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Livermore
Livermore
ZHEN

HighMark Wealth Management LLC

SEC CIK
0001802451
Latest filing
Aug 12, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 20, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
505
−4 vs. Q3 2021
Portfolio value
$157.8M
+$21.9M (+16.1%) vs. Q3 2021
Filed
Jan 20, 2022
SEC
Holdings of HighMark Wealth Management LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
VZVerizon Communications IncStock305$16.0K<0.1%−1,228−80.1%ReducedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF90$16.0K<0.1%+9+11.1%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF333$16.0K<0.1%+57+20.7%Added–
PMPhilip Morris International Inc.Stock171$16.0K<0.1%+1+0.6%AddedHistory
VanEck ETF Trust92189H607OIL SERVICES ETF85$16.0K<0.1%+85New–
Fidelity Covington Trust316092337FIDELITY FUND LR750$16.0K<0.1%+750New–
WisdomTree Tr97717W315EMER MKT HIGH FD379$16.0K<0.1%+6+1.6%Added–
DALDelta Air Lines, Inc.COM NEW409$16.0K<0.1%00.0%UnchangedHistory
VanEck Vectors ETF Tr92189F114VIDEO GAMING236$16.0K<0.1%+8+3.5%Added–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF462$17.0K<0.1%+70+17.9%Added–
iShares Russell 1000 Growth ETF464287614ETF56$17.0K<0.1%00.0%Unchanged–
SYKStryker CorpStock63$17.0K<0.1%00.0%UnchangedHistory
CCJCameco CorpStock802$17.0K<0.1%−348−30.3%ReducedHistory
First Tr Exchange Traded FD33738R845NASDQ OIL GAS900$17.0K<0.1%+900New–
First Tr Exchange-Traded FD33733E807NAT GAS ETF1,000$17.0K<0.1%+1,000New–
Alps ETF Tr00162Q593MED BREAKTHGH400$17.0K<0.1%+400New–
AVGRAvinger IncCOM38,800$17.0K<0.1%+1,500+4.0%AddedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF126$18.0K<0.1%+1+0.8%Added–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF570$18.0K<0.1%+83+17.0%Added–
OMCLOmnicell, Inc.COM100$18.0K<0.1%−179−64.2%ReducedHistory
iShares Tr464287762US HLTHCARE ETF58$18.0K<0.1%00.0%Unchanged–
APTVAptiv PLCSHS110$18.0K<0.1%+10+10.0%AddedHistory
LCIDLucid Group, Inc.COM500$19.0K<0.1%+500NewHistory
SPDR Series Trust78468R200ST STR RATE ETF623$19.0K<0.1%+88+16.4%Added–
APPSDigital Turbine, Inc.COM NEW310$19.0K<0.1%00.0%UnchangedHistory
Fidelity MSCI Financials Index ETF316092501ETF350$20.0K<0.1%00.0%Unchanged–
LULUlululemon athletica inc.Stock51$20.0K<0.1%+1+2.0%AddedHistory
VanEck ETF Trust92189F700AGRIBUSINESS ETF208$20.0K<0.1%+3+1.5%Added–
First Trust Dow Jones Internet Index Fund33733E302ETF92$21.0K<0.1%00.0%Unchanged–
Barrick Gold Corp067901108COM1,080$21.0K<0.1%+13+1.2%Added–
AQMSAqua Metals, Inc.COM16,944$21.0K<0.1%−1,306−7.2%ReducedHistory
iShares U.S. Healthcare Providers ETF464288828ETF77$22.0K<0.1%00.0%Unchanged–
iShares Core High Dividend ETF46429B663ETF215$22.0K<0.1%+2+0.9%Added–
Vanguard Morningstar Growth ETF922908736ETF0$22.0K<0.1%0New–
PFGPrincipal Financial Group IncCOM310$22.0K<0.1%00.0%UnchangedHistory
OTTROtter Tail CorpCOM305$22.0K<0.1%+2+0.7%AddedHistory
FFord Motor CoStock1,130$23.0K<0.1%+6+0.5%AddedHistory
UNHUnitedHealth Group IncStock46$23.0K<0.1%00.0%UnchangedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD284$23.0K<0.1%+43+17.8%Added–
ARNAArena Pharmaceuticals IncCOM NEW250$23.0K<0.1%−308−55.2%ReducedHistory
NCZVirtus Convertible & Income Fund IICOM4,453$23.0K<0.1%00.0%UnchangedHistory
RBLXRoblox CorpStock234$24.0K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF77$24.0K<0.1%+10+14.9%Added–
MTUSMetallus Inc.COM1,477$24.0K<0.1%00.0%UnchangedHistory
JNPRJuniper Networks IncCOM679$24.0K<0.1%+679NewHistory
FDXFedEx CorpStock95$25.0K<0.1%00.0%UnchangedHistory
SNOWSnowflake Inc.Stock75$25.0K<0.1%00.0%UnchangedHistory
JPMJPMorgan Chase & CoStock157$25.0K<0.1%+1+0.6%AddedHistory
SHOPShopify Inc.Stock18$25.0K<0.1%+18NewHistory
Vanguard S&P 500 ETF922908363ETF60$26.0K<0.1%00.0%Unchanged–
Vanguard Total Bond Market ETF921937835ETF308$26.0K<0.1%+49+18.9%Added–
LMTLockheed Martin CorpStock74$26.0K<0.1%+1+1.4%AddedHistory
ATVIActivision Blizzard, Inc.COM391$26.0K<0.1%+45+13.0%AddedHistory
NUVANuvasive IncCOM500$26.0K<0.1%00.0%UnchangedHistory
DEODiageo PLCSPON ADR NEW127$28.0K<0.1%+2+1.6%AddedHistory
RLAYRelay Therapeutics, Inc.COM905$28.0K<0.1%−1,700−65.3%ReducedHistory
RGAReinsurance Group of America IncCOM NEW261$29.0K<0.1%+2+0.8%AddedHistory
Schwab U.S. Large-Cap ETF808524201ETF274$31.0K<0.1%+1+0.4%Added–
iShares Inc464286533MSCI EMERG MRKT486$31.0K<0.1%+240+97.6%Added–
ETSYEtsy IncCOM142$31.0K<0.1%00.0%UnchangedHistory
Schwab U.S. Broad Market ETF808524102ETF281$32.0K<0.1%+1+0.4%Added–
STESTERIS plcSHS USD132$32.0K<0.1%00.0%UnchangedHistory
FSRFisker Inc.CL A COM STK2,099$33.0K<0.1%−333−13.7%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF82$34.0K<0.1%+10+13.9%Added–
Schwab U.S. Large-Cap Growth ETF808524300ETF212$35.0K<0.1%+1+0.5%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF565$35.0K<0.1%+93+19.7%Added–
Vanguard Short-Term Bond ETF921937827ETF433$35.0K<0.1%+65+17.7%Added–
BMYBristol Myers Squibb CoStock583$36.0K<0.1%+92+18.7%AddedHistory
SBUXStarbucks CorpStock327$38.0K<0.1%−202−38.2%ReducedHistory
DEDeere & CoStock110$38.0K<0.1%00.0%UnchangedHistory
HTGMHTG Molecular Diagnostics, IncCOM NEW6,966$38.0K<0.1%00.0%UnchangedHistory
PMDPsychemedics CorpCOM NEW5,539$39.0K<0.1%+39+0.7%AddedHistory
PTENPatterson Uti Energy IncCOM4,773$40.0K<0.1%+12+0.3%AddedHistory
DGXQuest Diagnostics IncCOM231$40.0K<0.1%+1+0.4%AddedHistory
STIMNeuronetics, Inc.COM9,000$40.0K<0.1%−9,565−51.5%ReducedHistory
AMRNAmarin Corp PLCSPONS ADR NEW12,000$40.0K<0.1%00.0%UnchangedHistory
NEONeogenomics IncCOM NEW1,200$41.0K<0.1%−1,788−59.8%ReducedHistory
CTSOCytosorbents CorpCOM NEW10,000$42.0K<0.1%00.0%UnchangedHistory
iShares Tr464287739U.S. REAL ES ETF372$43.0K<0.1%00.0%Unchanged–
TPTXTurning Point Therapeutics, Inc.COM895$43.0K<0.1%−219−19.7%ReducedHistory
BRBroadridge Financial Solutions, Inc.Stock243$44.0K<0.1%+1+0.4%AddedHistory
NVSTEnvista Holdings CorpCOM1,000$45.0K<0.1%00.0%UnchangedHistory
YETIYETI Holdings, Inc.COM569$47.0K<0.1%00.0%UnchangedHistory
SOSouthern CoStock718$49.0K<0.1%00.0%UnchangedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST4,448$49.0K<0.1%+2,029+83.9%Added–
TWTRTwitter, Inc.COM1,133$49.0K<0.1%00.0%UnchangedHistory
iShares Tr464288646ISHS 1-5YR INVS928$50.0K<0.1%+138+17.5%Added–
KOCoca Cola CoStock855$51.0K<0.1%+11+1.3%AddedHistory
PYPLPayPal Holdings, Inc.Stock276$52.0K<0.1%00.0%UnchangedHistory
MRSHMarsh & McLennan Companies, Inc.Stock308$53.0K<0.1%00.0%UnchangedHistory
WPMWheaton Precious Metals Corp.COM1,229$53.0K<0.1%+4+0.3%AddedHistory
PRTAProthena Corp Public Ltd CoSHS1,075$53.0K<0.1%−721−40.1%ReducedHistory
DKNGDraftKings Inc.COM CL A1,918$53.0K<0.1%+576+42.9%AddedHistory
GISGeneral Mills IncStock799$54.0K<0.1%+6+0.8%AddedHistory
iShares Tr464288885EAFE GRWTH ETF485$54.0K<0.1%00.0%Unchanged–
GOOGLAlphabet Inc.Stock19$55.0K<0.1%−1−5.0%ReducedHistory
PENNPENN Entertainment, Inc.COM1,060$55.0K<0.1%−59−5.3%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF1,004$56.0K<0.1%+5+0.5%Added–
CSCOCisco Systems, Inc.Stock894$57.0K<0.1%+5+0.6%AddedHistory
SPWHSportsman's Warehouse Holdings, Inc.COM5,000$59.0K<0.1%+5,000NewHistory

Sold out since Q3 2021 (44)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of HighMark Wealth Management LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
SRGASurgalign Holdings, Inc.COM90,000$98.0K0.1%History
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT1$33.0K<0.1%–
NEMNEWMONT CorpStock530$29.0K<0.1%History
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF0$23.0K<0.1%–
ATRCAtriCure, Inc.COM327$23.0K<0.1%History
RAREUltragenyx Pharmaceutical Inc.COM209$19.0K<0.1%History
Vanguard Energy ETF92204A306ETF250$18.0K<0.1%–
CLFCleveland-Cliffs Inc.COM900$18.0K<0.1%History
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT0$15.0K<0.1%–
KIDSOrthopediatrics CorpCOM196$13.0K<0.1%History
SPDR Series Trust78468R622ST BLOO HIGH ETF106$12.0K<0.1%–
MNTSMomentus Inc.COM CL A1,000$11.0K<0.1%History
GMABGenmab A/SSPONSORED ADS222$10.0K<0.1%History
CDXSCodexis, Inc.COM393$9.00K<0.1%History
SIBNSI-BONE, Inc.COM377$8.00K<0.1%History
JYNTJOINT CorpCOM60$6.00K<0.1%History
Itamar Med Ltd465437101SPONSORED ADS214$6.00K<0.1%–
LHCGLHC Group, IncCOM37$6.00K<0.1%History
LHXL3HARRIS Technologies, Inc.Stock23$5.00K<0.1%History
TFCTruist Financial CorpCOM77$5.00K<0.1%History
MRVIMaravai Lifesciences Holdings, Inc.COM CL A102$5.00K<0.1%History
ProShares Tr74347B110ULTRAPRO SHORT S300$5.00K<0.1%–
GPNGlobal Payments IncStock24$4.00K<0.1%History
CHKPCheck Point Software Technologies LtdORD31$4.00K<0.1%History
EQTEQT CorpStock148$3.00K<0.1%History
IBKRInteractive Brokers Group, Inc.Stock41$3.00K<0.1%History
SLPSimulations Plus, Inc.COM77$3.00K<0.1%History
AFRMAffirm Holdings, Inc.COM CL A22$3.00K<0.1%History
KROSKeros Therapeutics, Inc.COM148$3.00K<0.1%History
MDLAMedallia, Inc.COM85$3.00K<0.1%History
ProShares Tr74347G747ULTPRO SHT 2017300$3.00K<0.1%–
AKAMAkamai Technologies IncCOM21$2.00K<0.1%History
AONAon plcCL A7$2.00K<0.1%History
TTTrane Technologies plcSHS10$2.00K<0.1%History
GRWGGrowGeneration Corp.COM100$2.00K<0.1%History
MASIMasimo CorpCOM6$2.00K<0.1%History
WMWaste Management IncStock5$1.00K<0.1%History
SRTAStrata Critical Medical, Inc.CL A COM100$1.00K<0.1%History
AGTCApplied Genetic Technologies CorpCOM300$1.00K<0.1%History
RJETRepublic Airways Holdings Inc.COM NEW100$1.00K<0.1%History
Teligent, Inc.87960W203COM NEW2,750$1.00K<0.1%–
TGTXTG Therapeutics, Inc.COM11$00.0%History
VXXBarclays Bank PLCETF4$00.0%History
AHTAshford Hospitality Trust IncCOM10$00.0%History