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Livermore
Livermore
ZHEN

HighMark Wealth Management LLC

SEC CIK
0001802451
Latest filing
Aug 12, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 1, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
509
−3 vs. Q2 2021
Portfolio value
$135.9M
−$202.0K (−0.1%) vs. Q2 2021
Filed
Nov 1, 2021
SEC
Holdings of HighMark Wealth Management LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
BKNGBooking Holdings Inc.Stock3$7.00K<0.1%00.0%UnchangedHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF49$7.00K<0.1%+13+36.1%Added–
GILDGilead Sciences, Inc.Stock105$7.00K<0.1%+1+1.0%AddedHistory
Invesco Exch Traded FD Tr II46138E628KBW BK ETF104$7.00K<0.1%+1+1.0%Added–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS101$7.00K<0.1%+26+34.7%Added–
SNYSanofiSPONSORED ADR150$7.00K<0.1%−14−8.5%ReducedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX138$7.00K<0.1%+36+35.3%Added–
OBDCBlue Owl Capital CorpCOM500$7.00K<0.1%+500NewHistory
CHRWC. H. Robinson Worldwide, Inc.COM NEW77$7.00K<0.1%+21+37.5%AddedHistory
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX79$7.00K<0.1%00.0%Unchanged–
ELMEElme CommunitiesSH BEN INT300$7.00K<0.1%00.0%UnchangedHistory
CRHCRH Public Ltd CoADR153$7.00K<0.1%−15−8.9%ReducedHistory
NVTAInvitae CorpCOM263$7.00K<0.1%+30+12.9%AddedHistory
Listed FD Tr53656F706ROUNDHILL BITK281$7.00K<0.1%00.0%Unchanged–
PXDPioneer Natural Resources CoCOM40$7.00K<0.1%00.0%UnchangedHistory
Two Harbors Investment Corp.90187B408COM NEW1,149$7.00K<0.1%+29+2.6%Added–
NFLXNetflix IncStock14$8.00K<0.1%+14NewHistory
NEENextera Energy IncStock105$8.00K<0.1%−9−7.9%ReducedHistory
ACGLArch Capital Group Ltd.Stock217$8.00K<0.1%−18−7.7%ReducedHistory
JCIJohnson Controls International plcStock122$8.00K<0.1%−15−10.9%ReducedHistory
INTUIntuit Inc.Stock14$8.00K<0.1%00.0%UnchangedHistory
EOGEOG Resources IncStock101$8.00K<0.1%+41+68.3%AddedHistory
SIBNSI-BONE, Inc.COM377$8.00K<0.1%+53+16.4%AddedHistory
EPCEdgewell Personal Care CoCOM208$8.00K<0.1%00.0%UnchangedHistory
LKQLKQ CorpCOM150$8.00K<0.1%00.0%UnchangedHistory
LITELumentum Holdings Inc.COM100$8.00K<0.1%00.0%UnchangedHistory
RPMRPM International IncCOM101$8.00K<0.1%00.0%UnchangedHistory
EBAYeBay IncCOM122$8.00K<0.1%00.0%UnchangedHistory
MTBM&T Bank CorpCOM55$8.00K<0.1%+55NewHistory
MGNXMacrogenics IncCOM400$8.00K<0.1%00.0%UnchangedHistory
KDNYChinook Therapeutics, Inc.COM666$8.00K<0.1%00.0%UnchangedHistory
SCYXScynexis IncCOM NEW1,602$8.00K<0.1%−6,258−79.6%ReducedHistory
ZYMEZymeworks Inc.COM280$8.00K<0.1%+50+21.7%AddedHistory
GSGoldman Sachs Group IncStock25$9.00K<0.1%−5−16.7%ReducedHistory
TERTeradyne, IncStock83$9.00K<0.1%00.0%UnchangedHistory
WMTWalmart Inc.Stock68$9.00K<0.1%00.0%UnchangedHistory
TXNTexas Instruments IncStock48$9.00K<0.1%−11−18.6%ReducedHistory
BABAAlibaba Group Holding LtdADR58$9.00K<0.1%00.0%UnchangedHistory
WECWec Energy Group, Inc.Stock100$9.00K<0.1%00.0%UnchangedHistory
CRWDCrowdStrike Holdings, Inc.Stock38$9.00K<0.1%+3+8.6%AddedHistory
ALLAllstate CorpStock73$9.00K<0.1%−5−6.4%ReducedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL147$9.00K<0.1%+36+32.4%Added–
DOVDOVER CorpCOM55$9.00K<0.1%00.0%UnchangedHistory
ATKRAtkore Inc.COM100$9.00K<0.1%00.0%UnchangedHistory
OPCHOption Care Health, Inc.COM NEW383$9.00K<0.1%00.0%UnchangedHistory
CDXSCodexis, Inc.COM393$9.00K<0.1%+55+16.3%AddedHistory
BYNDBeyond Meat, Inc.COM81$9.00K<0.1%00.0%UnchangedHistory
BGFVBig 5 Sporting Goods CorpCOM383$9.00K<0.1%+72+23.2%AddedHistory
PHLTPerformant Healthcare IncCOM2,151$9.00K<0.1%+2,151NewHistory
SGMOQSangamo Therapeutics, IncCOM1,000$9.00K<0.1%00.0%UnchangedHistory
EBETEBET, Inc.COM268$9.00K<0.1%00.0%UnchangedHistory
PRUPrudential Financial IncStock96$10.0K<0.1%+1+1.1%AddedHistory
FISFidelity National Information Services, Inc.Stock86$10.0K<0.1%−6−6.5%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF72$10.0K<0.1%+20+38.5%Added–
Vanguard High Dividend Yield Index ETF921946406ETF93$10.0K<0.1%+25+36.8%Added–
AIGAmerican International Group, Inc.Stock191$10.0K<0.1%−11−5.4%ReducedHistory
ARK Next Generation Technology ETF00214Q401ETF75$10.0K<0.1%00.0%Unchanged–
GMABGenmab A/SSPONSORED ADS222$10.0K<0.1%−16−6.7%ReducedHistory
Vanguard Whitehall FDS921946794INTL HIGH ETF152$10.0K<0.1%+43+39.4%Added–
SESea LtdSPONSORD ADS30$10.0K<0.1%00.0%UnchangedHistory
NETCloudflare, Inc.CL A COM90$10.0K<0.1%00.0%UnchangedHistory
XNCRXencor IncCOM300$10.0K<0.1%00.0%UnchangedHistory
WWWW International, Inc.COM553$10.0K<0.1%+553NewHistory
ZUOZuora IncCOM CL A620$10.0K<0.1%−150−19.5%ReducedHistory
Far Peak Acquisition CorpG3312L103SHS CL A1,000$10.0K<0.1%+1,000New–
ZTSZoetis Inc.Stock55$11.0K<0.1%−5−8.3%ReducedHistory
ROPRoper Technologies IncStock24$11.0K<0.1%00.0%UnchangedHistory
SCHWSchwab Charles CorpStock152$11.0K<0.1%+21+16.0%AddedHistory
ZSZscaler, Inc.Stock42$11.0K<0.1%00.0%UnchangedHistory
MRVLMarvell Technology, Inc.COM175$11.0K<0.1%00.0%UnchangedHistory
FIGSFIGS, Inc.CL A300$11.0K<0.1%00.0%UnchangedHistory
TCRRTCR2 Therapeutics Inc.COM1,335$11.0K<0.1%+295+28.4%AddedHistory
MNTSMomentus Inc.COM CL A1,000$11.0K<0.1%+1,000NewHistory
VLOValero Energy CorpStock165$12.0K<0.1%−52−24.0%ReducedHistory
Vanguard Communication Services ETF92204A884ETF88$12.0K<0.1%00.0%Unchanged–
U.S. Global Jets ETF26922A842ETF500$12.0K<0.1%00.0%Unchanged–
KGCKinross Gold CorpCOM2,298$12.0K<0.1%+8+0.3%AddedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF806$12.0K<0.1%+806New–
iShares Tr464287846DOW JONES US ETF111$12.0K<0.1%+1+0.9%Added–
NXPINXP Semiconductors N.V.COM60$12.0K<0.1%−3−4.8%ReducedHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF106$12.0K<0.1%+1+1.0%Added–
CDKCDK Global, Inc.COM276$12.0K<0.1%00.0%UnchangedHistory
VanEck Vectors ETF Tr92189H839SOCIAL SENTIMENT500$12.0K<0.1%00.0%Unchanged–
YUMYum Brands IncStock109$13.0K<0.1%00.0%UnchangedHistory
MCDMcDonalds CorpStock54$13.0K<0.1%00.0%UnchangedHistory
ETNEaton Corp plcStock87$13.0K<0.1%+27+45.0%AddedHistory
iShares Tr464288851US OIL GS EX ETF230$13.0K<0.1%+2+0.9%Added–
KIDSOrthopediatrics CorpCOM196$13.0K<0.1%+27+16.0%AddedHistory
SNAPSnap IncStock195$14.0K<0.1%−10−4.9%ReducedHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF392$14.0K<0.1%+103+35.6%Added–
Vanguard Morningstar Small-Cap Value ETF922908611ETF81$14.0K<0.1%+25+44.6%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF276$14.0K<0.1%+73+36.0%Added–
BIDUBaidu, Inc.ADR88$14.0K<0.1%−50−36.2%ReducedHistory
CROXCrocs, Inc.COM100$14.0K<0.1%00.0%UnchangedHistory
DVAXDynavax Technologies CorpCOM NEW750$14.0K<0.1%00.0%UnchangedHistory
iShares Russell 1000 Growth ETF464287614ETF56$15.0K<0.1%00.0%Unchanged–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF487$15.0K<0.1%+129+36.0%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF246$15.0K<0.1%00.0%Unchanged–
ORCLOracle CorpStock167$15.0K<0.1%+1+0.6%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF67$15.0K<0.1%+19+39.6%Added–

Sold out since Q2 2021 (33)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of HighMark Wealth Management LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
ARCHArch Resources, Inc.CL A800$46.0K<0.1%History
LEUCentrus Energy CorpStock0$44.0K<0.1%History
VanEck ETF Trust92189F791JUNIOR GOLD MINE911$43.0K<0.1%–
EXKEndeavour Silver CorpCOM7,000$43.0K<0.1%History
SHOPShopify Inc.Stock28$40.0K<0.1%History
GAIAGaia, IncCL A3,500$38.0K<0.1%History
RYZRyerson Holding CorpCOM0$36.0K<0.1%History
WLLWhiting Holdings LLCCOM NEW575$31.0K<0.1%History
DNMRDanimer Scientific, Inc.COM CL A1,125$28.0K<0.1%History
HLHecla Mining CoCOM3,001$22.0K<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM201$17.0K<0.1%History
APTOAptose Biosciences Inc.COM NEW5,116$17.0K<0.1%History
GKOSGLAUKOS CorpCOM178$15.0K<0.1%History
iShares S&P 500 Growth ETF464287309ETF121$9.00K<0.1%–
IDXXIDEXX Laboratories IncCOM10$6.00K<0.1%History
VRTXVertex Pharmaceuticals IncStock19$5.00K<0.1%History
VFCV F CorpStock64$5.00K<0.1%History
APDAir Products & Chemicals, Inc.Stock19$5.00K<0.1%History
LWLamb Weston Holdings, Inc.Stock46$4.00K<0.1%History
FRFirst Industrial Realty Trust IncCOM78$4.00K<0.1%History
TTETotalEnergies SESPONSORED ADS62$3.00K<0.1%History
INTCIntel CorpStock0$2.00K<0.1%History
AVGOBroadcom Inc.Stock0$2.00K<0.1%History
MCHPMicrochip Technology IncStock14$2.00K<0.1%History
BLKBlackRock, Inc.COM2$2.00K<0.1%History
CTXSCitrix Systems IncCOM0$2.00K<0.1%History
MXIMMaxim Integrated Products IncCOM17$2.00K<0.1%History
ENBEnbridge IncStock37$1.00K<0.1%History
BMBLBumble Inc.COM CL A15$1.00K<0.1%History
BXRXBaudax Bio, Inc.COM0$1.00K<0.1%History
LINLinde PLCSHS0$1.00K<0.1%History
LUVSouthwest Airlines CoCOM1$00.0%History
AHTAshford Hospitality Trust IncCOM SHS100$00.0%History