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Livermore
Livermore
ZHEN

HighMark Wealth Management LLC

SEC CIK
0001802451
Latest filing
Aug 12, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 1, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
509
−3 vs. Q2 2021
Portfolio value
$135.9M
−$202.0K (−0.1%) vs. Q2 2021
Filed
Nov 1, 2021
SEC
Holdings of HighMark Wealth Management LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Global X FDS37954Y715RBTCS ARTFL INTE400$15.0K<0.1%00.0%Unchanged–
iShares Inc464286533MSCI EMERG MRKT246$15.0K<0.1%+61+33.0%Added–
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT0$15.0K<0.1%−50−100.0%Reduced–
VanEck Vectors ETF Tr92189F114VIDEO GAMING228$15.0K<0.1%00.0%Unchanged–
APTVAptiv PLCSHS100$15.0K<0.1%00.0%UnchangedHistory
FFord Motor CoStock1,124$16.0K<0.1%00.0%UnchangedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF125$16.0K<0.1%00.0%Unchanged–
GEGeneral Electric CoStock158$16.0K<0.1%−6−3.9%ReducedConverted for a 1-for-8 splitHistory
PMPhilip Morris International Inc.Stock170$16.0K<0.1%−5−2.9%ReducedHistory
SPDR Series Trust78468R200ST STR RATE ETF535$16.0K<0.1%+142+36.1%Added–
WisdomTree Tr97717W315EMER MKT HIGH FD373$16.0K<0.1%+8+2.2%Added–
iShares Tr464287762US HLTHCARE ETF58$16.0K<0.1%00.0%Unchanged–
SYKStryker CorpStock63$17.0K<0.1%00.0%UnchangedHistory
BACBank of America CorpStock392$17.0K<0.1%−86−18.0%ReducedHistory
OTTROtter Tail CorpCOM303$17.0K<0.1%+2+0.7%AddedHistory
DALDelta Air Lines, Inc.COM NEW409$17.0K<0.1%00.0%UnchangedHistory
GEVOGevo, Inc.COM PAR2,500$17.0K<0.1%00.0%UnchangedHistory
Vanguard Energy ETF92204A306ETF250$18.0K<0.1%00.0%Unchanged–
RBLXRoblox CorpStock234$18.0K<0.1%+120+105.3%AddedHistory
UNHUnitedHealth Group IncStock46$18.0K<0.1%−21−31.3%ReducedHistory
ATECAlphatec Holdings, Inc.COM NEW1,471$18.0K<0.1%+363+32.8%AddedHistory
CLFCleveland-Cliffs Inc.COM900$18.0K<0.1%−350−28.0%ReducedHistory
Barrick Gold Corp067901108COM1,067$19.0K<0.1%+12+1.1%Added–
RAREUltragenyx Pharmaceutical Inc.COM209$19.0K<0.1%+113+117.7%AddedHistory
MTUSMetallus Inc.COM1,477$19.0K<0.1%00.0%UnchangedHistory
iShares Core High Dividend ETF46429B663ETF213$20.0K<0.1%+2+0.9%Added–
LULUlululemon athletica inc.Stock50$20.0K<0.1%−3−5.7%ReducedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS2,082$20.0K<0.1%+84+4.2%AddedHistory
PFGPrincipal Financial Group IncCOM310$20.0K<0.1%00.0%UnchangedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD241$20.0K<0.1%+64+36.2%Added–
CUTRCutera IncCOM437$20.0K<0.1%+1+0.2%AddedHistory
FDXFedEx CorpStock95$21.0K<0.1%+1+1.1%AddedHistory
APPSDigital Turbine, Inc.COM NEW310$21.0K<0.1%+160+106.7%AddedHistory
Vanguard Total Bond Market ETF921937835ETF259$22.0K<0.1%+67+34.9%Added–
State Street SPDR S&P Regional Banking ETF78464A698ETF328$22.0K<0.1%+1+0.3%Added–
First Trust Dow Jones Internet Index Fund33733E302ETF92$22.0K<0.1%00.0%Unchanged–
SNOWSnowflake Inc.Stock75$23.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF0$23.0K<0.1%−1,200−100.0%Reduced–
BMRNBiomarin Pharmaceutical IncCOM302$23.0K<0.1%+302NewHistory
ATRCAtriCure, Inc.COM327$23.0K<0.1%−2−0.6%ReducedHistory
NCZVirtus Convertible & Income Fund IICOM4,453$23.0K<0.1%00.0%UnchangedHistory
Vanguard S&P 500 ETF922908363ETF60$24.0K<0.1%+1+1.7%Added–
DEODiageo PLCSPON ADR NEW125$24.0K<0.1%−4−3.1%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock43$25.0K<0.1%−4−8.5%ReducedHistory
LMTLockheed Martin CorpStock73$25.0K<0.1%00.0%UnchangedHistory
JPMJPMorgan Chase & CoStock156$25.0K<0.1%+1+0.6%AddedHistory
CCJCameco CorpStock1,150$25.0K<0.1%+50+4.5%AddedHistory
KRTXKaruna Therapeutics, Inc.COM205$25.0K<0.1%+18+9.6%AddedHistory
BCYCBicycle Therapeutics PLCSPONSORED ADS626$26.0K<0.1%+626NewHistory
STESTERIS plcSHS USD132$27.0K<0.1%00.0%UnchangedHistory
ATVIActivision Blizzard, Inc.COM346$27.0K<0.1%−30−8.0%ReducedHistory
Schwab U.S. Large-Cap ETF808524201ETF273$28.0K<0.1%+1+0.4%Added–
AVGRAvinger IncCOM37,300$28.0K<0.1%+20,500+122.0%AddedHistory
Schwab U.S. Broad Market ETF808524102ETF280$29.0K<0.1%00.0%Unchanged–
NEMNEWMONT CorpStock530$29.0K<0.1%+530NewHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF472$29.0K<0.1%+131+38.4%Added–
BMYBristol Myers Squibb CoStock491$29.0K<0.1%00.0%UnchangedHistory
RGAReinsurance Group of America IncCOM NEW259$29.0K<0.1%−10−3.7%ReducedHistory
Vanguard Short-Term Bond ETF921937827ETF368$30.0K<0.1%+98+36.3%Added–
ETSYEtsy IncCOM142$30.0K<0.1%00.0%UnchangedHistory
AXNXAxonics, Inc.COM463$30.0K<0.1%+40+9.5%AddedHistory
NUVANuvasive IncCOM500$30.0K<0.1%00.0%UnchangedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF211$31.0K<0.1%00.0%Unchanged–
State Street SPDR S&P Biotech ETF78464A870ETF245$31.0K<0.1%+245New–
YMABY-mAbs Therapeutics, Inc.COM1,103$31.0K<0.1%−178−13.9%ReducedHistory
ANNXAnnexon, Inc.COM1,715$32.0K<0.1%+261+18.0%AddedHistory
HCATHealth Catalyst, Inc.COM645$32.0K<0.1%+54+9.1%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT1$33.0K<0.1%−220−99.5%Reduced–
DGXQuest Diagnostics IncCOM230$33.0K<0.1%+1+0.4%AddedHistory
ARNAArena Pharmaceuticals IncCOM NEW558$33.0K<0.1%+42+8.1%AddedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST2,419$35.0K<0.1%+9+0.4%Added–
FSRFisker Inc.CL A COM STK2,432$36.0K<0.1%+64+2.7%AddedHistory
DEDeere & CoStock110$37.0K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F700AGRIBUSINESS ETF205$37.0K<0.1%−200−49.4%Reduced–
iShares U.S. Healthcare Providers ETF464288828ETF77$38.0K<0.1%−54−41.2%Reduced–
Fidelity MSCI Financials Index ETF316092501ETF350$38.0K<0.1%−350−50.0%Reduced–
iShares Tr464287739U.S. REAL ES ETF372$38.0K<0.1%00.0%Unchanged–
AQMSAqua Metals, Inc.COM18,250$38.0K<0.1%−665−3.5%ReducedHistory
BRBroadridge Financial Solutions, Inc.Stock242$40.0K<0.1%+1+0.4%AddedHistory
ALDXAldeyra Therapeutics, Inc.COM4,557$40.0K<0.1%+197+4.5%AddedHistory
HTGMHTG Molecular Diagnostics, IncCOM NEW6,966$40.0K<0.1%00.0%UnchangedHistory
OMCLOmnicell, Inc.COM279$41.0K<0.1%+14+5.3%AddedHistory
NVSTEnvista Holdings CorpCOM1,000$42.0K<0.1%00.0%UnchangedHistory
ABNBAirbnb, Inc.Stock257$43.0K<0.1%+245+2,041.7%AddedHistory
PTENPatterson Uti Energy IncCOM4,761$43.0K<0.1%+4,761NewHistory
iShares Tr464288646ISHS 1-5YR INVS790$43.0K<0.1%+210+36.2%Added–
KOCoca Cola CoStock844$44.0K<0.1%+6+0.7%AddedHistory
SOSouthern CoStock718$44.0K<0.1%00.0%UnchangedHistory
WPMWheaton Precious Metals Corp.COM1,225$46.0K<0.1%+4+0.3%AddedHistory
PMDPsychemedics CorpCOM NEW5,500$46.0K<0.1%+5,500NewHistory
GISGeneral Mills IncStock793$47.0K<0.1%+7+0.9%AddedHistory
MRSHMarsh & McLennan Companies, Inc.Stock308$47.0K<0.1%00.0%UnchangedHistory
SIENProject Sage Oldco, Inc.COM8,282$47.0K<0.1%+2,432+41.6%AddedHistory
SYNASYNAPTICS IncStock269$48.0K<0.1%00.0%UnchangedHistory
CSCOCisco Systems, Inc.Stock889$48.0K<0.1%−9−1.0%ReducedHistory
YETIYETI Holdings, Inc.COM569$49.0K<0.1%+275+93.5%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF999$52.0K<0.1%+5+0.5%Added–
iShares Tr464288885EAFE GRWTH ETF485$52.0K<0.1%00.0%Unchanged–
GOOGLAlphabet Inc.Stock20$53.0K<0.1%00.0%UnchangedHistory
iShares Tr464288257MSCI ACWI ETF569$57.0K<0.1%00.0%Unchanged–

Sold out since Q2 2021 (33)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of HighMark Wealth Management LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
ARCHArch Resources, Inc.CL A800$46.0K<0.1%History
LEUCentrus Energy CorpStock0$44.0K<0.1%History
VanEck ETF Trust92189F791JUNIOR GOLD MINE911$43.0K<0.1%–
EXKEndeavour Silver CorpCOM7,000$43.0K<0.1%History
SHOPShopify Inc.Stock28$40.0K<0.1%History
GAIAGaia, IncCL A3,500$38.0K<0.1%History
RYZRyerson Holding CorpCOM0$36.0K<0.1%History
WLLWhiting Holdings LLCCOM NEW575$31.0K<0.1%History
DNMRDanimer Scientific, Inc.COM CL A1,125$28.0K<0.1%History
HLHecla Mining CoCOM3,001$22.0K<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM201$17.0K<0.1%History
APTOAptose Biosciences Inc.COM NEW5,116$17.0K<0.1%History
GKOSGLAUKOS CorpCOM178$15.0K<0.1%History
iShares S&P 500 Growth ETF464287309ETF121$9.00K<0.1%–
IDXXIDEXX Laboratories IncCOM10$6.00K<0.1%History
VRTXVertex Pharmaceuticals IncStock19$5.00K<0.1%History
VFCV F CorpStock64$5.00K<0.1%History
APDAir Products & Chemicals, Inc.Stock19$5.00K<0.1%History
LWLamb Weston Holdings, Inc.Stock46$4.00K<0.1%History
FRFirst Industrial Realty Trust IncCOM78$4.00K<0.1%History
TTETotalEnergies SESPONSORED ADS62$3.00K<0.1%History
INTCIntel CorpStock0$2.00K<0.1%History
AVGOBroadcom Inc.Stock0$2.00K<0.1%History
MCHPMicrochip Technology IncStock14$2.00K<0.1%History
BLKBlackRock, Inc.COM2$2.00K<0.1%History
CTXSCitrix Systems IncCOM0$2.00K<0.1%History
MXIMMaxim Integrated Products IncCOM17$2.00K<0.1%History
ENBEnbridge IncStock37$1.00K<0.1%History
BMBLBumble Inc.COM CL A15$1.00K<0.1%History
BXRXBaudax Bio, Inc.COM0$1.00K<0.1%History
LINLinde PLCSHS0$1.00K<0.1%History
LUVSouthwest Airlines CoCOM1$00.0%History
AHTAshford Hospitality Trust IncCOM SHS100$00.0%History