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Livermore
Livermore
ZHEN

NinePointTwo Capital

SEC CIK
0001824516
Latest filing
Feb 14, 2024

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 10, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
81
+12 vs. Q2 2021
Portfolio value
$258.0M
−$25.8M (−9.1%) vs. Q2 2021
Filed
Nov 10, 2021
SEC
Holdings of NinePointTwo Capital in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Schwab US Tips ETF808524870ETF2,287,641$143.2M55.5%+574,171+33.5%Added–
VanEck ETF Trust92189H300JP MRGAN EM LOC1,034,460$31.0M12.0%+294,718+39.8%Added–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD854,879$18.0M7.0%+91,724+12.0%Added–
Vanguard High Dividend Yield Index ETF921946406ETF114,357$11.8M4.6%00.0%Unchanged–
DBX ETF Tr233051432XTRACK USD HIGH142,623$5.72M2.2%−98,938−41.0%Reduced–
iShares Select Dividend ETF464287168ETF48,910$5.61M2.2%00.0%Unchanged–
iShares Russell Top 200 Growth ETF464289438ETF18,738$2.86M1.1%00.0%Unchanged–
HCAHCA Healthcare, Inc.COM10,156$2.46M1.0%−196−1.9%ReducedHistory
APOApollo Global Management, Inc.COM CL A38,782$2.39M0.9%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock6,774$2.30M0.9%00.0%UnchangedHistory
AAPLApple Inc.Stock15,916$2.25M0.9%00.0%UnchangedHistory
MSFTMicrosoft CorpStock7,314$2.06M0.8%00.0%UnchangedHistory
UNHUnitedHealth Group IncStock5,153$2.01M0.8%00.0%UnchangedHistory
NXPINXP Semiconductors N.V.COM10,031$1.96M0.8%00.0%UnchangedHistory
CLXClorox CoStock10,486$1.74M0.7%00.0%UnchangedHistory
MUMicron Technology IncStock22,060$1.56M0.6%00.0%UnchangedHistory
AMZNAmazon Com IncStock475$1.56M0.6%00.0%UnchangedHistory
iShares Tr464289420RUS TP200 VL ETF22,780$1.50M0.6%00.0%Unchanged–
NFLXNetflix IncStock1,865$1.14M0.4%00.0%UnchangedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR8,259$922.0K0.4%00.0%UnchangedHistory
NVDANVIDIA CorpStock4,324$895.0K0.3%00.0%UnchangedConverted for a 4-for-1 splitHistory
CSCOCisco Systems, Inc.Stock16,403$892.0K0.3%00.0%UnchangedHistory
iShares Inc464286517JP MORGAN EM ETF20,980$888.0K0.3%00.0%Unchanged–
MAMastercard IncStock2,429$844.0K0.3%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock279$743.0K0.3%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock261$697.0K0.3%00.0%UnchangedHistory
VVisa Inc.Stock3,109$692.0K0.3%00.0%UnchangedHistory
BABAAlibaba Group Holding LtdADR2,942$435.0K0.2%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock3,970$428.0K0.2%00.0%UnchangedHistory
TSLATesla, Inc.Stock531$411.0K0.2%00.0%UnchangedHistory
iShares Tr4642886613 7 YR TREAS BD3,073$400.0K0.2%00.0%Unchanged–
JNJJohnson & JohnsonStock2,402$387.0K0.2%00.0%UnchangedHistory
PGProcter & Gamble CoStock2,456$343.0K0.1%00.0%UnchangedHistory
ORCLOracle CorpStock3,812$332.0K0.1%+3,812NewHistory
HDHome Depot, Inc.Stock988$324.0K0.1%00.0%UnchangedHistory
ZTSZoetis Inc.Stock1,474$286.0K0.1%00.0%UnchangedHistory
ADBEAdobe Inc.Stock492$283.0K0.1%00.0%UnchangedHistory
JDJD.com, Inc.SPON ADS CL A3,898$281.0K0.1%00.0%UnchangedHistory
WMTWalmart Inc.Stock1,921$267.0K0.1%00.0%UnchangedHistory
NVONovo Nordisk A SADR2,655$254.0K0.1%00.0%UnchangedHistory
BKNGBooking Holdings Inc.Stock107$254.0K0.1%00.0%UnchangedHistory
MDTMedtronic plcStock1,862$233.0K0.1%−1,136−37.9%ReducedHistory
SONYSony Group CorpSPONSORED ADR2,101$232.0K0.1%00.0%UnchangedHistory
PYPLPayPal Holdings, Inc.Stock883$229.0K0.1%00.0%UnchangedHistory
INFYInfosys LtdSPONSORED ADR10,249$228.0K0.1%00.0%UnchangedHistory
BABoeing CoStock1,000$219.0K0.1%00.0%UnchangedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX4,183$219.0K0.1%00.0%Unchanged–
AZNAstraZeneca PLCSPONSORED ADR3,627$217.0K0.1%00.0%UnchangedHistory
AVGOBroadcom Inc.Stock426$206.0K0.1%00.0%UnchangedHistory
NKENIKE, Inc.Stock1,410$204.0K0.1%00.0%UnchangedHistory
INVAInnoviva, Inc.COM11,123$185.0K0.1%+11,123NewHistory
EMKREmcore CorpCOM NEW24,204$181.0K0.1%+24,204NewHistory
NSLRNeostellar Capital Corp.COM NEW13,604$175.0K0.1%+13,604NewHistory
TRUETrueCar, Inc.COM41,760$173.0K0.1%+41,760NewHistory
BNFTBenefitfocus, Inc.COM15,519$172.0K0.1%+15,519NewHistory
BRMKBroadmark Realty Capital Inc.COM15,322$151.0K0.1%+15,322NewHistory
MFICMidCap Financial Investment CorpCOM NEW11,561$149.0K0.1%+11,561NewHistory
PSECProspect Capital CorpCOM19,462$149.0K0.1%+19,462NewHistory
DNOWDNOW Inc.COM18,579$142.0K0.1%+18,579NewHistory
NUVBNuvation Bio Inc.COM CL A14,115$140.0K0.1%+14,115NewHistory
TDAYUSA TODAY Co., Inc.COM20,936$139.0K0.1%+20,936NewHistory
DBDDiebold Nixdorf, IncCOM13,802$139.0K0.1%+13,802NewHistory
PRVBProvention Bio, Inc.COM21,077$134.0K0.1%+21,077NewHistory
Zix Corp98974P100COM19,046$134.0K0.1%+19,046New–
KNDIKandi Technologies Group, Inc.COM29,517$131.0K0.1%+29,517NewHistory
BCOVBrightcove IncCOM11,076$127.0K<0.1%+11,076NewHistory
CRONCronos Group Inc.COM22,246$125.0K<0.1%+10,922+96.5%AddedHistory
SURFSurface Oncology, Inc.COM16,206$122.0K<0.1%+16,206NewHistory
CHSChico's Fas, Inc.COM24,047$107.0K<0.1%+24,047NewHistory
TWITitan International IncCOM14,257$102.0K<0.1%+14,257NewHistory
BWBabcock & Wilcox Enterprises, Inc.COM15,895$101.0K<0.1%+15,895NewHistory
TALKTalkspace, Inc.COM27,274$99.0K<0.1%+27,274NewHistory
EOLSEvolus, Inc.COM12,140$92.0K<0.1%+12,140NewHistory
Enable Midstream Partners, LP292480100COM UNIT RP IN11,387$92.0K<0.1%+11,387New–
IMVTImmunovant, Inc.COM10,168$88.0K<0.1%+10,168NewHistory
iShares Tr4642874407-10 YR TRSY BD640$73.0K<0.1%+640New–
GEVOGevo, Inc.COM PAR10,464$69.0K<0.1%+10,464NewHistory
iShares Tr464288513IBOXX HI YD ETF670$58.0K<0.1%00.0%Unchanged–
FBRXForte Biosciences, Inc.COM18,483$54.0K<0.1%+18,483NewHistory
EDUNew Oriental Education & Technology Group Inc.SPON ADR10,740$22.0K<0.1%00.0%UnchangedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF139$8.00K<0.1%−225,536−99.9%Reduced–

Sold out since Q2 2021 (16)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of NinePointTwo Capital sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
iShares Core S&P 500 ETF464287200ETF34,997$15.0M5.3%–
Vanguard Ftse Developed Markets ETF921943858ETF287,661$14.8M5.2%–
Vanguard Total Bond Market ETF921937835ETF113,520$9.75M3.4%–
Vanguard Total International Bond ETF92203J407ETF132,743$7.58M2.7%–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF28,953$3.89M1.4%–
iShares Core S&P Small Cap ETF464287804ETF15,541$1.75M0.6%–
iShares Core S&P Mid-Cap ETF464287507ETF6,443$1.73M0.6%–
NTESNetEase, Inc.SPONSORED ADS2,266$261.0K0.1%History
NIONIO Inc.ADR4,554$242.0K0.1%History
CRMSalesforce, Inc.Stock988$241.0K0.1%History
CMCSAComcast CorpStock3,788$215.0K0.1%History
CSTLCastle Biosciences IncCOM2,819$206.0K0.1%History
IMMRImmersion CorpCOM19,547$171.0K0.1%History
PFLTPennantPark Floating Rate Capital Ltd.COM11,761$149.0K0.1%History
VHCVirnetX Holding CorpCOM26,417$112.0K<0.1%History
ONCTOncternal Therapeutics, Inc.COM10,342$49.0K<0.1%History