Ballast Advisors LLC
- SEC CIK
- 0001803415
- Latest filing
- Aug 12, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 1, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 178
- −1 vs. Q2 2021
- Portfolio value
- $240.5M
- +$4.05M (+1.7%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 383,531 | $25.9M | 10.8% | −20,584−5.1% | Reduced | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 221,833 | $23.1M | 9.6% | +2,015+0.9% | Added | – |
| AAPLApple Inc. | Stock | 139,056 | $19.7M | 8.2% | −260.0% | Reduced | History |
| Schwab International Equity ETF808524805 | ETF | 488,427 | $18.9M | 7.9% | +23,226+5.0% | Added | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 126,843 | $18.8M | 7.8% | −1,685−1.3% | Reduced | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 114,807 | $13.2M | 5.5% | +3,250+2.9% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 49,543 | $8.11M | 3.4% | −125−0.3% | Reduced | History |
| EPDEnterprise Products Partners L.P. | Stock | 324,444 | $7.02M | 2.9% | −844−0.3% | Reduced | History |
| Schwab U.S. Broad Market ETF808524102 | ETF | 63,189 | $6.56M | 2.7% | −577−0.9% | Reduced | – |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 183,282 | $5.59M | 2.3% | +8,921+5.1% | Added | – |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 99,813 | $5.11M | 2.1% | +2,737+2.8% | Added | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 47,124 | $4.72M | 2.0% | +1,260+2.7% | Added | – |
| UBERUber Technologies, Inc | Stock | 103,147 | $4.62M | 1.9% | +103,147 | New | History |
| BXBlackstone Inc. | COM | 36,519 | $4.25M | 1.8% | −1,525−4.0% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 11,310 | $3.19M | 1.3% | +657+6.2% | Added | History |
| NTICNorthern Technologies International Corp | COM | 191,000 | $2.91M | 1.2% | 00.0% | Unchanged | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 30,865 | $2.66M | 1.1% | +70.0% | Added | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 17,976 | $2.59M | 1.1% | +1,616+9.9% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 9,410 | $2.57M | 1.1% | +79+0.8% | Added | History |
| MMM3M Co | Stock | 14,262 | $2.50M | 1.0% | −1,258−8.1% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 731 | $2.40M | 1.0% | +7+1.0% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 5,333 | $2.29M | 1.0% | −192−3.5% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 9,935 | $2.17M | 0.9% | +133+1.4% | Added | – |
| Schwab U.S. REIT ETF808524847 | ETF | 39,738 | $1.81M | 0.8% | +1,302+3.4% | Added | – |
| BABAAlibaba Group Holding Ltd | ADR | 10,883 | $1.61M | 0.7% | −185−1.7% | Reduced | History |
| iShares Core S&P 500 ETF464287200 | ETF | 3,688 | $1.59M | 0.7% | +27+0.7% | Added | – |
| GOOGLAlphabet Inc. | Stock | 591 | $1.58M | 0.7% | −10−1.7% | Reduced | History |
| Vanguard Emerging Markets Government Bond ETF921946885 | ETF | 19,910 | $1.56M | 0.6% | +452+2.3% | Added | – |
| JNJJohnson & Johnson | Stock | 9,226 | $1.49M | 0.6% | +10.0% | Added | History |
| VVisa Inc. | Stock | 6,436 | $1.43M | 0.6% | +14+0.2% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 12,600 | $1.38M | 0.6% | 00.0% | Unchanged | – |
| MDTMedtronic plc | Stock | 9,943 | $1.25M | 0.5% | −10−0.1% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 426 | $1.14M | 0.5% | +6+1.4% | Added | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 30,809 | $1.12M | 0.5% | +1,642+5.6% | Added | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 18,960 | $1.03M | 0.4% | +2,879+17.9% | Added | – |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 21,043 | $935.0K | 0.4% | +536+2.6% | Added | – |
| FASTFastenal Co | Stock | 16,884 | $871.0K | 0.4% | +16,884 | New | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 2,974 | $815.0K | 0.3% | +46+1.6% | Added | – |
| CPCanadian Pacific Kansas City Ltd | COM | 12,019 | $782.0K | 0.3% | +94+0.8% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 1,785 | $697.0K | 0.3% | +17+1.0% | Added | History |
| CVSCVS Health Corp | Stock | 7,951 | $675.0K | 0.3% | +327+4.3% | Added | History |
| CATCaterpillar Inc | Stock | 3,430 | $658.0K | 0.3% | 00.0% | Unchanged | History |
| VZVerizon Communications Inc | Stock | 12,139 | $656.0K | 0.3% | +7+0.1% | Added | History |
| SPDR Ser Tr78464A813 | S&P 600 SML CAP | 6,658 | $631.0K | 0.3% | 00.0% | Unchanged | – |
| HDHome Depot, Inc. | Stock | 1,913 | $628.0K | 0.3% | 00.0% | Unchanged | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 2,121 | $615.0K | 0.3% | −99−4.5% | Reduced | – |
| HONHoneywell International Inc | COM | 2,897 | $615.0K | 0.3% | 00.0% | Unchanged | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 8,961 | $574.0K | 0.2% | −316−3.4% | Reduced | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 10,735 | $542.0K | 0.2% | −315−2.9% | Reduced | – |
| SBUXStarbucks Corp | Stock | 4,833 | $533.0K | 0.2% | +24+0.5% | Added | History |
| METAMeta Platforms, Inc. | Stock | 1,538 | $522.0K | 0.2% | +15+1.0% | Added | History |
| CVXChevron Corp | Stock | 4,875 | $495.0K | 0.2% | −117−2.3% | Reduced | History |
| KOCoca Cola Co | Stock | 9,249 | $485.0K | 0.2% | +87+0.9% | Added | History |
| PEPPepsiCo Inc | Stock | 3,143 | $473.0K | 0.2% | −14−0.4% | Reduced | History |
| TSLATesla, Inc. | Stock | 599 | $465.0K | 0.2% | +14+2.4% | Added | History |
| PFEPfizer Inc | Stock | 10,404 | $447.0K | 0.2% | +165+1.6% | Added | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 3,851 | $444.0K | 0.2% | +896+30.3% | Added | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 7,056 | $443.0K | 0.2% | +252+3.7% | AddedConverted for a 6-for-1 split | – |
| AXPAmerican Express Co | Stock | 2,621 | $439.0K | 0.2% | −2−0.1% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 7,859 | $428.0K | 0.2% | −1,649−17.3% | Reduced | History |
| ACNAccenture plc | Stock | 1,305 | $417.0K | 0.2% | +3+0.2% | Added | History |
| IBMInternational Business Machines Corp | Stock | 2,993 | $416.0K | 0.2% | −14−0.5% | Reduced | History |
| DISWalt Disney Co | Stock | 2,444 | $413.0K | 0.2% | 00.0% | Unchanged | History |
| MARMarriott International Inc | Stock | 2,783 | $412.0K | 0.2% | −122−4.2% | Reduced | History |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 5,321 | $408.0K | 0.2% | +823+18.3% | Added | – |
| iShares Russell Top 200 Growth ETF464289438 | ETF | 2,627 | $401.0K | 0.2% | 00.0% | Unchanged | – |
| TAT&T Inc. | Stock | 14,719 | $398.0K | 0.2% | −1,423−8.8% | Reduced | History |
| BWBBridgewater Bancshares Inc | COM | 22,600 | $396.0K | 0.2% | 00.0% | Unchanged | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 3,548 | $382.0K | 0.2% | +991+38.8% | Added | – |
| INTCIntel Corp | Stock | 7,015 | $374.0K | 0.2% | 00.0% | Unchanged | History |
| COSTCostco Wholesale Corp | Stock | 821 | $369.0K | 0.2% | 00.0% | Unchanged | History |
| AMGNAmgen Inc | Stock | 1,714 | $364.0K | 0.2% | 00.0% | Unchanged | History |
| XOMExxonMobil Holdings Corp | COM | 6,135 | $361.0K | 0.2% | −478−7.2% | Reduced | History |
| CTASCintas Corp | Stock | 945 | $360.0K | 0.1% | 00.0% | Unchanged | History |
| NVDANVIDIA Corp | Stock | 1,732 | $359.0K | 0.1% | +28+1.6% | AddedConverted for a 4-for-1 split | History |
| WMTWalmart Inc. | Stock | 2,564 | $357.0K | 0.1% | +246+10.6% | Added | History |
| USBUS Bancorp DE | COM NEW | 5,953 | $354.0K | 0.1% | −303−4.8% | Reduced | History |
| Vanguard Information Technology ETF92204A702 | ETF | 866 | $348.0K | 0.1% | 00.0% | Unchanged | – |
| NFLXNetflix Inc | Stock | 566 | $345.0K | 0.1% | 00.0% | Unchanged | History |
| ABTAbbott Laboratories | Stock | 2,897 | $342.0K | 0.1% | −216−6.9% | Reduced | History |
| ORCLOracle Corp | Stock | 3,766 | $328.0K | 0.1% | 00.0% | Unchanged | History |
| APOGApogee Enterprises, Inc. | COM | 8,617 | $325.0K | 0.1% | 00.0% | Unchanged | History |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 11,681 | $320.0K | 0.1% | +24+0.2% | Added | – |
| iShares MSCI Eafe ETF464287465 | ETF | 4,020 | $314.0K | 0.1% | −10.0% | Reduced | – |
| MCDMcDonalds Corp | Stock | 1,295 | $312.0K | 0.1% | 00.0% | Unchanged | History |
| ABBVAbbVie Inc. | Stock | 2,837 | $306.0K | 0.1% | +2+0.1% | Added | History |
| HLTHilton Worldwide Holdings Inc. | COM | 2,305 | $305.0K | 0.1% | 00.0% | Unchanged | History |
| MRKMerck & Co., Inc. | Stock | 4,002 | $301.0K | 0.1% | 00.0% | Unchanged | History |
| PGProcter & Gamble Co | Stock | 2,087 | $292.0K | 0.1% | 00.0% | Unchanged | History |
| WMWaste Management Inc | Stock | 1,812 | $271.0K | 0.1% | 00.0% | Unchanged | History |
| AMTAmerican Tower Corp | REIT | 1,018 | $270.0K | 0.1% | −7−0.7% | Reduced | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 3,613 | $268.0K | 0.1% | +3,613 | New | – |
| BACBank of America Corp | Stock | 6,234 | $265.0K | 0.1% | +275+4.6% | Added | History |
| RMDResmed Inc | COM | 992 | $261.0K | 0.1% | 00.0% | Unchanged | History |
| UNPUnion Pacific Corp | Stock | 1,325 | $260.0K | 0.1% | 00.0% | Unchanged | History |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 3,024 | $248.0K | 0.1% | −13−0.4% | Reduced | – |
| Vanguard Total International Bond ETF92203J407 | ETF | 4,125 | $235.0K | 0.1% | −17−0.4% | Reduced | – |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 1,160 | $233.0K | 0.1% | 00.0% | Unchanged | – |
| XELXcel Energy Inc | Stock | 3,610 | $226.0K | 0.1% | +4+0.1% | Added | History |
| OGEOGE Energy Corp. | COM | 6,673 | $220.0K | 0.1% | 00.0% | Unchanged | History |
Sold out since Q2 2021 (5)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| DCIDonaldson Co Inc | Stock | 3,403 | $216.0K | 0.1% | History |
| ARK Next Generation Technology ETF00214Q401 | ETF | 501 | $77.0K | <0.1% | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 778 | $72.0K | <0.1% | – |
| ARK Innovation ETF00214Q104 | ETF | 513 | $67.0K | <0.1% | – |
| iShares Tr464287788 | U.S. FINLS ETF | 304 | $25.0K | <0.1% | – |