory
DUKDuke Energy CORPStock2,310$225.0K0.1%−3,039−56.8%ReducedHistory
ROKURoku, IncCOM CL A730$229.0K0.1%−30−3.9%ReducedHistory
IRDMIridium Communications Inc.COM5,900$235.0K0.1%00.0%UnchangedHistory
TMUST-Mobile US, Inc.Stock1,911$244.0K0.1%+60+3.2%AddedHistory
NVSNovartis AGADR3,058$250.0K0.1%+13+0.4%AddedHistory
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM17,419$253.0K0.1%−10,489−37.6%ReducedHistory
YUMCYum China Holdings, Inc.COM4,435$258.0K0.1%−323−6.8%ReducedHistory
IFFInternational Flavors & Fragrances IncCOM1,944$260.0K0.1%−1,582−44.9%ReducedHistory
ROKRockwell Automation, IncStock901$265.0K0.1%−25−2.7%ReducedHistory
EWEdwards Lifesciences CorpStock2,353$266.0K0.1%−875−27.1%ReducedHistory
SWKSSkyworks Solutions, Inc.Stock1,615$266.0K0.1%+65+4.2%AddedHistory
DTDynatrace, Inc.Stock3,770$268.0K0.1%00.0%UnchangedHistory
BUDAnheuser-Busch InBev SA/NVADR4,795$270.0K0.1%−176−3.5%ReducedHistory
TTTrane Technologies plcSHS1,570$271.0K0.1%00.0%UnchangedHistory
iShares Tr464287234MSCI EMG MKT ETF5,401$272.0K0.1%+493+10.0%Added–
iShares MSCI Eafe ETF464287465ETF3,500$273.0K0.1%+175+5.3%Added–
BlackRock New York Municipal Income Trust09248L106SH BEN INT17,857$274.0K0.1%00.0%Unchanged–
SNAPSnap IncStock3,722$275.0K0.1%−78−2.1%ReducedHistory
CUENCuentas Inc.COM NEW95,219$275.0K0.1%+53,219+126.7%AddedHistory
BABAAlibaba Group Holding LtdADR1,875$278.0K0.1%+92+5.2%AddedHistory
CCitigroup IncStock4,063$285.0K0.1%−517−11.3%ReducedHistory
UPSUnited Parcel Service IncStock1,593$290.0K0.1%−338−17.5%ReducedHistory
KOCoca Cola CoStock5,590$293.0K0.1%+626+12.6%AddedHistory
BLKBlackRock, Inc.COM359$301.0K0.1%−50−12.2%ReducedHistory
DISHDISH Network CORPCL A6,966$303.0K0.1%+6,966NewHistory
EXASExact Sciences CorpCOM3,253$310.0K0.1%00.0%UnchangedHistory
GENGen Digital Inc.Stock12,290$311.0K0.1%+73+0.6%AddedHistory
Signature BK New York N Y82669G104COM1,149$313.0K0.1%00.0%Unchanged–
SRPTSarepta Therapeutics, Inc.COM3,405$315.0K0.1%−920−21.3%ReducedHistory
VRTXVertex Pharmaceuticals IncStock1,771$321.0K0.1%+13+0.7%AddedHistory
TAOXTAO Synergies Inc.COM NEW32,500$323.0K0.1%00.0%UnchangedHistory
iShares Russell 1000 Value ETF464287598ETF2,067$324.0K0.1%00.0%Unchanged–
BKNGBooking Holdings Inc.Stock138$328.0K0.1%−73−34.6%ReducedHistory
SPLKSplunk IncCOM2,326$337.0K0.2%+2,326NewHistory
ULUnilever PLCSPON ADR NEW6,224$337.0K0.2%+34+0.5%AddedHistory
STLSterling BancorpCOM13,581$339.0K0.2%−1,511−10.0%ReducedHistory
AEPAmerican Electric Power Co IncStock4,204$341.0K0.2%−614−12.7%ReducedHistory
SOSouthern CoStock5,584$346.0K0.2%−12,463−69.1%ReducedHistory
EXPEExpedia Group, Inc.Stock2,127$349.0K0.2%−20−0.9%ReducedHistory
ETF Ser Solutions26922A172NATIONWIDE RSK12,769$351.0K0.2%−645−4.8%Reduced–
iShares Russell 1000 Growth ETF464287614ETF1,292$354.0K0.2%00.0%Unchanged–
INTCIntel CorpStock6,666$355.0K0.2%−932−12.3%ReducedHistory
DVNDevon Energy CorpStock10,103$359.0K0.2%+10,103NewHistory
MDLZMondelez International, Inc.Stock6,201$361.0K0.2%−448−6.7%ReducedHistory
CPRICapri Holdings LtdSHS7,463$361.0K0.2%+25+0.3%AddedHistory
ADBEAdobe Inc.Stock645$371.0K0.2%−49−7.1%ReducedHistory
PNCPNC Financial Services Group, Inc.Stock1,977$387.0K0.2%00.0%UnchangedHistory
Invesco Actively Managed Exc46090A705S&P500 DOWNSID10,910$390.0K0.2%00.0%Unchanged–
SIVBSVB Financial GroupCOM606$392.0K0.2%00.0%UnchangedHistory
GEGeneral Electric CoStock3,841$396.0K0.2%−192−4.8%ReducedConverted for a 1-for-8 splitHistory
NVDANVIDIA CorpStock1,916$397.0K0.2%−3,244−62.9%ReducedConverted for a 4-for-1 splitHistory
GABGabelli Equity Trust IncCOM59,886$398.0K0.2%−99,301−62.4%ReducedHistory
NEENextera Energy IncStock5,114$402.0K0.2%−6,621−56.4%ReducedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Platform Technology Partners in Q3 2021
SecurityClassPutsCalls
ATERAterian, Inc.Equity–$22.0K

Sold out since Q2 2021 (40)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Platform Technology Partners sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
BMEBlackRock Health Sciences TrustCOM14,800$718.0K0.3%History
IHRTiHeartMedia, Inc.COM CL A17,919$483.0K0.2%History
EXCExelon CorpStock9,466$419.0K0.2%History
UTGReaves Utility Income FundCOM SH BEN INT11,385$391.0K0.2%History
GDVGabelli Dividend & Income TrustCOM13,930$366.0K0.2%History
MOAltria Group, Inc.Stock7,364$351.0K0.1%History
ACREAres Commercial Real Estate CorpCOM19,936$293.0K0.1%History
TEAMAtlassian CorpCL A1,138$292.0K0.1%History
AMATApplied Materials IncStock2,039$290.0K0.1%History
ZBRAZebra Technologies CorpCL A539$285.0K0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP5,757$282.0K0.1%History
PRUPrudential Financial IncStock2,735$280.0K0.1%History
AVGOBroadcom Inc.Stock563$268.0K0.1%History
CMPRCIMPRESS plcSHS EURO2,462$267.0K0.1%History
OKEONEOK IncCOM4,737$264.0K0.1%History
GDRXGoodRx Holdings, Inc.COM CL A7,232$260.0K0.1%History
ETREntergy CorpCOM2,538$253.0K0.1%History
GMGeneral Motors CoCOM4,218$250.0K0.1%History
ENBEnbridge IncStock6,221$249.0K0.1%History
TWLOTwilio IncCL A610$240.0K0.1%History
PEGPublic Service Enterprise Group IncCOM3,960$237.0K0.1%History
State Street Energy Select Sector SPDR ETF81369Y506ETF4,376$236.0K0.1%–
UBERUber Technologies, IncStock4,716$236.0K0.1%History
TDToronto Dominion BankStock3,326$233.0K0.1%History
GILDGilead Sciences, Inc.Stock3,333$230.0K0.1%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN12,100$229.0K0.1%–
NGGNational Grid PLCSPONSORED ADR NE3,558$228.0K0.1%History
SPRSpirit AeroSystems Holdings, Inc.COM CL A4,748$224.0K0.1%History
SDGRSchrodinger, Inc.COM2,950$223.0K0.1%History
LMTLockheed Martin CorpStock577$218.0K0.1%History
CGCCanopy Growth CorpCOM8,988$218.0K0.1%History
Churchill Capital Corp IV171439102CL A7,000$202.0K0.1%–
DBIDesigner Brands Inc.CL A11,312$187.0K0.1%History
NUVNuveen Municipal Value Fund IncCOM16,164$186.0K0.1%History
BFLYButterfly Network, Inc.COM CL A10,697$155.0K0.1%History
GRTSGritstone bio, Inc.COM10,950$100.0K<0.1%History
TDAYUSA TODAY Co., Inc.COM14,750$81.0K<0.1%History
Iconix Brand Group, Inc.451055305COM NEW19,000$59.0K<0.1%–
TELLTellurian Inc.COM10,489$49.0K<0.1%History
Gabelli Equity Tr Inc362397218RIGHT 07/14/202121,350$2.00K<0.1%–