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Livermore
Livermore
ZHEN

HighMark Wealth Management LLC

SEC CIK
0001802451
Latest filing
Aug 12, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 2, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
543
−8 vs. Q3 2022
Portfolio value
$132.6M
+$15.5M (+13.2%) vs. Q3 2022
Filed
Feb 2, 2023
SEC
Holdings of HighMark Wealth Management LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
XELAExela Technologies, Inc.COM NEW16$1<0.1%00.0%UnchangedHistory
Yotta Acquisition Corporatio98741Y111*W EXP 03/15/202100$3<0.1%+100New–
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR0$12<0.1%−51−100.0%Reduced–
KDKyndryl Holdings, Inc.Stock2$22<0.1%00.0%UnchangedHistory
BNBROOKFIELD CorpCL A LTD VT SH1$25<0.1%+1NewHistory
IBKRInteractive Brokers Group, Inc.Stock0$29<0.1%0NewHistory
OBSVObsEva SACOM0$29<0.1%−200−100.0%ReducedHistory
HYFMHydrofarm Holdings Group, Inc.COM20$31<0.1%00.0%UnchangedHistory
CEINViking Global Technologies, Inc.COM17$34<0.1%+17NewHistory
NEXNextier Oilfield Solutions Inc.COM6$56<0.1%00.0%UnchangedHistory
AJRDAerojet Rocketdyne Holdings, Inc.COM1$62<0.1%00.0%UnchangedHistory
SPOTSpotify Technology S.A.Stock1$79<0.1%00.0%UnchangedHistory
NIXXNixxy, Inc.COM NEW200$84<0.1%00.0%UnchangedHistory
ATLCAtlanticus Holdings CorpCOM4$92<0.1%00.0%UnchangedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF1$93<0.1%00.0%Unchanged–
SONOSonos IncCOM6$101<0.1%00.0%UnchangedHistory
ATHXAthersys, IncCOM NEW120$101<0.1%00.0%UnchangedHistory
BHFBrighthouse Financial, Inc.COM2$103<0.1%00.0%UnchangedHistory
DFTXDefinium Therapeutics, Inc.Stock55$121<0.1%−59−51.8%ReducedHistory
VOYAVoya Financial, Inc.COM2$124<0.1%00.0%UnchangedHistory
ALBAlbemarle CorpStock1$128<0.1%00.0%UnchangedHistory
AQBAquabounty Technologies IncCOM NEW200$153<0.1%00.0%UnchangedHistory
G Med Innovations Hldgs LtdG39462125SHS NEW47$154<0.1%+47New–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF3$155<0.1%00.0%Unchanged–
EBETEBET, Inc.COM268$169<0.1%00.0%UnchangedHistory
MARAMARA Holdings, Inc.COM50$171<0.1%00.0%UnchangedHistory
EGIOEdgio, Inc.COM159$180<0.1%−84−34.6%ReducedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF4$188<0.1%00.0%Unchanged–
SLVMSylvamo CorpCOMMON STOCK4$196<0.1%00.0%UnchangedHistory
ARAYAccuray IncCOM100$209<0.1%00.0%UnchangedHistory
FLYYSpirit Aviation Holdings, Inc.COM12$240<0.1%+1+9.1%AddedHistory
CCitigroup IncStock6$251<0.1%+1+20.0%AddedHistory
AVTAvnet IncCOM6$253<0.1%00.0%UnchangedHistory
PRLDPrelude Therapeutics IncCOM50$302<0.1%00.0%UnchangedHistory
PEBPebblebrook Hotel TrustCOM24$322<0.1%00.0%UnchangedHistory
DFINDonnelley Financial Solutions, Inc.COM9$348<0.1%00.0%UnchangedHistory
VLDRVelodyne Lidar, Inc.COM500$369<0.1%00.0%UnchangedHistory
Global X FDS37954Y442CLOUD COMPUTNG25$408<0.1%00.0%Unchanged–
SWBISmith & Wesson Brands, Inc.COM50$436<0.1%00.0%UnchangedHistory
TACTransalta CorpCOM50$449<0.1%+50NewHistory
ALECAlector, Inc.COM50$462<0.1%00.0%UnchangedHistory
OSUROrasure Technologies IncCOM100$482<0.1%00.0%UnchangedHistory
CRBPCorbus Pharmaceuticals Holdings, Inc.COM4,479$495<0.1%00.0%UnchangedHistory
TELLTellurian Inc.COM295$496<0.1%00.0%UnchangedHistory
ARK Innovation ETF00214Q104ETF16$501<0.1%00.0%Unchanged–
AYXAlteryx, Inc.COM CL A10$507<0.1%00.0%UnchangedHistory
RIOTRiot Platforms, Inc.COM160$542<0.1%00.0%UnchangedHistory
iShares Tips Bond ETF464287176ETF6$593<0.1%00.0%Unchanged–
WWWW International, Inc.COM160$618<0.1%00.0%UnchangedHistory
RADNew Rite Aid, LLCCOM187$625<0.1%00.0%UnchangedHistory
ELFe.l.f. Beauty, Inc.COM11$630<0.1%+9+450.0%AddedHistory
GLWCorning IncCOM20$639<0.1%00.0%UnchangedHistory
TSVT2seventy bio, Inc.COMMON STOCK76$712<0.1%00.0%UnchangedHistory
ABNBAirbnb, Inc.Stock9$770<0.1%00.0%UnchangedHistory
NXHNeighborhood Intelligence, Inc.COM40$774<0.1%−470−92.2%ReducedHistory
iShares Inc464286475EM MKT SM-CP ETF17$813<0.1%00.0%Unchanged–
BXBlackstone Inc.COM11$816<0.1%00.0%UnchangedHistory
EXELExelixis, Inc.COM51$818<0.1%00.0%UnchangedHistory
CARRCarrier Global CorpStock20$825<0.1%00.0%UnchangedHistory
TCRRTCR2 Therapeutics Inc.COM840$839<0.1%00.0%UnchangedHistory
KEPKorea Electric Power CorpSPONSORED ADR100$864<0.1%00.0%UnchangedHistory
GENGen Digital Inc.Stock41$875<0.1%00.0%UnchangedHistory
SNDSmart Sand, Inc.COM500$895<0.1%00.0%UnchangedHistory
VTRVentas, Inc.REIT20$923<0.1%00.0%UnchangedHistory
COHNCohen & Co Inc.COM116$969<0.1%+3+2.7%AddedHistory
NTLAIntellia Therapeutics, Inc.COM28$977<0.1%00.0%UnchangedHistory
BYNDBeyond Meat, Inc.COM81$997<0.1%00.0%UnchangedHistory
DELLDell Technologies Inc.Stock25$1.01K<0.1%00.0%UnchangedHistory
Fidelity Covington Trust316092832DIVID ETF RISI26$1.02K<0.1%+1+4.0%Added–
MSIMotorola Solutions, Inc.Stock4$1.03K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W794TRUE DEV INTL FD24$1.06K<0.1%00.0%Unchanged–
SSYSStratasys Ltd.SHS90$1.07K<0.1%00.0%UnchangedHistory
RHRHCOM4$1.07K<0.1%00.0%UnchangedHistory
YMABY-mAbs Therapeutics, Inc.COM220$1.07K<0.1%−500−69.4%ReducedHistory
TTDTrade Desk, Inc.Stock24$1.08K<0.1%+12+100.0%AddedHistory
ALDXAldeyra Therapeutics, Inc.COM155$1.08K<0.1%00.0%UnchangedHistory
WENWendy's CoStock48$1.08K<0.1%+1+2.1%AddedHistory
OCULOcular Therapeutix, IncCOM397$1.12K<0.1%00.0%UnchangedHistory
AVGOBroadcom Inc.Stock2$1.12K<0.1%−1−33.3%ReducedHistory
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS50$1.16K<0.1%+50New–
BCXBlackRock Resources & Commodities Strategy TrustSHS122$1.22K<0.1%+2+1.7%AddedHistory
CHPTChargePoint Holdings, Inc.COM CL A130$1.24K<0.1%+130NewHistory
MHHMastech Digital, Inc.COM115$1.27K<0.1%00.0%UnchangedHistory
NKLANikola CorpCOM600$1.30K<0.1%00.0%UnchangedHistory
ALVAutoliv IncCOM18$1.38K<0.1%00.0%UnchangedHistory
NESRNational Energy Services Reunited Corp.SHS200$1.39K<0.1%00.0%UnchangedHistory
MSCIMSCI Inc.Stock3$1.40K<0.1%00.0%UnchangedHistory
ZUOZuora IncCOM CL A220$1.40K<0.1%00.0%UnchangedHistory
STLAStellantis N.V.SHS100$1.42K<0.1%00.0%UnchangedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF100$1.43K<0.1%00.0%Unchanged–
CELLBruker Cellular Analysis, Inc.COM550$1.47K<0.1%00.0%UnchangedHistory
MRKMerck & Co., Inc.Stock13$1.48K<0.1%00.0%UnchangedHistory
HIMXHimax Technologies, Inc.SPONSORED ADR240$1.49K<0.1%00.0%UnchangedHistory
PTONPeloton Interactive, Inc.CL A COM190$1.51K<0.1%00.0%UnchangedHistory
ANNXAnnexon, Inc.COM300$1.55K<0.1%00.0%UnchangedHistory
SESea LtdSPONSORD ADS30$1.56K<0.1%00.0%UnchangedHistory
BLUEbluebird bio, Inc.COM230$1.59K<0.1%00.0%UnchangedHistory
CDNSCadence Design Systems IncStock10$1.61K<0.1%00.0%UnchangedHistory
CDWCDW CorpCOM9$1.61K<0.1%00.0%UnchangedHistory
CSGPCostar Group, Inc.COM21$1.62K<0.1%+4+23.5%AddedHistory

Sold out since Q3 2022 (35)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of HighMark Wealth Management LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
CYBECyberoptics CorpCOM1,750$94.0K0.1%History
TWTRTwitter, Inc.COM1,350$59.0K0.1%History
CCJCameco CorpStock850$23.0K<0.1%History
AIXCFF EAI Robotics Ecosystem Inc.COM80,094$21.0K<0.1%History
LYRALyra Therapeutics, Inc.COM4,000$20.0K<0.1%History
SAGESage Therapeutics, Inc.COM500$20.0K<0.1%History
SDSandridge Energy IncCOM NEW1,150$19.0K<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT275$18.0K<0.1%History
GBTGGlobal Business Travel Group, Inc.COM CL A3,000$17.0K<0.1%History
KDNYChinook Therapeutics, Inc.COM666$13.0K<0.1%History
Exchange Traded Concepts Tr301505764CAPITAL LINK GBL350$10.0K<0.1%–
FISFidelity National Information Services, Inc.Stock89$7.00K<0.1%History
iShares Core High Dividend ETF46429B663ETF68$6.00K<0.1%–
CHRWC. H. Robinson Worldwide, Inc.COM NEW50$5.00K<0.1%History
STTState Street CorpCOM64$4.00K<0.1%History
Two Harbors Investment Corp.90187B408COM NEW1,299$4.00K<0.1%–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS400$3.00K<0.1%History
RPRXRoyalty Pharma plcSHS CLASS A64$3.00K<0.1%History
STRMStreamline Health Solutions Inc.COM2,200$3.00K<0.1%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR22$2.00K<0.1%History
FERGFerguson Enterprises Inc.SHS19$2.00K<0.1%History
GNRCGenerac Holdings Inc.Stock4$1.00K<0.1%History
ROKURoku, IncCOM CL A10$1.00K<0.1%History
UDRUDR, Inc.COM34$1.00K<0.1%History
BZUNBaozun Inc.SPONSORED ADR130$1.00K<0.1%History
STEMStem, Inc.CL A50$1.00K<0.1%History
NTRANatera, Inc.COM500$00.0%History
ALGNAlign Technology IncCOM2$00.0%History
BAMBrookfield Asset Management Ltd.CL A LTD VT SH1$00.0%History
Camber Energy Inc13200M508COM885$00.0%–
MINAberdeen Intermediate Income FundSH BEN INT100$00.0%History
MGFAberdeen Government Markets Income FundSH BEN INT100$00.0%History
QTNTQuotient LtdSHS105$00.0%History
KPLTKatapult Holdings, Inc.COM400$00.0%History
G Med Innovations Hldgs LtdG39462208SHS NEW1,650$00.0%–