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Livermore
Livermore
ZHEN

Platform Technology Partners

SEC CIK
0001830817
Latest filing
Jul 24, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 4, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
236
−26 vs. Q2 2021
Portfolio value
$220.5M
−$22.3M (−9.2%) vs. Q2 2021
Filed
Nov 4, 2021
SEC
Holdings of Platform Technology Partners in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
BIIBBiogen Inc.COM1,486$421.0K0.2%00.0%UnchangedHistory
CATCaterpillar IncStock2,257$433.0K0.2%+35+1.6%AddedHistory
IBMInternational Business Machines CorpStock3,198$444.0K0.2%−667−17.3%ReducedHistory
HYFMHydrofarm Holdings Group, Inc.COM11,865$449.0K0.2%00.0%UnchangedHistory
LLYEli Lilly & CoStock1,962$453.0K0.2%−2,655−57.5%ReducedHistory
CHWYChewy, Inc.CL A6,656$453.0K0.2%+450+7.3%AddedHistory
First Tr Exchange Traded FD33738R118NASD TECH DIV8,241$465.0K0.2%+754+10.1%Added–
SRCLStericycle IncCOM6,842$465.0K0.2%−278−3.9%ReducedHistory
WFCWells Fargo & CompanyStock10,085$468.0K0.2%−270−2.6%ReducedHistory
PLBYPlayboy, Inc.COM19,955$470.0K0.2%+14,755+283.8%AddedHistory
ISBCInvestors Bancorp, Inc.COM31,219$472.0K0.2%−13,142−29.6%ReducedHistory
DKNGDraftKings Inc.COM CL A9,995$481.0K0.2%−1,547−13.4%ReducedHistory
BKHBlack Hills CorpCOM7,720$485.0K0.2%00.0%UnchangedHistory
DDominion Energy, IncStock6,662$486.0K0.2%−1,442−17.8%ReducedHistory
AKAMAkamai Technologies IncCOM4,656$487.0K0.2%−660−12.4%ReducedHistory
WOOFPetco Health & Wellness Company, Inc.CL A COM23,073$487.0K0.2%+23,073NewHistory
VRSKVerisk Analytics, Inc.COM2,435$488.0K0.2%00.0%UnchangedHistory
YUMYum Brands IncStock4,006$490.0K0.2%−277−6.5%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF4,484$490.0K0.2%+10.0%Added–
CSXCSX CorpStock16,716$497.0K0.2%00.0%UnchangedHistory
First Tr Exchange-Traded FD33738D309SENIOR LN FD10,469$501.0K0.2%+825+8.6%Added–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF24,435$502.0K0.2%+1,700+7.5%Added–
CMCSAComcast CorpStock9,429$527.0K0.2%−1,720−15.4%ReducedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS19,838$530.0K0.2%+1,053+5.6%AddedHistory
SRTAStrata Critical Medical, Inc.CL A COM51,452$535.0K0.2%+18,138+54.4%AddedHistory
CSCOCisco Systems, Inc.Stock9,933$541.0K0.2%−762−7.1%ReducedHistory
ABNBAirbnb, Inc.Stock3,239$543.0K0.2%+402+14.2%AddedHistory
EMOClearBridge Energy Midstream Opportunity Fund Inc.COM24,885$544.0K0.2%+597+2.5%AddedHistory
TAT&T Inc.Stock20,284$548.0K0.2%−40,006−66.4%ReducedHistory
GLDSPDR Gold TrustETF3,393$557.0K0.3%−130−3.7%ReducedHistory
EDConsolidated Edison IncStock7,936$576.0K0.3%−3,913−33.0%ReducedHistory
FLYYSpirit Aviation Holdings, Inc.COM22,186$576.0K0.3%+22,186NewHistory
AMTAmerican Tower CorpREIT2,181$579.0K0.3%−260−10.7%ReducedHistory
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT11,574$585.0K0.3%−7,675−39.9%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF2,649$588.0K0.3%−39−1.5%Reduced–
CLXClorox CoStock3,557$589.0K0.3%+76+2.2%AddedHistory
BRBroadridge Financial Solutions, Inc.Stock3,540$590.0K0.3%−8,159−69.7%ReducedHistory
KMBKimberly Clark CorpStock4,479$593.0K0.3%+100+2.3%AddedHistory
NVONovo Nordisk A SADR6,173$593.0K0.3%00.0%UnchangedHistory
COFCapital One Financial CorpStock3,680$596.0K0.3%−27−0.7%ReducedHistory
TWTRTwitter, Inc.COM9,876$596.0K0.3%−432−4.2%ReducedHistory
Advisorshares Tr00768Y453PURE US CANN ETF19,029$601.0K0.3%+1,711+9.9%Added–
iShares Tr464287739U.S. REAL ES ETF5,881$602.0K0.3%00.0%Unchanged–
XOMExxonMobil Holdings CorpCOM10,439$614.0K0.3%+434+4.3%AddedHistory
ACNAccenture plcStock1,935$619.0K0.3%−270−12.2%ReducedHistory
COPConocoPhillipsStock9,176$622.0K0.3%+230+2.6%AddedHistory
XMQualtrics International Inc.COM CL A14,563$622.0K0.3%+8+0.1%AddedHistory
Vanguard Real Estate ETF922908553ETF6,139$625.0K0.3%−1,208−16.4%Reduced–
APHAmphenol CorpCL A8,811$645.0K0.3%00.0%UnchangedHistory
SWKStanley Black & Decker, Inc.COM3,698$648.0K0.3%+58+1.6%AddedHistory
APTVAptiv PLCSHS4,426$659.0K0.3%−258−5.5%ReducedHistory
PRKSUnited Parks & Resorts Inc.COM12,363$684.0K0.3%−331−2.6%ReducedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF1,430$688.0K0.3%+401+39.0%AddedHistory
AXPAmerican Express CoStock4,182$701.0K0.3%−104−2.4%ReducedHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A66,161$713.0K0.3%−958−1.4%ReducedHistory
PHASPhaseBio Pharmaceuticals IncCOM229,223$713.0K0.3%−150−0.1%ReducedHistory
WisdomTree Tr97717W505US MIDCAP DIVID17,251$715.0K0.3%00.0%Unchanged–
MMM3M CoStock4,098$719.0K0.3%+186+4.8%AddedHistory
IQVIQVIA Holdings Inc.Stock3,033$727.0K0.3%−518−14.6%ReducedHistory
PENNPENN Entertainment, Inc.COM10,123$734.0K0.3%+2,335+30.0%AddedHistory
CDWCDW CorpCOM4,084$743.0K0.3%−212−4.9%ReducedHistory
ProShares Tr74348A467S&P 500 DV ARIST8,415$745.0K0.3%−1,079−11.4%Reduced–
CLColgate Palmolive CoStock9,957$753.0K0.3%+1,733+21.1%AddedHistory
AMGNAmgen IncStock3,664$779.0K0.4%−746−16.9%ReducedHistory
BACBank of America CorpStock19,811$841.0K0.4%−35,893−64.4%ReducedHistory
KSUKansas City SouthernCOM NEW3,128$847.0K0.4%−58−1.8%ReducedHistory
STZConstellation Brands, Inc.Stock4,122$868.0K0.4%+884+27.3%AddedHistory
PLTRPalantir Technologies Inc.Stock36,854$886.0K0.4%00.0%UnchangedHistory
TJXTJX Companies IncStock13,791$910.0K0.4%+10.0%AddedHistory
BABoeing CoStock4,158$914.0K0.4%−99−2.3%ReducedHistory
CRMSalesforce, Inc.Stock3,385$918.0K0.4%+203+6.4%AddedHistory
Paramount Global92556H206CL B23,976$947.0K0.4%−6,229−20.6%Reduced–
MRKMerck & Co., Inc.Stock13,074$982.0K0.4%−3,738−22.2%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF7,422$1.00M0.5%00.0%Unchanged–
SCHWSchwab Charles CorpStock13,807$1.01M0.5%−684−4.7%ReducedHistory
iShares Select Dividend ETF464287168ETF8,838$1.01M0.5%+31+0.4%Added–
WisdomTree Tr97717W307US LARGECAP DIVD8,498$1.01M0.5%00.0%Unchanged–
TGTTarget CorpStock4,456$1.02M0.5%−32−0.7%ReducedHistory
ZTSZoetis Inc.Stock5,255$1.02M0.5%+132+2.6%AddedHistory
SPGIS&P Global Inc.Stock2,412$1.02M0.5%+15+0.6%AddedHistory
ADPAutomatic Data Processing IncStock5,172$1.03M0.5%+403+8.5%AddedHistory
ORCLOracle CorpStock11,871$1.03M0.5%−221−1.8%ReducedHistory
WMTWalmart Inc.Stock7,489$1.04M0.5%−68−0.9%ReducedHistory
ABBVAbbVie Inc.Stock9,736$1.05M0.5%−2,789−22.3%ReducedHistory
EPDEnterprise Products Partners L.P.Stock50,235$1.09M0.5%−11,328−18.4%ReducedHistory
TSLATesla, Inc.Stock1,492$1.16M0.5%−465−23.8%ReducedHistory
CVXChevron CorpStock11,505$1.17M0.5%−1,489−11.5%ReducedHistory
Vanguard S&P 500 ETF922908363ETF2,960$1.17M0.5%−974−24.8%Reduced–
CBChubb LtdStock6,835$1.19M0.5%+584+9.3%AddedHistory
UNHUnitedHealth Group IncStock3,040$1.19M0.5%+29+1.0%AddedHistory
MDTMedtronic plcStock9,688$1.21M0.6%−498−4.9%ReducedHistory
COSTCostco Wholesale CorpStock2,783$1.25M0.6%+25+0.9%AddedHistory
WisdomTree Tr97717W604US SMALLCAP DIVD40,781$1.26M0.6%00.0%Unchanged–
SBUXStarbucks CorpStock11,515$1.27M0.6%−72−0.6%ReducedHistory
HONHoneywell International IncCOM6,056$1.28M0.6%−356−5.6%ReducedHistory
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF24,012$1.34M0.6%+337+1.4%Added–
Natixis ETF Tr63873X208LOOMIS SAYLES53,118$1.34M0.6%−10,094−16.0%Reduced–
GSGoldman Sachs Group IncStock3,678$1.39M0.6%+27+0.7%AddedHistory
FEFirstenergy CorpCOM39,401$1.40M0.6%−6,062−13.3%ReducedHistory
WRAPWrap Technologies, Inc.COM234,607$1.41M0.6%00.0%UnchangedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Platform Technology Partners in Q3 2021
SecurityClassPutsCalls
ATERAterian, Inc.Equity–$22.0K

Sold out since Q2 2021 (40)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Platform Technology Partners sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
BMEBlackRock Health Sciences TrustCOM14,800$718.0K0.3%History
IHRTiHeartMedia, Inc.COM CL A17,919$483.0K0.2%History
EXCExelon CorpStock9,466$419.0K0.2%History
UTGReaves Utility Income FundCOM SH BEN INT11,385$391.0K0.2%History
GDVGabelli Dividend & Income TrustCOM13,930$366.0K0.2%History
MOAltria Group, Inc.Stock7,364$351.0K0.1%History
ACREAres Commercial Real Estate CorpCOM19,936$293.0K0.1%History
TEAMAtlassian CorpCL A1,138$292.0K0.1%History
AMATApplied Materials IncStock2,039$290.0K0.1%History
ZBRAZebra Technologies CorpCL A539$285.0K0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP5,757$282.0K0.1%History
PRUPrudential Financial IncStock2,735$280.0K0.1%History
AVGOBroadcom Inc.Stock563$268.0K0.1%History
CMPRCIMPRESS plcSHS EURO2,462$267.0K0.1%History
OKEONEOK IncCOM4,737$264.0K0.1%History
GDRXGoodRx Holdings, Inc.COM CL A7,232$260.0K0.1%History
ETREntergy CorpCOM2,538$253.0K0.1%History
GMGeneral Motors CoCOM4,218$250.0K0.1%History
ENBEnbridge IncStock6,221$249.0K0.1%History
TWLOTwilio IncCL A610$240.0K0.1%History
PEGPublic Service Enterprise Group IncCOM3,960$237.0K0.1%History
State Street Energy Select Sector SPDR ETF81369Y506ETF4,376$236.0K0.1%–
UBERUber Technologies, IncStock4,716$236.0K0.1%History
TDToronto Dominion BankStock3,326$233.0K0.1%History
GILDGilead Sciences, Inc.Stock3,333$230.0K0.1%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN12,100$229.0K0.1%–
NGGNational Grid PLCSPONSORED ADR NE3,558$228.0K0.1%History
SPRSpirit AeroSystems Holdings, Inc.COM CL A4,748$224.0K0.1%History
SDGRSchrodinger, Inc.COM2,950$223.0K0.1%History
LMTLockheed Martin CorpStock577$218.0K0.1%History
CGCCanopy Growth CorpCOM8,988$218.0K0.1%History
Churchill Capital Corp IV171439102CL A7,000$202.0K0.1%–
DBIDesigner Brands Inc.CL A11,312$187.0K0.1%History
NUVNuveen Municipal Value Fund IncCOM16,164$186.0K0.1%History
BFLYButterfly Network, Inc.COM CL A10,697$155.0K0.1%History
GRTSGritstone bio, Inc.COM10,950$100.0K<0.1%History
TDAYUSA TODAY Co., Inc.COM14,750$81.0K<0.1%History
Iconix Brand Group, Inc.451055305COM NEW19,000$59.0K<0.1%–
TELLTellurian Inc.COM10,489$49.0K<0.1%History
Gabelli Equity Tr Inc362397218RIGHT 07/14/202121,350$2.00K<0.1%–