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Livermore
Livermore
ZHEN

HighMark Wealth Management LLC

SEC CIK
0001802451
Latest filing
Aug 12, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Jan 23, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
576
+10 vs. Q3 2023
Portfolio value
$135.4M
+$14.8M (+12.3%) vs. Q3 2023
Filed
Jan 23, 2024
SEC
Holdings of HighMark Wealth Management LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC50,070$00.0%+50,070New–
HYFMHydrofarm Holdings Group, Inc.COM20$18<0.1%00.0%UnchangedHistory
AQBAquabounty Technologies IncCOM10$29<0.1%00.0%UnchangedConverted for a 1-for-20 splitHistory
BNBROOKFIELD CorpCL A LTD VT SH1$32<0.1%00.0%UnchangedHistory
KDKyndryl Holdings, Inc.Stock2$42<0.1%00.0%UnchangedHistory
PTENPatterson Uti Energy IncCOM5$50<0.1%00.0%UnchangedHistory
EGIOEdgio, Inc.COM159$54<0.1%00.0%UnchangedHistory
SIENProject Sage Oldco, Inc.COM130$79<0.1%−1,600−92.5%ReducedHistory
ALBAlbemarle CorpStock1$86<0.1%00.0%UnchangedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF1$97<0.1%00.0%Unchanged–
DFTXDefinium Therapeutics, Inc.Stock28$102<0.1%00.0%UnchangedHistory
SONOSonos IncCOM6$103<0.1%00.0%UnchangedHistory
ATLCAtlanticus Holdings CorpCOM4$137<0.1%00.0%UnchangedHistory
VOYAVoya Financial, Inc.COM2$149<0.1%00.0%UnchangedHistory
FUBOFuboTV Inc.COM50$159<0.1%00.0%UnchangedHistory
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF3$169<0.1%00.0%Unchanged–
UAUnder Armour, Inc.CL C21$175<0.1%+21NewHistory
UAAUnder Armour, Inc.Stock21$185<0.1%+21NewHistory
SPOTSpotify Technology S.A.Stock1$188<0.1%00.0%UnchangedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF4$198<0.1%00.0%Unchanged–
SLVMSylvamo CorpCOMMON STOCK4$201<0.1%00.0%UnchangedHistory
PRLDPrelude Therapeutics IncCOM50$214<0.1%00.0%UnchangedHistory
FLYYSpirit Aviation Holdings, Inc.COM13$217<0.1%00.0%UnchangedHistory
TELLTellurian Inc.COM295$223<0.1%00.0%UnchangedHistory
ADAPYAdaptimmune Therapeutics PLCSPONDS ADR287$228<0.1%00.0%UnchangedHistory
CRBPCorbus Pharmaceuticals Holdings, Inc.COM NEW41$248<0.1%00.0%UnchangedHistory
ARAYAccuray IncCOM100$283<0.1%00.0%UnchangedHistory
MSGEMadison Square Garden Entertainment Corp.COM CL A9$286<0.1%+9NewHistory
CCitigroup IncStock6$299<0.1%00.0%UnchangedHistory
SPHRSphere Entertainment Co.CL A9$306<0.1%+9NewHistory
OUSTOuster, Inc.COM NEW41$314<0.1%00.0%UnchangedHistory
AVTAvnet IncCOM6$315<0.1%00.0%UnchangedHistory
BLUEbluebird bio, Inc.COM230$317<0.1%00.0%UnchangedHistory
TSVT2seventy bio, Inc.COMMON STOCK76$325<0.1%00.0%UnchangedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF3$336<0.1%+3New–
AVGRAvinger IncCOM NEW127$344<0.1%00.0%UnchangedHistory
PEBPebblebrook Hotel TrustCOM24$386<0.1%00.0%UnchangedHistory
ALECAlector, Inc.COM50$399<0.1%00.0%UnchangedHistory
TACTransalta CorpCOM51$421<0.1%+1+2.0%AddedHistory
LIANYLianBioSPONSORED ADS100$447<0.1%+100NewHistory
AYXAlteryx, Inc.COM CL A10$472<0.1%00.0%UnchangedHistory
CHPTChargePoint Holdings, Inc.COM CL A224$524<0.1%00.0%UnchangedHistory
NKLANikola CorpCOM600$525<0.1%00.0%UnchangedHistory
ALDXAldeyra Therapeutics, Inc.COM155$544<0.1%00.0%UnchangedHistory
DFINDonnelley Financial Solutions, Inc.COM9$561<0.1%00.0%UnchangedHistory
Global X FDS37954Y442CLOUD COMPUTNG25$577<0.1%00.0%Unchanged–
iShares Tr464288281JPMORGAN USD EMG7$631<0.1%+7New–
CGCCanopy Growth CorpCOM NEW130$664<0.1%−20−13.3%ReducedConverted for a 1-for-10 splitHistory
iShares Tr46432F859CORE 1 5 YR USD14$666<0.1%00.0%Unchanged–
SWBISmith & Wesson Brands, Inc.COM50$681<0.1%00.0%UnchangedHistory
BYNDBeyond Meat, Inc.COM81$721<0.1%00.0%UnchangedHistory
KEPKorea Electric Power CorpSPONSORED ADR100$725<0.1%00.0%UnchangedHistory
OXYOccidental Petroleum CorpStock12$729<0.1%00.0%UnchangedHistory
APTOAptose Biosciences Inc.COM300$762<0.1%00.0%UnchangedHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS87$772<0.1%+2+2.4%AddedHistory
OSUROrasure Technologies IncCOM100$820<0.1%00.0%UnchangedHistory
iShares Tr464287838U.S. BAS MTL ETF6$833<0.1%00.0%Unchanged–
ARK Innovation ETF00214Q104ETF16$840<0.1%00.0%Unchanged–
BPBP PLCADR24$854<0.1%+24NewHistory
COHNCohen & Co Inc.COM135$895<0.1%+5+3.8%AddedHistory
PLUGPlug Power IncStock200$900<0.1%00.0%UnchangedHistory
HEHawaiian Electric Industries IncCOM66$937<0.1%+66NewHistory
GENGen Digital Inc.Stock42$957<0.1%00.0%UnchangedHistory
SNDSmart Sand, Inc.COM500$965<0.1%00.0%UnchangedHistory
MHHMastech Digital, Inc.COM0$970<0.1%−115−100.0%ReducedHistory
FTITechnipFMC plcCOM48$971<0.1%−35−42.2%ReducedHistory
WENWendy's CoStock50$976<0.1%+1+2.0%AddedHistory
VTRVentas, Inc.REIT20$1.02K<0.1%00.0%UnchangedHistory
SLBSLB LimitedStock20$1.02K<0.1%−31−60.8%ReducedHistory
BXBlackstone Inc.COM8$1.05K<0.1%00.0%UnchangedHistory
CHWYChewy, Inc.CL A45$1.06K<0.1%00.0%UnchangedHistory
MSGSMadison Square Garden Sports Corp.CL A6$1.09K<0.1%+6NewHistory
CELUCelularity IncCOM CL A4,417$1.09K<0.1%−3,300−42.8%ReducedHistory
CUTRCutera IncCOM316$1.11K<0.1%00.0%UnchangedHistory
CARRCarrier Global CorpStock20$1.15K<0.1%00.0%UnchangedHistory
Fidelity Covington Trust316092832DIVID ETF RISI26$1.16K<0.1%00.0%Unchanged–
PTONPeloton Interactive, Inc.CL A COM190$1.16K<0.1%00.0%UnchangedHistory
RHRHCOM4$1.17K<0.1%00.0%UnchangedHistory
VTNRVertex Energy Inc.COM345$1.17K<0.1%00.0%UnchangedHistory
MARAMARA Holdings, Inc.COM50$1.18K<0.1%00.0%UnchangedHistory
SESea LtdSPONSORD ADS30$1.22K<0.1%00.0%UnchangedHistory
EXELExelixis, Inc.COM51$1.22K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W794TRUE DEV INTL FD25$1.24K<0.1%00.0%Unchanged–
MSIMotorola Solutions, Inc.Stock4$1.25K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS52$1.26K<0.1%00.0%Unchanged–
ANNXAnnexon, Inc.COM300$1.36K<0.1%00.0%UnchangedHistory
WWWW International, Inc.COM160$1.40K<0.1%00.0%UnchangedHistory
OPRXOptimizeRx CorpCOM NEW100$1.43K<0.1%00.0%UnchangedHistory
Flagstar Bank, National Association649445103COM140$1.43K<0.1%+140New–
MRKMerck & Co., Inc.Stock14$1.49K<0.1%00.0%UnchangedHistory
YMABY-mAbs Therapeutics, Inc.COM220$1.50K<0.1%00.0%UnchangedHistory
HIMXHimax Technologies, Inc.SPONSORED ADR254$1.54K<0.1%00.0%UnchangedHistory
Global X FDS37954Y632ARTIFICIAL ETF50$1.56K<0.1%00.0%Unchanged–
Fidelity MSCI Health Care Index ETF316092600ETF24$1.58K<0.1%00.0%Unchanged–
AXGNAxogen, Inc.COM235$1.60K<0.1%00.0%UnchangedHistory
CRHCRH Public Ltd CoORD24$1.66K<0.1%−13−35.1%ReducedHistory
LITSLite Strategy, Inc.COM292$1.69K<0.1%−238−44.9%ReducedHistory
MSCIMSCI Inc.Stock3$1.70K<0.1%00.0%UnchangedHistory
TDToronto Dominion BankStock27$1.74K<0.1%00.0%UnchangedHistory
OCULOcular Therapeutix, IncCOM397$1.77K<0.1%00.0%UnchangedHistory

Sold out since Q3 2023 (37)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of HighMark Wealth Management LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
SONXSonendo, Inc.COM697,992$520.6K0.4%History
MIROMiromatrix Medical Inc.COM51,972$68.1K0.1%History
ATVIActivision Blizzard, Inc.COM352$33.0K<0.1%History
Alps ETF Tr00162Q593MED BREAKTHGH850$23.1K<0.1%–
FENCFennec Pharmaceuticals Inc.COM3,000$22.5K<0.1%History
CNQCanadian Natural Resources LtdCOM333$21.5K<0.1%History
TCMDTactile Systems Technology IncCOM1,500$21.1K<0.1%History
FRDFriedman Industries IncCOM1,500$20.1K<0.1%History
RGFReal Good Food Company, Inc.COM CL A6,000$20.1K<0.1%History
PODDInsulet CorpStock125$19.9K<0.1%History
BLCOBausch & Lomb CorpCOMMON SHARES1,150$19.5K<0.1%History
CTSOCytosorbents CorpCOM NEW10,000$18.8K<0.1%History
GMEDGlobus Medical IncStock375$18.6K<0.1%History
NTRANatera, Inc.COM410$18.1K<0.1%History
MSMorgan StanleyStock200$16.3K<0.1%History
RBBNRibbon Communications Inc.COM6,000$16.1K<0.1%History
ADMArcher-Daniels-Midland CoStock200$15.1K<0.1%History
First Trust Dow Jones Internet Index Fund33733E302ETF92$14.7K<0.1%–
TSMTaiwan Semiconductor Manufacturing Co LtdADR166$14.4K<0.1%History
HALHalliburton CoStock106$5.67K<0.1%History
Polymet MNG Corp731916409COM NEW1,910$3.97K<0.1%–
CPRTCopart IncCOM82$3.53K<0.1%History
NVONovo Nordisk A SADR36$3.27K<0.1%History
LOGILogitech International S.A.SHS46$3.17K<0.1%History
DOCHealthpeak Properties, Inc.COM168$3.08K<0.1%History
ACGLArch Capital Group Ltd.Stock38$3.03K<0.1%History
CVECenovus Energy Inc.COM125$2.61K<0.1%History
VMWVmware LLCCL A COM11$1.83K<0.1%History
TSCOTractor Supply CoCOM7$1.42K<0.1%History
INFYInfosys LtdSPONSORED ADR67$1.15K<0.1%History
NTLAIntellia Therapeutics, Inc.COM28$885<0.1%History
SGMOQSangamo Therapeutics, IncCOM1,000$600<0.1%History
CELLBruker Cellular Analysis, Inc.COM550$549<0.1%History
SFRTAppreciate Holdings, Inc.CLASS A COM742$120<0.1%History
RADNew Rite Aid, LLCCOM187$84<0.1%History
ATHXAthersys, IncCOM NEW120$52<0.1%History
EGPEastgroup Properties IncCOM3––History