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Livermore
Livermore
ZHEN

HighMark Wealth Management LLC

SEC CIK
0001802451
Latest filing
Aug 12, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 21, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
551
+6 vs. Q2 2022
Portfolio value
$117.1M
−$7.22M (−5.8%) vs. Q2 2022
Filed
Oct 21, 2022
SEC
Holdings of HighMark Wealth Management LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF4$00.0%00.0%Unchanged–
KDKyndryl Holdings, Inc.Stock2$00.0%00.0%UnchangedHistory
ALBAlbemarle CorpStock1$00.0%+1NewHistory
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF3$00.0%00.0%Unchanged–
CCitigroup IncStock5$00.0%00.0%UnchangedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF1$00.0%00.0%Unchanged–
DFTXDefinium Therapeutics, Inc.Stock114$00.0%−31−21.5%ReducedConverted for a 1-for-15 splitHistory
SPOTSpotify Technology S.A.Stock1$00.0%00.0%UnchangedHistory
ELFe.l.f. Beauty, Inc.COM2$00.0%+2NewHistory
Global X FDS37954Y442CLOUD COMPUTNG25$00.0%00.0%Unchanged–
ARAYAccuray IncCOM100$00.0%00.0%UnchangedHistory
SLVMSylvamo CorpCOMMON STOCK4$00.0%00.0%UnchangedHistory
NTRANatera, Inc.COM500$00.0%+500NewHistory
DFINDonnelley Financial Solutions, Inc.COM9$00.0%+9NewHistory
VOYAVoya Financial, Inc.COM2$00.0%+2NewHistory
SONOSonos IncCOM6$00.0%00.0%UnchangedHistory
ALGNAlign Technology IncCOM2$00.0%00.0%UnchangedHistory
AVTAvnet IncCOM6$00.0%+6NewHistory
PEBPebblebrook Hotel TrustCOM24$00.0%00.0%UnchangedHistory
BHFBrighthouse Financial, Inc.COM2$00.0%00.0%UnchangedHistory
ALECAlector, Inc.COM50$00.0%00.0%UnchangedHistory
ATLCAtlanticus Holdings CorpCOM4$00.0%+4NewHistory
OSUROrasure Technologies IncCOM100$00.0%00.0%UnchangedHistory
PRLDPrelude Therapeutics IncCOM50$00.0%00.0%UnchangedHistory
AJRDAerojet Rocketdyne Holdings, Inc.COM1$00.0%00.0%UnchangedHistory
AQBAquabounty Technologies IncCOM NEW200$00.0%00.0%UnchangedHistory
BAMBrookfield Asset Management Ltd.CL A LTD VT SH1$00.0%00.0%UnchangedHistory
Camber Energy Inc13200M508COM885$00.0%00.0%Unchanged–
HYFMHydrofarm Holdings Group, Inc.COM20$00.0%00.0%UnchangedHistory
MINAberdeen Intermediate Income FundSH BEN INT100$00.0%+100NewHistory
MGFAberdeen Government Markets Income FundSH BEN INT100$00.0%+100NewHistory
NEXNextier Oilfield Solutions Inc.COM6$00.0%+6NewHistory
FLYYSpirit Aviation Holdings, Inc.COM11$00.0%00.0%UnchangedHistory
VLDRVelodyne Lidar, Inc.COM500$00.0%00.0%UnchangedHistory
QTNTQuotient LtdSHS105$00.0%−4,000−97.4%ReducedHistory
OBSVObsEva SACOM200$00.0%00.0%UnchangedHistory
KPLTKatapult Holdings, Inc.COM400$00.0%00.0%UnchangedHistory
NIXXNixxy, Inc.COM NEW200$00.0%00.0%UnchangedHistory
G Med Innovations Hldgs LtdG39462208SHS NEW1,650$00.0%00.0%Unchanged–
TSVT2seventy bio, Inc.COMMON STOCK76$00.0%00.0%UnchangedHistory
EBETEBET, Inc.COM268$00.0%00.0%UnchangedHistory
XELAExela Technologies, Inc.COM NEW16$00.0%+16NewHistory
ATHXAthersys, IncCOM NEW120$00.0%00.0%UnchangedConverted for a 1-for-25 splitHistory
VTRVentas, Inc.REIT20$1.00K<0.1%00.0%UnchangedHistory
MRKMerck & Co., Inc.Stock13$1.00K<0.1%00.0%UnchangedHistory
iShares Tips Bond ETF464287176ETF6$1.00K<0.1%+1+20.0%Added–
GENGen Digital Inc.Stock41$1.00K<0.1%+1+2.5%AddedHistory
GNRCGenerac Holdings Inc.Stock4$1.00K<0.1%00.0%UnchangedHistory
MSCIMSCI Inc.Stock3$1.00K<0.1%+1+50.0%AddedHistory
DELLDell Technologies Inc.Stock25$1.00K<0.1%00.0%UnchangedHistory
CARRCarrier Global CorpStock20$1.00K<0.1%00.0%UnchangedHistory
MPCMarathon Petroleum CorpStock15$1.00K<0.1%+15NewHistory
ABNBAirbnb, Inc.Stock9$1.00K<0.1%00.0%UnchangedHistory
WENWendy's CoStock47$1.00K<0.1%00.0%UnchangedHistory
AVGOBroadcom Inc.Stock3$1.00K<0.1%00.0%UnchangedHistory
MSIMotorola Solutions, Inc.Stock4$1.00K<0.1%−1−20.0%ReducedHistory
PLUGPlug Power IncStock50$1.00K<0.1%00.0%UnchangedHistory
ARK Innovation ETF00214Q104ETF16$1.00K<0.1%+4+33.3%Added–
TTDTrade Desk, Inc.Stock12$1.00K<0.1%−8−40.0%ReducedHistory
SWBISmith & Wesson Brands, Inc.COM50$1.00K<0.1%00.0%UnchangedHistory
BXBlackstone Inc.COM11$1.00K<0.1%00.0%UnchangedHistory
CDWCDW CorpCOM9$1.00K<0.1%00.0%UnchangedHistory
ICLRIcon PLCCOM6$1.00K<0.1%+6NewHistory
PTONPeloton Interactive, Inc.CL A COM190$1.00K<0.1%00.0%UnchangedHistory
ALVAutoliv IncCOM18$1.00K<0.1%−24−57.1%ReducedHistory
Fidelity Covington Trust316092832DIVID ETF RISI25$1.00K<0.1%00.0%Unchanged–
GLWCorning IncCOM20$1.00K<0.1%00.0%UnchangedHistory
SSYSStratasys Ltd.SHS90$1.00K<0.1%00.0%UnchangedHistory
EXELExelixis, Inc.COM51$1.00K<0.1%00.0%UnchangedHistory
STLAStellantis N.V.SHS100$1.00K<0.1%00.0%UnchangedHistory
RIOTRiot Platforms, Inc.COM160$1.00K<0.1%00.0%UnchangedHistory
CSGPCostar Group, Inc.COM17$1.00K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W794TRUE DEV INTL FD24$1.00K<0.1%00.0%Unchanged–
iShares Inc464286475EM MKT SM-CP ETF17$1.00K<0.1%+17New–
RHRHCOM4$1.00K<0.1%+1+33.3%AddedHistory
ROKURoku, IncCOM CL A10$1.00K<0.1%00.0%UnchangedHistory
HIMXHimax Technologies, Inc.SPONSORED ADR240$1.00K<0.1%+37+18.2%AddedHistory
UDRUDR, Inc.COM34$1.00K<0.1%+34NewHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS120$1.00K<0.1%−38−24.1%ReducedHistory
ALDXAldeyra Therapeutics, Inc.COM155$1.00K<0.1%−610−79.7%ReducedHistory
BZUNBaozun Inc.SPONSORED ADR130$1.00K<0.1%00.0%UnchangedHistory
BYNDBeyond Meat, Inc.COM81$1.00K<0.1%00.0%UnchangedHistory
KEPKorea Electric Power CorpSPONSORED ADR100$1.00K<0.1%00.0%UnchangedHistory
MGNXMacrogenics IncCOM400$1.00K<0.1%00.0%UnchangedHistory
MARAMARA Holdings, Inc.COM50$1.00K<0.1%00.0%UnchangedHistory
NESRNational Energy Services Reunited Corp.SHS200$1.00K<0.1%00.0%UnchangedHistory
OPRXOptimizeRx CorpCOM NEW100$1.00K<0.1%00.0%UnchangedHistory
SNDSmart Sand, Inc.COM500$1.00K<0.1%00.0%UnchangedHistory
AYXAlteryx, Inc.COM CL A10$1.00K<0.1%00.0%UnchangedHistory
BLUEbluebird bio, Inc.COM230$1.00K<0.1%00.0%UnchangedHistory
COHNCohen & Co Inc.COM113$1.00K<0.1%+2+1.8%AddedHistory
CRBPCorbus Pharmaceuticals Holdings, Inc.COM4,479$1.00K<0.1%00.0%UnchangedHistory
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR51$1.00K<0.1%00.0%Unchanged–
EGIOEdgio, Inc.COM243$1.00K<0.1%00.0%UnchangedHistory
RADNew Rite Aid, LLCCOM187$1.00K<0.1%00.0%UnchangedHistory
STEMStem, Inc.CL A50$1.00K<0.1%00.0%UnchangedHistory
TELLTellurian Inc.COM295$1.00K<0.1%00.0%UnchangedHistory
WWWW International, Inc.COM160$1.00K<0.1%00.0%UnchangedHistory
IAUiShares Gold TrustETF50$2.00K<0.1%00.0%UnchangedHistory
SLBSLB LimitedStock62$2.00K<0.1%+62NewHistory

Sold out since Q2 2022 (29)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of HighMark Wealth Management LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
TPTXTurning Point Therapeutics, Inc.COM895$67.0K0.1%History
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF330$36.0K<0.1%–
BNFTBenefitfocus, Inc.COM3,650$28.0K<0.1%History
FPIFarmland Partners Inc.COM1,556$21.0K<0.1%History
GRFSGrifols SASP ADR REP B NVT1,700$20.0K<0.1%History
JNPRJuniper Networks IncCOM688$20.0K<0.1%History
CYHCommunity Health Systems IncCOM5,000$19.0K<0.1%History
iShares U S ETF Tr46431W689HEALTHCARE500$19.0K<0.1%–
FRGFranchise Group, Inc.COM500$18.0K<0.1%History
IRTCiRhythm Holdings, Inc.COM150$16.0K<0.1%History
STIMNeuronetics, Inc.COM5,000$16.0K<0.1%History
FXLVF45 Training Holdings Inc.COM4,150$16.0K<0.1%History
CDKCDK Global, Inc.COM276$15.0K<0.1%History
Siren Nexgen Economy ETF829658202ETF400$10.0K<0.1%–
ALLAllstate CorpStock62$8.00K<0.1%History
SLVOCredit Suisse AGX LINK SILVER1,164$5.00K<0.1%History
FOXAFox CorpCL A COM131$4.00K<0.1%History
EEFTEuronet Worldwide, Inc.COM38$4.00K<0.1%History
HLTHilton Worldwide Holdings Inc.COM38$4.00K<0.1%History
ENTGEntegris IncCOM33$3.00K<0.1%History
PLTRPalantir Technologies Inc.Stock250$2.00K<0.1%History
WTWWillis Towers Watson PLCSHS11$2.00K<0.1%History
AERAerCap Holdings N.V.SHS33$1.00K<0.1%History
HDBHDFC Bank LtdSPONSORED ADS25$1.00K<0.1%History
BURLBurlington Stores, Inc.COM3$00.0%History
BOXLBoxlight CorpCOM CL A400$00.0%History
XELAExela Technologies, Inc.COM NEW333$00.0%History
HURATuHURA Biosciences, Inc.COM1,000$00.0%History
TRXTRX GOLD CorpCOM1,000$00.0%History