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Livermore
Livermore
ZHEN

NinePointTwo Capital

SEC CIK
0001824516
Latest filing
Feb 14, 2024

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 10, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
81
+12 vs. Q2 2021
Portfolio value
$258.0M
−$25.8M (−9.1%) vs. Q2 2021
Filed
Nov 10, 2021
SEC
Holdings of NinePointTwo Capital in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF139$8.00K<0.1%−225,536−99.9%Reduced–
EDUNew Oriental Education & Technology Group Inc.SPON ADR10,740$22.0K<0.1%00.0%UnchangedHistory
FBRXForte Biosciences, Inc.COM18,483$54.0K<0.1%+18,483NewHistory
iShares Tr464288513IBOXX HI YD ETF670$58.0K<0.1%00.0%Unchanged–
GEVOGevo, Inc.COM PAR10,464$69.0K<0.1%+10,464NewHistory
iShares Tr4642874407-10 YR TRSY BD640$73.0K<0.1%+640New–
IMVTImmunovant, Inc.COM10,168$88.0K<0.1%+10,168NewHistory
EOLSEvolus, Inc.COM12,140$92.0K<0.1%+12,140NewHistory
Enable Midstream Partners, LP292480100COM UNIT RP IN11,387$92.0K<0.1%+11,387New–
TALKTalkspace, Inc.COM27,274$99.0K<0.1%+27,274NewHistory
BWBabcock & Wilcox Enterprises, Inc.COM15,895$101.0K<0.1%+15,895NewHistory
TWITitan International IncCOM14,257$102.0K<0.1%+14,257NewHistory
CHSChico's Fas, Inc.COM24,047$107.0K<0.1%+24,047NewHistory
SURFSurface Oncology, Inc.COM16,206$122.0K<0.1%+16,206NewHistory
CRONCronos Group Inc.COM22,246$125.0K<0.1%+10,922+96.5%AddedHistory
BCOVBrightcove IncCOM11,076$127.0K<0.1%+11,076NewHistory
KNDIKandi Technologies Group, Inc.COM29,517$131.0K0.1%+29,517NewHistory
PRVBProvention Bio, Inc.COM21,077$134.0K0.1%+21,077NewHistory
Zix Corp98974P100COM19,046$134.0K0.1%+19,046New–
TDAYUSA TODAY Co., Inc.COM20,936$139.0K0.1%+20,936NewHistory
DBDDiebold Nixdorf, IncCOM13,802$139.0K0.1%+13,802NewHistory
NUVBNuvation Bio Inc.COM CL A14,115$140.0K0.1%+14,115NewHistory
DNOWDNOW Inc.COM18,579$142.0K0.1%+18,579NewHistory
MFICMidCap Financial Investment CorpCOM NEW11,561$149.0K0.1%+11,561NewHistory
PSECProspect Capital CorpCOM19,462$149.0K0.1%+19,462NewHistory
BRMKBroadmark Realty Capital Inc.COM15,322$151.0K0.1%+15,322NewHistory
BNFTBenefitfocus, Inc.COM15,519$172.0K0.1%+15,519NewHistory
TRUETrueCar, Inc.COM41,760$173.0K0.1%+41,760NewHistory
NSLRNeostellar Capital Corp.COM NEW13,604$175.0K0.1%+13,604NewHistory
EMKREmcore CorpCOM NEW24,204$181.0K0.1%+24,204NewHistory
INVAInnoviva, Inc.COM11,123$185.0K0.1%+11,123NewHistory
NKENIKE, Inc.Stock1,410$204.0K0.1%00.0%UnchangedHistory
AVGOBroadcom Inc.Stock426$206.0K0.1%00.0%UnchangedHistory
AZNAstraZeneca PLCSPONSORED ADR3,627$217.0K0.1%00.0%UnchangedHistory
BABoeing CoStock1,000$219.0K0.1%00.0%UnchangedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX4,183$219.0K0.1%00.0%Unchanged–
INFYInfosys LtdSPONSORED ADR10,249$228.0K0.1%00.0%UnchangedHistory
PYPLPayPal Holdings, Inc.Stock883$229.0K0.1%00.0%UnchangedHistory
SONYSony Group CorpSPONSORED ADR2,101$232.0K0.1%00.0%UnchangedHistory
MDTMedtronic plcStock1,862$233.0K0.1%−1,136−37.9%ReducedHistory
NVONovo Nordisk A SADR2,655$254.0K0.1%00.0%UnchangedHistory
BKNGBooking Holdings Inc.Stock107$254.0K0.1%00.0%UnchangedHistory
WMTWalmart Inc.Stock1,921$267.0K0.1%00.0%UnchangedHistory
JDJD.com, Inc.SPON ADS CL A3,898$281.0K0.1%00.0%UnchangedHistory
ADBEAdobe Inc.Stock492$283.0K0.1%00.0%UnchangedHistory
ZTSZoetis Inc.Stock1,474$286.0K0.1%00.0%UnchangedHistory
HDHome Depot, Inc.Stock988$324.0K0.1%00.0%UnchangedHistory
ORCLOracle CorpStock3,812$332.0K0.1%+3,812NewHistory
PGProcter & Gamble CoStock2,456$343.0K0.1%00.0%UnchangedHistory
JNJJohnson & JohnsonStock2,402$387.0K0.2%00.0%UnchangedHistory
iShares Tr4642886613 7 YR TREAS BD3,073$400.0K0.2%00.0%Unchanged–
TSLATesla, Inc.Stock531$411.0K0.2%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock3,970$428.0K0.2%00.0%UnchangedHistory
BABAAlibaba Group Holding LtdADR2,942$435.0K0.2%00.0%UnchangedHistory
VVisa Inc.Stock3,109$692.0K0.3%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock261$697.0K0.3%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock279$743.0K0.3%00.0%UnchangedHistory
MAMastercard IncStock2,429$844.0K0.3%00.0%UnchangedHistory
iShares Inc464286517JP MORGAN EM ETF20,980$888.0K0.3%00.0%Unchanged–
CSCOCisco Systems, Inc.Stock16,403$892.0K0.3%00.0%UnchangedHistory
NVDANVIDIA CorpStock4,324$895.0K0.3%00.0%UnchangedConverted for a 4-for-1 splitHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR8,259$922.0K0.4%00.0%UnchangedHistory
NFLXNetflix IncStock1,865$1.14M0.4%00.0%UnchangedHistory
iShares Tr464289420RUS TP200 VL ETF22,780$1.50M0.6%00.0%Unchanged–
AMZNAmazon Com IncStock475$1.56M0.6%00.0%UnchangedHistory
MUMicron Technology IncStock22,060$1.56M0.6%00.0%UnchangedHistory
CLXClorox CoStock10,486$1.74M0.7%00.0%UnchangedHistory
NXPINXP Semiconductors N.V.COM10,031$1.96M0.8%00.0%UnchangedHistory
UNHUnitedHealth Group IncStock5,153$2.01M0.8%00.0%UnchangedHistory
MSFTMicrosoft CorpStock7,314$2.06M0.8%00.0%UnchangedHistory
AAPLApple Inc.Stock15,916$2.25M0.9%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock6,774$2.30M0.9%00.0%UnchangedHistory
APOApollo Global Management, Inc.COM CL A38,782$2.39M0.9%00.0%UnchangedHistory
HCAHCA Healthcare, Inc.COM10,156$2.46M1.0%−196−1.9%ReducedHistory
iShares Russell Top 200 Growth ETF464289438ETF18,738$2.86M1.1%00.0%Unchanged–
iShares Select Dividend ETF464287168ETF48,910$5.61M2.2%00.0%Unchanged–
DBX ETF Tr233051432XTRACK USD HIGH142,623$5.72M2.2%−98,938−41.0%Reduced–
Vanguard High Dividend Yield Index ETF921946406ETF114,357$11.8M4.6%00.0%Unchanged–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD854,879$18.0M7.0%+91,724+12.0%Added–
VanEck ETF Trust92189H300JP MRGAN EM LOC1,034,460$31.0M12.0%+294,718+39.8%Added–
Schwab US Tips ETF808524870ETF2,287,641$143.2M55.5%+574,171+33.5%Added–

Sold out since Q2 2021 (16)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of NinePointTwo Capital sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
iShares Core S&P 500 ETF464287200ETF34,997$15.0M5.3%–
Vanguard Ftse Developed Markets ETF921943858ETF287,661$14.8M5.2%–
Vanguard Total Bond Market ETF921937835ETF113,520$9.75M3.4%–
Vanguard Total International Bond ETF92203J407ETF132,743$7.58M2.7%–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF28,953$3.89M1.4%–
iShares Core S&P Small Cap ETF464287804ETF15,541$1.75M0.6%–
iShares Core S&P Mid-Cap ETF464287507ETF6,443$1.73M0.6%–
NTESNetEase, Inc.SPONSORED ADS2,266$261.0K0.1%History
NIONIO Inc.ADR4,554$242.0K0.1%History
CRMSalesforce, Inc.Stock988$241.0K0.1%History
CMCSAComcast CorpStock3,788$215.0K0.1%History
CSTLCastle Biosciences IncCOM2,819$206.0K0.1%History
IMMRImmersion CorpCOM19,547$171.0K0.1%History
PFLTPennantPark Floating Rate Capital Ltd.COM11,761$149.0K0.1%History
VHCVirnetX Holding CorpCOM26,417$112.0K<0.1%History
ONCTOncternal Therapeutics, Inc.COM10,342$49.0K<0.1%History